Compliance Officer Jobs in Old Greenwich, CT

Engage with a dynamic Legal and Compliance team to enhance compliance frameworks, manage regulatory processes, and support compliance initiatives, driving organizational success and operational excell...

Innovate by building a cutting-edge compliance program in healthcare, enhancing trust with clients and partners. Collaborate across teams while managing complex compliance and privacy issues with auto...

Create a robust compliance program while supporting regulatory obligations and business growth. Collaborate with cross-functional teams and enhance compliance practices in a fast-paced fintech environ...

Transform compliance processes by conducting testing, analyzing regulations, and preparing reports. Collaborate with teams to ensure adherence to standards and develop training for compliance awarenes...

Elevate compliance standards while reviewing marketing and advertising materials for various investment products, ensuring adherence to regulatory guidelines across broker-dealer and advisory settings...

Elevate compliance standards by overseeing risk-based programs in Equities. Collaborate with business teams to advise on regulatory matters and enhance reporting practices while ensuring adherence to...

Partner with us to advance compliance oversight in Futures Commission Merchant activities, ensuring adherence to evolving regulations while providing strategic guidance and oversight to trading and cl...

Manage compliance for the Affirm Card program, ensuring regulatory adherence across marketing, onboarding, and servicing. Collaborate with cross-functional teams to navigate complex compliance challen...

Lead the charge in establishing and managing our compliance program, supporting deal execution and regulatory relationships. Build a scalable framework aligning compliance with business growth while f...

Join a dynamic compliance team to ensure regulatory adherence across futures and swap activities. Collaborate closely with various functions to enhance compliance frameworks while managing multiple pr...

Join a team that's redefining compliance in the fast-paced fintech landscape. Lead the compliance program across multiple jurisdictions, drive regulatory strategy, and empower a talented team to ensur...

The Compliance Officer for Quant Trading will provide compliance advisory to the firm's largest portfolio manager and address trading matters related to fully automated trading. This role involves mon...

Transform compliance through expertise in HR regulations, policy management, and training. Support a culture of accountability while navigating multi-state employment laws across diverse teams, ensuri...

Join a team that shapes the future of compliance. Lead our compliance program, ensuring regulatory adherence while fostering a culture of ethical conduct. Drive strategic initiatives by partnering wit...

Lead the charge in ensuring compliance and regulatory integrity within a dynamic banking environment. Oversee essential compliance activities, provide advisory support, and manage complex scenarios in...

Join our Compliance team as a hands-on Compliance Analyst, where you will execute KYC and KYB onboarding processes, ensuring quality compliance while managing applications in a fast-paced environment...

Drive compliance excellence from day one, managing systems and controls essential for scaling across financial services. Partner across teams to embed compliance rigor while ensuring client satisfacti...

Support the Head of U.S. Broker-Dealer Compliance by providing expert advisory services, ensuring regulatory adherence for Equities and Options trading, and enhancing compliance policies to foster a r...

Take ownership of the compliance program, ensuring regulatory adherence and risk mitigation. Collaborate with various teams to enhance the compliance framework, while supporting day-to-day operations...

Shape the future of compliance in finance by leading the development and execution of robust compliance programs while engaging with regulators and building a high-caliber team dedicated to risk mitig...

Join us to lead and enhance a world-class compliance program for a dynamic financial institution. Drive compliance initiatives, manage regulatory relationships, and build a resilient team as we evolve...

Champion the design of a robust regulatory operating system, ensuring compliance and governance for a multi-fund platform. Collaborate with stakeholders to shape strategic decisions and maintain relat...

Join a team that's shaping the compliance landscape for a European platform entering complex financial markets. You'll architect the regulatory infrastructure critical for GPs, driving credibility and...

Shape the future of compensation policies by conducting research, analyses, and surveys to enhance salary and benefits structures for UN staff, while collaborating with diverse stakeholders and presen...

Grow your career with a pivotal role managing complex compliance programs, providing regulatory insights, and influencing high-stakes decisions across a large healthcare system, all while maintaining...