Macquarie Bank

Trade Surveillance Manager

Macquarie Bank$90K — $130K *
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • 6-8 years in commodities and energy markets, focusing on OTC trading and regulatory compliance risk.
  • Deep understanding of market abuse risks and relevant regulations.
  • Proven experience in trade surveillance and investigations specific to commodities markets.
  • Strong analytical skills for interpreting surveillance alerts and trading data.
  • Ability to assess conduct against regulatory requirements.

Responsibilities

  • Oversee day-to-day trade and communications surveillance activities.
  • Lead investigations into suspicious OTC commodities activity.
  • Assess regulatory risks and ensure policy adherence.
  • Escalate complex issues as a key point of contact for compliance matters.
  • Collaborate with global Compliance teams to ensure consistent surveillance coverage.

Benefits

  • 1 wellbeing leave day and at least 25 days of annual leave annually.
  • 20 weeks of paid parental leave for primary caregivers and transition support.
  • 2 days of paid volunteer leave and donation matching opportunities.
  • Extensive health and wellness benefits, including medical and dental insurance.
  • Access to Employee Assistance Program for mental health support.
  • Learning and development reimbursements and recognition awards.
  • Flexible working arrangements and reimbursement for home office equipment.
Full Job Description
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Join a growing Global Trade Surveillance team based in Houston, with a strong focus on market conduct compliance, regulatory risk management, and control effectiveness across commodities and energy markets.

What role will you play?

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As a Trade Surveillance Manager, you will oversee the day to day execution of trade and communications surveillance activities with a strong emphasis on regulatory compliance, market integrity, and conduct risk management. You will lead and perform in depth investigations into potentially suspicious non exchange traded (OTC) commodities activity, assess regulatory risk and policy adherence, and ensure findings are appropriately escalated and remediated. You will serve as a key escalation point for complex or high risk matters, providing expert guidance to junior surveillance staff and ensuring investigations meet regulatory expectations for quality, documentation, and timeliness. In close partnership with regional and global Compliance teams, you will help deliver consistent and defensible surveillance coverage aligned with regulatory obligations and internal standards.

What you offer

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  • 6-8 years of experience in commodities and energy markets, with a strong focus on OTC trading, market conduct, and regulatory compliance risk
  • In depth understanding of market abuse and manipulation risks, relevant regulations, internal policies, and expected compliance controls across trading, booking, and client interactions
  • Demonstrated experience in trade surveillance, investigations, and regulatory frameworks applicable to commodities markets (e.g., CFTC, FERC, exchange rules, or equivalent international regimes)
  • Strong analytical skills, including the ability to interpret surveillance alerts, analyze trading and communications data, reconstruct trades, and assess conduct against regulatory requirements


We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.

What we offer

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At Macquarie, you're empowered to shape a career that's rewarding in all the ways that matter most to you. Macquarie employees can access a wide range of benefits which, depending on eligibility criteria, include:

  • 1 wellbeing leave day per year and a minimum of 25 days of annual leave
  • 20 weeks' paid parental leave for primary caregivers along with 12 days of paid transition leave upon return to work and 6 weeks' paid leave for secondary caregivers
  • 2 days of paid volunteer leave and donation matching
  • Benefits and initiatives to support your physical, mental and financial wellbeing such as medical, prescription drug, dental, and vision insurance; health savings account and dependent day care savings account; life insurance, disability, and other insurance plans; 401(k) and short/long term disability
  • Access to our Employee Assistance Program, a robust behavioural health network with counselling and coaching services
  • Access to a wide range of learning and development opportunities, including reimbursement for professional membership or subscription
  • Recognition and service awards
  • Hybrid and flexible working arrangements, dependent on role
  • Reimbursement for work from home equipment


About the Risk Management Group

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Our Risk Management Group works as an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie's material risks. We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, market risk, operational risk, aggregate risk and prudential, and central.

About Macquarie Bank

Macquarie Bank is a global financial services provider that offers banking, financial advisory, investment and funds management services. The company was founded in 1969 and is headquartered in Sydney, Australia. Macquarie Bank operates in 31 countries and has a strong presence in Australia, Asia, Europe, and the Americas. The company has a diversified business model, with operations in areas such as infrastructure, real estate, and commodities. Macquarie Bank is committed to sustainability and has implemented several initiatives to reduce its environmental impact, such as reducing its carbon footprint and investing in renewable energy.
Learn more about Macquarie Bank
Size
18,133 employees
Industry
Founded
1969
NASDAQ

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