Job Overview:We are seeking a highly skilled and experienced Senior Analyst to support our Technology, Information Security and Product Risk Management program. The candidate will play a critical role in identifying, assessing, and mitigating risks associated with our financial products, services, and technology. This role requires a deep understanding of risk management practices and a proactive approach to safeguarding the company's interests.
Responsibilities:- Build relationships and engages frequently with technology leaders
- Maintain a positive relationship with internal auditors
- Schedule, coordinate and/or facilitate meetings to include the capture of key action items and/or discussion points between technology and assurance teams or regulators
- Validation of preliminary audit findings and support for root cause analysis and impact assessments
- Work with Technology control owners and performers to define Management Action Plans (MAPs) to remediate audit and self-identified findings
- Identify potential risks associated with new and existing financial products
- Utilize quantitative and qualitative methods to analyze risk exposure
- Develop and implement effective risk mitigation strategies and controls
- Collaborate with cross-functional teams to design and execute risk management plans
- Monitor the effectiveness of risk mitigation strategies and adjust as needed
- Continuously monitor risk levels and emerging risks within the product portfolio
- Prepare detailed risk reports and presentations for senior management and regulatory bodies
- Provide risk-related insights and recommendations to senior management and product teams.
- Leverage AI-driven capabilities to achieve efficiency in risk management lifecycle
What are we looking for?We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, are client-focused, team oriented, and can execute in a way that encourages creativity and continuous improvement.
Requirements:- 4+ years or more of experience in technology and cyber security risk or audit related role
- 1+ year of cyber security risk assessments
Core Competencies:- Strong project management skills
- Ability to work independently while contributing to team deliverables in a fast-paced environment
- Ability to drive efficiency through AI-assisted risk tracking and process optimization
- Effective verbal and written communication
- Ability to interface with all levels of staff and management
Preferences:- Financial services industry experience preferred
- Bachelor's Degree in Information Systems or related field
- CRISC, CISA, CISM or CISSP certification, a plus
- Attestation engagements (Sarbanes Oxley, NYDFS, SOC 1 or SOC 2, etc.)
Pay Range: $92,906.00 - $154,809.00
Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play - such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!
