Oppenheimer Holdings

Senior Branch Operations Manager (Atlanta, GA)

Oppenheimer Holdings • $100K — $120K *
Atlanta, GA 30349In-Person
Finance & Insurance
5 - 7 years of experience
Today
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Job Overview by Ladders

Qualifications

  • 5+ years of brokerage/financial services experience with management experience
  • Required FINRA Registrations: Series 7, 63/65 or 66, and 8 or 9 & 10
  • Strong attention to detail and accuracy
  • Proficiency in navigating multiple computer systems and applications
  • Excellent verbal, written, and interpersonal communication skills
  • Top-notch organizational and multi-tasking abilities
  • Ability to work independently with sound judgment

Responsibilities

  • Supervise daily operations and workflow activities
  • Manage money movement, fund disbursement, and receipt per FINRA rules
  • Process orders, including cancellations and client service inquiries
  • Handle account opening processes
  • Engage with local resources for supervisory compliance
  • Train and lead operational support staff
  • Act as a liaison between the Branch and firm infrastructure

Benefits

  • Opportunity for career growth within a major financial firm
  • Collaborative and supportive team environment
  • Access to professional development resources
  • Engagement with financial professionals during onboarding
  • Strong ethical standards and company values
Full Job Description
Job Description

The firm is seeking a Senior Branch Operations Manager to join Oppenheimer's Atlanta, GA branch. This role with have a dual reporting structure to the Branch Office Manager and National Branch Operations Administrator. The candidate will be responsible for the day-to-day supervision and workflow of all operations functions which include, but are not limited to the following:

Responsibilities
  • All money movement, fund disbursement and/or fund receipt activity, in accordance with FINRA rules
  • All order processing, including cancelations, corrections and other critical order-related workflow, including client service inquiries and resolutions
  • Account opening
  • Supervisory engagement with local resources (i.e. Branch Control Officer) to fulfill supervisory requirements
  • Train and lead operational support staff
  • Acts as liaison between the Branch and all Firm infrastructure areas
  • Support Financial Professional onboarding
  • Provides any special support as requested by Branch Manager

Qualifications:
  • At least 5+ years of brokerage/financial services experience along with management experience
  • FINRA Registrations: Series 7, 63/65 or 66 and 8 or 9 & 10 required.
  • Strong attention to detail and accuracy
  • Ability to navigate multiple computer systems, applications, and utilize search tools to find information
  • Excellent verbal, written, and interpersonal communication skills
  • Effective organizational, multi-tasking, and prioritizing skills
  • Able to work independently, proactively and innovatively while exercising sound judgment
  • Intelligent, enthusiastic self-starter with proven ability to work closely with Financial Advisors and other team members
  • High ethical standards
  • Excellent time management conflict resolution skills
  • Strong working knowledge of Microsoft Office Suite

About Oppenheimer Holdings

Oppenheimer Holdings Inc. is a leading middle market investment bank and full service broker-dealer that has been providing investment banking, financial advisory services, capital markets services, asset management, wealth management, and related products and services for over 130 years. The company is headquartered in New York City and has offices in major financial centers around the world. Oppenheimer Holdings Inc. is a publicly traded company and is listed on the New York Stock Exchange under the ticker symbol OPY.
Learn more about Oppenheimer Holdings
Size
2,853 employees
Market Cap
$462.9 million
Industry
Finance & Insurance
Net Income
$122.9 million
5 Year Trend
+10.2%
Revenue
$1.1 billion
NASDAQ
OPY
* Ladders Estimates

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