Point72

Regulatory Reporting Specialist

Point72 • $120K — $150K *
Stamford, CT 06902In-Person
Finance & Insurance
8 - 10 years of experience
Today
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Job Overview by Ladders

Qualifications

  • 10+ years of regulatory reporting experience at a financial institution.
  • Direct experience with regulations and filings including Form PF, Form ADV, Section 13, MIFID II, MAS OTC Derivatives, and CFTC reporting.
  • Technical expertise in SQL and Python with operational experience integrating GenAI solutions.
  • Proven experience managing complex cross-functional regulatory projects under tight deadlines.
  • Strong communication and interpersonal skills for building effective relationships.
  • Highly organized, process-driven with a focus on documentation and controls.
  • Meticulous attention to detail in regulatory submissions.

Responsibilities

  • Design and build automated regulatory reporting solutions and dashboards.
  • Lead cross-functional filings, owning timelines and deliverables.
  • Manage complex regulatory responses and detailed analysis.
  • Review regulations and implement scalable processes.
  • Prepare and review filing responses for multiple regulators.
  • Collaborate with Compliance, Tax, Legal, Finance, Technology, and Operations teams.
  • Partner with data owners to validate accuracy and reconcile discrepancies.
  • Drive continuous improvement through process and control enhancements.

Benefits

  • Fully-paid health care benefits.
  • Generous parental and family leave policies.
  • Volunteer opportunities.
  • Support for employee-led affinity groups.
  • Mental and physical wellness programs.
  • Tuition assistance.
  • 401(k) savings program with employer match.
Full Job Description
What you'll do
  • Design and build automated regulatory reporting solutions and dashboards that materially reduce manual effort and increase reporting reliability
  • Lead cross-functional filings from planning through submission, owning timelines, deliverables, and stakeholder communication
  • Manage complex regulatory responses and perform detailed analysis and documentation
  • Review upcoming regulations and collaborate across functions to develop and implement scalable processes and practical solutions
  • Prepare and review filing responses for multiple regulators and ensure submissions meet regulatory standards
  • Collaborate with our Compliance, Tax, Legal, Finance, Technology, and Operations teams to align requirements, resolve issues, and deliver complete filings
  • Partner with data owners and technologists to validate data accuracy, reconcile discrepancies, and ensure end-to-end data completeness for reporting
  • Drive continuous improvement by identifying process and control enhancements, implementing automation, and measuring operational performance
  • Develop and translate technical specifications with technologists, leveraging SQL, Python, and data visualization tools to operationalize reporting workflows

What's required
  • 10+ years of regulatory reporting experience at a financial institution
  • Direct experience with regulations and filings including Form PF, Form ADV, Section 13 filings, and transaction reporting regimes such as MIFID II, MAS OTC Derivatives reporting, and CFTC reporting
  • Technical expertise in SQL and Python, and operational experience integrating GenAI process solutions into reporting processes using Databricks, Alteryx, and data visualization tools
  • Proven track record managing complex cross-functional regulatory projects with multiple stakeholders and tight deadlines
  • Demonstrated ability to navigate an organization and build effective relationships through strong communication and interpersonal skills
  • Highly organized, process-driven, and structured with experience documenting workflows and controls
  • Meticulous attention to detail when preparing, reviewing, and reconciling regulatory submissions
  • Excellent written and verbal communication skills, including experience preparing formal responses to regulators
  • Inquisitive and analytical mindset with the ability to conduct detailed analysis with limited guidance, gather and synthesize information, and draw fact-based conclusions and recommendations
  • Commitment to the highest ethical standards

We take care of our people

We invest in our people, their careers, their health, and their well-being. When you work here, we provide:
  • Fully-paid health care benefits
  • Generous parental and family leave policies
  • Volunteer opportunities
  • Support for employee-led affinity groups representing women, people of color and the LGBT+ community
  • Mental and physical wellness programs
  • Tuition assistance
  • A 401(k) savings program with an employer match and more

About Point72

Point72 Asset Management is a hedge fund and family office founded by Steven Cohen in 2014. The company is headquartered in Stamford, Connecticut and manages over $16 billion in assets. Point72 primarily invests in public equity markets, but also has a private equity arm. The company has a global presence with offices in New York, London, Hong Kong, Tokyo, and Singapore. Point72 has been involved in several high-profile legal cases, including a $1.8 billion settlement with the SEC in 2013.
Learn more about Point72
Size
1,500 employees
Industry
Finance & Insurance
Founded
2014
* Ladders Estimates

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