Morgan Stanley

Regulatory Reporting Specialist

Morgan Stanley$90K — $155K *
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • 5-7 years of regulatory reporting experience in a U.S. bank or financial institution
  • Bachelor's degree in Accounting, Finance, Economics, or related field
  • Strong knowledge of U.S. banking regulations and GAAP
  • Familiarity with FFIEC Call Reports and FR Y-14A reporting
  • Advanced Excel skillset complemented by familiarity with SQL and regulatory platforms
  • Strong analytical and reconciliation capabilities

Responsibilities

  • Prepare and submit quarterly regulatory filings including FFIEC Call Reports and FR Y-14A schedules
  • Perform reconciliations between regulatory reports and general ledger balances
  • Analyze regulatory reporting requirements and assess impacts across business activities
  • Coordinate with multiple teams to gather data and resolve reporting issues
  • Support governance and control processes for regulatory reporting
  • Assist in the enhancement of regulatory reporting systems and data quality controls
  • Participate in regulatory exams and audit processes

Benefits

  • Involvement in high-level finance and regulatory reporting processes
  • Opportunity to work cross-functionally with various finance and risk departments
  • Access to a fast-paced, dynamic regulatory environment
  • Potential for career progression within the Corporate Controllers job family
  • Exposure to capital and liquidity reporting functions
  • Engagement with regulatory submissions and stress testing processes
Full Job Description
Position Summary
We are seeking a detail-oriented and technically strong Regulatory Reporting director to support the preparation, review, and submission of U.S. bank regulatory reports and related filings. The role will be responsible for the timely and accurate completion of key regulatory filings including the FFIEC Call Report, FR Y-14A schedules, FR 2644, FR 2900, and related Federal Reserve, FDIC, and OCC reporting requirements.

This is a Director level position within the Corporate Controllers, Reporting & Accounting job family which is responsible for the accuracy and control of the Firm's books and records to produce the consolidated firm, segment and legal entities financial statements. The group owns the Firm's financial reporting under US GAAP, International GAAP and the global regulatory regimes. Responsibilities include the development, management and oversight of financial accounting & reporting systems as well as database management. Includes capital and liquidity reporting and external reporting functions.

Key Responsibilities
> Prepare, validate, and submit quarterly and periodic regulatory filings, including:
o FFIEC Call Reports
o FR Y-14A schedules and supporting documentation
o FR 2644
o FR 2900
o Related Federal Reserve, FDIC, OCC, and internal management reports
> Perform detailed reconciliations between regulatory reports, general ledger balances, SEC filings, and internal financial systems.
> Analyze new or changing regulatory reporting requirements and assess reporting impacts across products, legal entities, and business activities.
> Coordinate with Treasury, Risk, Capital Planning, Financial Control, Liquidity Reporting, and Business teams to gather supporting data and resolve reporting issues.
> Support governance and control processes around regulatory reporting, including:
o Variance analysis
o Edit check reviews
o Attestation support
o Documentation and procedure maintenance
o Internal and external audit requests
> Assist with implementation and enhancement of regulatory reporting systems, automation initiatives, and data quality controls.
> Support stress testing and capital planning processes related to regulatory submissions and management reporting.
> Maintain strong understanding of applicable banking regulations, reporting instructions, and evolving regulatory guidance.
> Participate in regulatory exams, internal audits, and remediation initiatives as needed.

Qualifications

The ideal candidate will have 5-7 years of regulatory reporting experience within a U.S. bank or financial institution, strong knowledge of U.S. banking regulations and GAAP, and the ability to work cross-functionally with Finance, Treasury, Risk, Capital Stress Testing, and Operations teams.
> Bachelor's degree in Accounting, Finance, Economics, or related field.
> 5-7 years of experience in bank regulatory reporting, financial reporting, or bank finance.
> Strong working knowledge of:
o FFIEC Call Reports
o FR Y-14A reporting
o FR 2900 reserve reporting
o FR 2644 reporting requirements
o U.S. GAAP and bank balance sheet products
> Familiarity with U.S. banking regulatory framework applicable to large financial institutions and insured depository institutions.
> Strong analytical and reconciliation skills with high attention to detail.
> Experience working with large data sets and financial reporting systems.
> Advanced Excel skills required; experience with SQL, AxiomSL, Workiva, OneSumX, or similar regulatory reporting platforms preferred.
> Ability to manage multiple deadlines in a fast-paced regulatory environment.
> Strong written and verbal communication skills with ability to interact effectively across Finance, Risk, Treasury, and Operations teams.

Preferred Qualifications
> Experience supporting CCAR / stress testing processes.
> Prior experience at a large bank, bank holding company, or regulatory consulting firm.
> Understanding of liquidity, capital, and balance sheet reporting concepts.
> CPA or CFA designation is a plus.

Expected base pay rates for the role will be between $90,000 and $155,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is

only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.

About Morgan Stanley

Morgan Stanley Investment Management are active managers of capital, working to outperform the market and deliver results for their clients. Morgan Stanley Investment Management's long-tenured professionals apply their experience and expertise across public and private markets, in single-sector, multi-asset and custom solutions.

Morgan Stanley Careers

Joining Morgan Stanley today means becoming part of a global team dedicated to strengthening communities, pioneering innovation, and fostering diversity. As a leading global financial services firm, Morgan Stanley offers unparalleled job opportunities, career growth, and a culture of leadership that together create an exceptional employment experience. Work You’ll Do At Morgan Stanley, you will collaborate with knowledgeable professionals to drive innovation and deliver solutions in financial services. Our team is composed of diverse, talented individuals who bring their unique skills and perspectives to work every day, setting the standard for leadership in the global market. Morgan Stanley is not just a company; it's a place where ambitious, creative, and skilled individuals can build a rewarding career. Here, you can experience the benefits of a vibrant culture dedicated to professional growth and diversity training. Internship Programs Kickstart your career with Morgan Stanley’s internship programs. These positions offer invaluable industry insights and professional experience to students and recent graduates. Interns at Morgan Stanley gain hands-on experience, working alongside seasoned experts in a dynamic, supportive environment. Innovation and Professional Growth We believe in the power of innovation to solve complex problems and encourage our team to think differently and act boldly. Morgan Stanley supports your career development through comprehensive training, development programs, and leadership workshops, ensuring that every employee has the tools they need to succeed. Join Our Team Explore the various job opportunities at Morgan Stanley, from entry-level positions to executive roles. We are hiring individuals who are passionate about finance and eager to contribute to a team that values integrity, excellence, and a forward-thinking mindset. Enhance your skills through our networking events, mentorship opportunities, and ongoing professional development. Stay Connected Keep up to date with the latest from Morgan Stanley Careers by subscribing to our job alert emails. Tailor your preferences to receive updates about new postings, career tips, and exclusive insights from our team leaders. Apply Now Ready to take the next step in your career? Search open positions that match your skills and interests on the Morgan Stanley Jobs portal. Prepare your resume, refine your interview techniques, and join a company that values innovation and leadership. At Morgan Stanley, we’re not just building careers—we’re developing leaders. Discover how far your talents can take you by joining our team today.
Learn more about Morgan Stanley
Size
77,000 employees
Market Cap
$144.1 billion
Industry
Net Income
$10.9 billion
Founded
1935
5 Year Trend
+10%
Revenue
$52 billion
NASDAQ

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