Scotiabank

Manager - Regulatory Trade Reporting

Scotiabank • $90K — $120K *
Toronto, ON M3C 0E3In-Person
Finance & Insurance
Less than 5 years of experience
1 week ago
Job Overview by Ladders

Qualifications

  • Bachelor's degree in Business, Finance, or equivalent experience.
  • Experience in business operations, operational risk, compliance, or regulatory functions in capital markets.
  • Knowledge of the derivatives trade lifecycle and reporting processes.
  • Familiarity with regulatory reporting requirements across CFTC, SEC, and global regimes.
  • Experience with trade repositories and reporting engines is an asset.
  • Proven ability to identify and implement process efficiencies.
  • Willingness to accommodate global call schedules outside standard hours.

Responsibilities

  • Lead a team overseeing regulatory reporting controls and activities.
  • Ensure accuracy and timeliness of trade reporting for multiple regulatory regimes.
  • Maintain comprehensive knowledge of regulatory requirements and operational processes.
  • Update and train the team on standard operating procedures.
  • Support initiatives to enhance regulatory monitoring frameworks.
  • Prepare management reports on risks, issues, and trends related to compliance.
  • Facilitate responses to audits and internal reviews, ensuring accountability.

Benefits

  • A rewarding career path with opportunities for professional development.
  • Commitment to community impact for employees and customers.
  • Competitive rewards program including bonuses and comprehensive benefits starting on day one.
  • A culture of diversity, equity, and inclusion, empowering all employees.
  • Focus on creating an accessible workplace, promoting diversity and removing barriers.
Full Job Description
Requisition ID: 261267

The Role

The Manager, Regulatory Trade Reporting is responsible for leading a team within Global Wholesale Operations that supports the effective execution and monitoring of regulatory trade and transaction reporting controls. The role ensures Scotiabank meets its regulatory obligations for complete, accurate, and timely reporting, while supporting business initiatives and continuous improvement.

This position works closely with Technology, Compliance, Business Risk Management, Regulatory Business Initiatives, and other stakeholders to support regulatory, operational, and business objectives.

Is this role right for you? In this role, you will:

  • Lead a team responsible for the execution, documentation, and oversight of daily and periodic regulatory reporting controls, including breach management, escalation, and remediation activities.
  • Ensure the completeness, accuracy, and timeliness of regulatory trade and transaction reporting across applicable regimes, with a focus on CFTC, SEC, and CIRO, and support for ESMA, FCA, MAS, and HKMA requirements.
  • Maintain a strong, up to date understanding of regulatory reporting requirements, control expectations, and related operational processes.
  • Ensure standard operating procedures are current and that team members are appropriately trained.
  • Support change initiatives to enhance regulatory reporting controls, monitoring frameworks, and associated management metrics.
  • Prepare accurate and timely reporting for management and governance forums, highlighting key risks, issues, and trends.
  • Support delivery of management commitments related to regulatory reviews, internal testing, and audit observations, including remediation and evidence of closure.
  • Promote a strong risk culture and ensure activities align with the Bank's risk appetite, values, and Code of Conduct.
  • Foster an inclusive, high performance team environment through coaching, development, and effective stakeholder engagement.


Do you have the skills that will enable you to succeed in this role? - We'd love to work with you if you have:
  • Bachelor's degree in Business, Finance, or equivalent experience.
  • Experience in business operations, operational risk, compliance, regulatory reform, or front office support functions within a capital markets environment.
  • Knowledge of the derivatives trade lifecycle and associated regulatory reporting processes.
  • Knowledge of regulatory reporting requirements and reporting logic across multiple regimes (e.g., CFTC, SEC, ESMA, FCA, MAS, HKMA, CIRO).
  • Familiarity with trade repositories (e.g., DTCC, UnaVista) and reporting logic engines (e.g., DROIT) is an asset.
  • Proven ability to identify and implement process improvements and efficiencies.
  • Global coverage may require periodic conference calls outside standard business hours.


What's in it for you?
  • A rewarding career path with diverse opportunities for professional development
  • An organization committed to making a difference in our communities - for you and our customers.
  • A competitive rewards program including bonus, flexible vacation, personal and sick days, and comprehensive benefits that start on your first day.
  • Diversity, Equity, Inclusion & Allyship - We strive to create an inclusive culture where every employee is empowered to reach their fullest potential, respected for who they are, and are embraced through bias-free practices and inclusive values across Scotiabank. We embrace diversity and provide opportunities for all employees to learn, grow & participate through our various Employee Resource Groups (ERGs) that span across diverse gender identities, ethnicity, race, age, ability & veterans.
  • Accessibility and Workplace Accommodations - We value the unique skills and experiences every individual brings to the Bank and are committed to creating and maintaining an inclusive and accessible environment for everyone. Scotiabank continues to locate, remove and prevent barriers so that we can build a diverse and inclusive environment while meeting accessibility requirements.


Location(s): Canada : Ontario : Toronto

About Scotiabank

Scotiabankers are committed to helping individuals, companies, and communities to thrive in a changing world. From personal and business banking, brokerage, and insurance, to private wealth, and the most sophisticated commercial, corporate and institutional services, they serve the diverse needs of some 21 million customers in more than 55 countries. Founded in 1832 in Halifax, Nova Scotia, their growth has always been fuelled by the success of their customers and their longevity secured by an unshakable commitment to carefully and expertly managing risk and capital. That focus on doing what's right for customers—short- andlong-term—has made us a global financial services leader. Headquartered in Canada, they are over 86, 000 Scotiabankers strong. Each of us are committed to being the best at understanding their customers' needs and all of us working together to deliver practical advice and relevant solutions that help their customers become financially better off.

Scotiabank Careers

Join Scotiabank, a premier financial institution, and become part of a diverse and inclusive team that’s leading the way in global banking. At Scotiabank, we offer more than just job opportunities; we provide a platform for professional growth and innovation in the financial services industry.

Work You’ll Do

At Scotiabank, we’re not just filling positions; we’re cultivating leaders. Dive into a workplace where diversity training and leadership development shape the path to your future. Our commitment to professional growth is evident in our robust training programs and continuous learning opportunities that foster innovation and strategic thinking.

Explore a World of Opportunities

Whether you’re looking for a full-time position, an internship, or a leadership role, Scotiabank has a spectrum of opportunities to fit your career ambitions. Our team is composed of individuals who bring a wealth of skills and perspectives to our company, driving us forward with their creativity and strategic insights.

Innovative Work Environment

Scotiabank’s culture is one of collaboration and respect, where each team member’s contribution is valued. Engage in meaningful work that challenges you to leverage your skills and push the boundaries of what’s possible in the banking sector. Our innovative projects not only support the growth of the company but also ensure our position as a leader in the industry.

Benefits and Growth

Choosing a career at Scotiabank means opting for a life of growth and opportunity. Our employees enjoy competitive benefits, including comprehensive health coverage, retirement plans, and flexible working conditions, all designed to support your career and personal life. We believe in nurturing our team’s potential by providing them with the tools they need to succeed both professionally and personally.

Join Our Team

Ready to take the next step in your career? Explore the job opportunities at Scotiabank by searching our open positions that match your skills and interests. We are continuously hiring and looking for passionate, curious, and solution-driven team players.

Networking and Professional Development

Stay connected and advance your career through Scotiabank’s extensive networking opportunities. Participate in events that connect you with other professionals and leaders within the industry. Our career resources will help you prepare your resume, ace your interviews, and land the job that best suits your career goals.

Stay Ahead

Keep up to date with the latest in career tips, industry insights, and company news—all from the people who work here at Scotiabank. Personalize your experience by subscribing to job alert emails tailored to your preferences and be the first to know about new openings and exciting developments. Join Scotiabank and be part of a team that values integrity, respect, and accountability. Discover how your career can flourish in an environment committed to your professional development and personal growth.
Learn more about Scotiabank
Size
90,619 employees
Market Cap
$57.5 billion
Industry
Finance & Insurance
5 Year Trend
+7%
NASDAQ
BNS
* Ladders Estimates

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