Manager of Examinations - Securities & Retail Franchising

State Corporation Commission (SCC)

$101K — $115K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • 5+ years of experience in regulatory compliance or examinations
  • Management experience with direct reports in a professional setting
  • Strong analytical skills with attention to detail
  • Excellent communication skills for presentations and report writing
  • Ability to draft and interpret complex regulatory documents
  • Experience with securities or franchise applications

Responsibilities

  • Manage and develop a team of examiners
  • Plan and oversee workflow in the Examination Section
  • Prepare and compile examination reports
  • Design and facilitate presentations on regulatory topics
  • Analyze and assess the applicability of statutes and rules
  • Review and negotiate regulatory orders
  • Conduct complex studies and projects related to examinations

Benefits

  • Hybrid work schedule including telework options
  • Opportunities for training and professional development
  • Supportive and diverse workplace culture
  • Focused on maintaining a competent workforce
  • Engagement with industry and consumer groups
Full Job Description
Additional Detail

Manager of Examinations - Securities & Retail Franchising

Starting Salary Range: $101,504 - $115,000

The State Corporation Commission (SCC) is seeking a Manager of Examinations to lead the Securities and Retail Franchising (SRF) Division's Examination Section which is responsible for the review and registration of securities and franchise applications. The Manager of Examinations will oversee 4 direct reports and 3 indirect reports in the section. This position offers a hybrid work schedule (some telework and some in-office days each week) as well as training and professional development opportunities.

Essential functions and responsibilities of the Manager of Examinations - Securities & Retail Franchising position include:

  • Manage, coach, develop, train, and evaluate staff in the Examination Section.
  • Plan, organize, and manage the work of the Examination Section including reviewing staff reports and overseeing and assigning workflow for examiners.
  • Plan, organize, and manage the preparation of examination reports.
  • Compile and summarize results and prepare reports on findings.
  • Design and facilitate presentations to industry and consumer groups on regulatory issues.
  • Analyzes the effectiveness of statutes, rules, and forms.
  • Prepare and recommend statutory and rule amendments.
  • Interpret and determine compliance and exemptions.
  • Review and negotiate orders.
  • Conduct highly complex special studies and projects.
  • Draft rules, orders, and technical documents for the SCC.
  • Prepare examination reports.
  • Perform related work as requested.


Please Note: SCC only accepts applications received through its career center site. Applications submitted through Virginia Jobs site directly will not be considered.
For more information and to apply for this position directly on the SCC Career Center website, click the Additional Detail button on this page.
To view all current SCC job openings, visit the SCC Career Center website and click the Search button under Job Search.

Each agency within the Commonwealth of Virginia is dedicated to recruiting, supporting, and maintaining a competent and diverse work force.

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