Charles Schwab

Manager, Marketing Risk Management Centralized S24

Charles Schwab$90K — $120K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • BS/BA degree or equivalent
  • Series 7/24 professional licensing required
  • Minimum 2 years of relevant work experience
  • Experience in communication/advertising reviews and risk management
  • Familiarity with regulatory submission and review processes
  • Proven ability to make timely, risk-based decisions
  • Collaborative experience across diverse groups with differing objectives

Responsibilities

  • Support the Marketing enterprise in complying with regulatory requirements
  • Work collaboratively with internal teams including Marketing, Product, Compliance, and Legal
  • Review and assess marketing communications for risk and compliance issues
  • Provide clear communication of risks and testing results to stakeholders
  • Facilitate the balancing of regulatory constraints with marketing objectives
  • Identify creative solutions to streamline communication processes
  • Foster strong relationships with stakeholders to promote effective collaboration

Benefits

  • Access to a comprehensive benefits package
  • Professional development opportunities
  • Collaborative work environment
  • Opportunity to work with diverse teams
  • Engagement in meaningful projects that impact business growth
Full Job Description
The Manager – Marketing Risk Management Centralized S24 will support the Marketing enterprise, ensuring their communications with the public comply with relevant regulatory requirements and internal standards. This individual will work with others in the Centralized S24 Team, as well as Marketing partners, Product, Compliance, Legal, and other business unit subject matter experts across the company. Ideal candidates possess knowledge of Schwab products, offers, services, and the unique risks associated with them, as well as excellent people skills.
What you have

To ensure that we fulfill our promise of “challenging the status quo,” this role has specific qualifications that successful candidates should have

Required Qualifications:

  • Education: BS/BA degree or equivalent
  • Professional Licensing: Series 7/24 required
  • 2+ years of relevant work experience
  • Experience supporting communication or advertising reviews, risk management and S24 responsibilities
  • Understanding of the regulatory submission and review processes
  • Ability to make sound, timely and risk-based decisions through creative solutions to remove barriers, while considering supervisory and regulatory expectations and business needs
  • Ability to balance rules and regulations around reviews against business growth and communication objectives
  • Experience working collaboratively with various groups with potentially disparate objectives
  • Strong knowledge and understanding of disclosures, regulatory expectations, interpreting regulatory guidance, and assessing risk

Required Skills:

  • Outstanding written and verbal communication demonstrating ability to effectively communicate/clearly articulate risks and testing results to leadership and key stakeholders
  • A highly collaborative working style effectively establishing trust and respect
  • Highly organized with high detail orientation
  • Ability to prioritize and deliver on multiple assignments, prioritize projects & deliverables, meet tight deadlines and be effective and decisive under pressure
  • Exceptional client focus and a demonstrated ability to cultivate strong relationships inside and outside the organization
  • Strong emotional intelligence/maturity

About Charles Schwab

Charles Schwab is a financial services company that provides a full range of securities, brokerage, banking, money management, financial advisory, investor, and retirement plan services. It operates in four main divisions; investing, wealth management, banking, and trading. Charles Schwab provides a full-service brokerage platform that serves individual investors who invest on their own or through a workplace-sponsored retirement or equity plan, as well as banking through Schwab Bank. The firm was founded in 1973 and is headquartered in San Francisco, California.

Charles Schwab Careers

Join the vibrant team at Charles Schwab, a leader in global finance, where your career is propelled by innovation, leadership, and a commitment to diversity and professional growth. At Charles Schwab, we offer more than just job opportunities; we provide a platform for you to make a significant impact on the industry and our clients' lives.

Work You’ll Do

At Charles Schwab, we are dedicated to helping our clients manage their financial futures. Being part of our team means you'll work alongside some of the most skilled professionals in the financial services industry. Our culture thrives on teamwork, integrity, and relentless dedication to our clients. Whether you're looking for a position in financial consulting, technology, or administrative support, Charles Schwab offers a dynamic work environment where your skills will be honed and your achievements recognized.

Innovate and Lead

Embrace the opportunity to lead through innovation. Charles Schwab’s commitment to technology and innovation is fundamental to our service delivery. By joining our team, you will be at the forefront of developing new solutions that redefine the future of finance. Your leadership can guide significant projects that impact our company and the industry.

Grow Your Career

Charles Schwab believes in fostering the growth of its employees. Whether through professional development programs, diversity training, or leadership workshops, we ensure that our team members receive the support and training they need to advance their careers. With a variety of career paths available, your job at Schwab can evolve with your interests and expertise.

Internship and Employment Opportunities

Start your professional journey with Charles Schwab through our internship programs or full-time employment opportunities. We seek individuals who are passionate, curious, and ready to drive change. A career at Schwab is not just about having a job; it's about building a lasting relationship with a company that values your potential.

Benefits and Culture

Charles Schwab is renowned for its employee-friendly culture. We offer a comprehensive benefits package that supports the health, financial stability, and work-life balance of our team members. From competitive salaries and bonuses to health insurance and retirement plans, Schwab ensures that your career is as rewarding as it is enriching.

Networking and Professional Development

Expand your professional network and enhance your skills through our various networking events, mentorship programs, and training sessions. At Charles Schwab, we believe in leveraging collective expertise to foster learning and innovation. Engage with leaders, gain insights from experienced professionals, and build relationships that will aid your career trajectory.

Join Our Team

Explore the numerous career paths available at Charles Schwab and discover how your talents can be utilized to their fullest potential. Search open positions that match your skills and interests. We are continuously hiring across various disciplines and look forward to adding innovative, driven individuals to our team.

Stay Connected

Keep up to date with the latest from Charles Schwab Careers by subscribing to our job alert emails. Tailor your subscription to receive updates that align with your career preferences and be the first to know about new openings, company news, and professional tips.

Explore Charles Schwab Jobs

Ready to take the next step in your career? Visit our careers page to review current job openings, submit your resume, and prepare for your interview. At Charles Schwab, your future is waiting. [SEARCH CHARLES SCHWAB JOBS] Join Charles Schwab today and be part of a team that values diversity, innovation, and leadership—where your career can thrive in the exciting world of finance.
Learn more about Charles Schwab
Size
34,200 employees
Market Cap
$151.6 billion
Industry
Net Income
$3.2 billion
Founded
1973
5 Year Trend
+20%
Revenue
$12.1 billion
NASDAQ

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