Moody's Investors Service

Let's begin! Subject Matter Expert - Compliance & Third-Party Risk Management (14424)

Moody's Investors Service • $200K — $290K *
San Francisco, CA 94112In-Person
Finance & Insurance
8 - 10 years of experience
Today
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Job Overview by Ladders

Qualifications

  • 10+ years in corporate compliance or third-party risk management
  • Expertise in compliance frameworks including anti-bribery and sanctions
  • Hands-on experience with third-party risk management solutions
  • Strong advisory skills with senior stakeholders
  • Exceptional communication and relationship management abilities
  • Willingness to travel up to 50% for client engagements
  • Basic knowledge of AI concepts and a desire to leverage AI for compliance efficiency

Responsibilities

  • Lead Corporate Compliance and Third-Party Risk Management initiatives
  • Establish credibility in solutions through sales and expertise engagement
  • Act as trusted advisor, identifying client compliance challenges
  • Facilitate solution architecture discussions based on best practices
  • Advise clients on risk management and compliance transformation
  • Develop outreach strategies with marketing and sales teams
  • Represent Moody's at industry events and client forums
  • Contribute to thought leadership content and market strategy

Benefits

  • Health benefits including medical, dental, and vision
  • Parental leave and paid time off
  • 401(k) with employee and company contributions
  • Life, disability, and accident insurance
  • Discounted employee stock purchase plan
  • Tuition reimbursement
Full Job Description
Skills and Competencies
  • Minimum of 10 years of experience in corporate compliance, third-party risk management, supplier due diligence, or related disciplines within multinational corporations, consulting firms, or related industries
  • Deep expertise in corporate compliance frameworks, including anti-bribery and corruption, sanctions compliance, third-party oversight, and supply chain risk management
  • Direct experience using or implementing solutions that support third-party risk management, supplier due diligence, sanctions screening, beneficial ownership identification, compliance monitoring, and investigative workflows
  • Proven ability to serve as a trusted advisor and engage senior stakeholders through complex sales cycles and solution-oriented discussions
  • Excellent communication, presentation, and relationship management skills with the ability to influence internal and external audiences
  • Ability to travel up to 50% as required to support client engagement, industry events, and business development activities
  • Basic understanding of artificial intelligence concepts, with curiosity and enthusiasm for learning how AI tools can be used to improve processes and drive efficiency. Interest in exploring AI systems and a willingness to develop awareness of responsible AI practices, including risk management and ethical use.

Education
  • Bachelor's degree required
  • Advanced degree preferred
  • Relevant industry certifications preferred, including Certified Compliance and Ethics Professional (CCEP), Certified Sanctions Specialist (CSS), Certified Financial Crime Specialist (CFCS), Certified Fraud Examiner (CFE), or similar credentials

Responsibilities

Serve as the Industry Practice Lead for Corporate Compliance and Third-Party Risk Management, driving client engagement, market leadership, and strategic growth.
  • Establish credibility and confidence in Moody's solutions through sales engagement, domain expertise, and industry thought leadership
  • Act as a trusted advisor to prospects and clients by identifying business challenges and aligning solutions to meet compliance and third-party risk management needs
  • Lead solution architecture discussions and apply industry best practices to support proposals, demonstrations, and proofs of concept
  • Advise clients on third-party risk management, supplier due diligence, sanctions compliance, anti-bribery and corruption programs, and broader compliance transformation initiatives
  • Design, develop, and execute market outreach strategies in partnership with marketing, strategy, and sales teams
  • Develop and maintain relationships with compliance, ethics, procurement, legal, risk, and supply chain leaders across multinational organizations
  • Represent Moody's at industry conferences, client forums, executive briefings, and other thought leadership events
  • Produce and contribute to thought leadership content aligned to client priorities, market trends, and Moody's product offerings while maintaining an active industry presence
  • Translate emerging regulatory expectations, compliance trends, supply chain risks, and client requirements into product recommendations and enhancement opportunities
  • Identify market whitespace opportunities and support the development of business cases for product innovation and future growth
  • Collaborate with internal stakeholders to define Moody's value proposition and support go-to-market execution and strategic initiatives
  • Deliver training and enablement sessions on client use cases, workflows, buyer personas, and market dynamics to sales, customer success, and strategy teams

About the Team

The Global Sales operating unit is comprised of more than 1,000 sales and customer service professionals serving customers across the private and public sectors globally. The Industry Practice Group consists of senior domain experts with backgrounds in industry, consulting, regulatory, and practitioner roles who partner with clients and internal teams to deliver market insight, support growth initiatives, and influence product strategy. By joining the team, you will work at the intersection of client engagement, industry expertise, and innovation while helping organizations navigate increasingly complex compliance and risk management challenges.

For US-based roles only: the anticipated hiring base salary range for this position is $200,300.00 - $290,450.00, depending on factors such as experience, education, level, skills, and location. This range is based on a full-time position. In addition to base salary, this role is eligible for incentive compensation. Moody's also offers a competitive benefits package, including not but limited to medical, dental, vision, parental leave, paid time off, a 401(k) plan with employee and company contribution opportunities, life, disability, and accident insurance, a discounted employee stock purchase plan, and tuition reimbursement.

About Moody's Investors Service

Moody's Investors Service is a bond credit rating business that provides research, credit rating, and financial risk analysis services. The company’s ratings and analysis track debt that covers various countries, corporate issuers, public finance issuers, and structured finance obligations. Additionally, the company also offers predictive ratings, research and investor briefings, pricing and valuation tools, and credit opinions. The company’s primary goal is to help investors analyze the credit risks associated with fixed-income securities. Moody’s Investor Service rates debt securities in several market segments related to public and commercial securities in the bond market. These include government, municipal and corporate bonds; managed investments such as money market funds, fixed-income funds, and hedge funds; financial institutions that include banks and non-bank finance companies; and asset classes in structured finance. Considered one of the Big Three credit rating agencies, Moody’s Investor Service employs approximately 6,100 people worldwide and maintains a presence in 28 countries. Moody’s Investor Service was founded by John Moody in 1999 and is headquartered in New York City, United States.

Moody's Investors Service Careers

Join the esteemed team at Moody's Investors Service, a leading global provider of credit ratings, research, and risk analysis. This is a prime opportunity to be part of a company that values professional growth, leadership, and innovation in the financial industry.

Work You’ll Do

At Moody's Investors Service, the focus is on empowering the financial community to make better decisions through high-quality, independent, and rigorous analytics. The team at Moody's Investors Service is dedicated to maintaining and enhancing the transparency, integrity, and efficiency of global markets.

Explore Job Opportunities and Internships

Moody's Investors Service offers a variety of career paths, including full-time positions and internships that provide valuable industry experience. The company is committed to fostering a culture of excellence where skilled, passionate, and solution-driven team players thrive.

Innovative Work Environment

Engage in work that matters with a team that combines deep industry expertise with innovation to deliver insights that matter to global markets. Moody's Investors Service is at the forefront of integrating cutting-edge technology and data analysis in the financial sector.

Professional Growth and Development

Moody's Investors Service believes in future-proofing careers by offering unmatched opportunities for professional development and advancement. Whether through leadership programs, diversity training, or networking events, employees are equipped to excel in their careers and contribute to the company's success.

Benefits and Culture

The culture at Moody's Investors Service is built on a foundation of respect, integrity, and inclusion. Employees enjoy comprehensive benefits designed to support their health, well-being, and financial security. The company's commitment to diversity and inclusive growth makes it a leader not just in financial services, but also as an employer of choice.

Join the Team

Discover the range of positions available, from analyst roles to leadership opportunities. Moody's Investors Service is actively hiring and looking for individuals who bring creativity, teamwork, and a strong work ethic to the table.

Prepare for Your Interview

To join Moody's Investors Service, start by tailoring your resume to highlight relevant skills and experiences. Prepare for your interview by researching the company's impact on the financial industry and come ready to discuss how your background aligns with the company's goals and values.

Stay Connected

Keep up to date with the latest from Moody's Investors Service by following their career blog. Gain insights from insiders, and stay informed about new job openings and industry news.

Career Advancement at Moody's Investors Service

With a steadfast commitment to nurturing talent and a clear path for career advancement, Moody's Investors Service remains a top choice for professionals aiming to excel in the financial sector. Explore how you can contribute to and benefit from the company's legacy of success.

Search Moody's Investors Service Jobs

Find the position that matches your skills and interests. Moody's Investors Service is looking for dedicated, curious, and innovative professionals to join their team. Explore the exciting and rewarding opportunities that await at Moody's Investors Service.
Learn more about Moody's Investors Service
Industry
Finance & Insurance
Founded
1900
* Ladders Estimates
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