DTCC

Internal Technology Audit Senior Associate

DTCC • $100K — $120K *
Jersey City, NJ 07305In-Person
Information Technology
Less than 5 years of experience
Today
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Job Overview by Ladders

Qualifications

  • Minimum 4+ years of related experience in IT auditing or risk management.
  • Bachelor's degree required, preferably in a technology-related field.
  • Certifications like CISA, CRISC, or CISSP are beneficial but not mandatory.
  • Experience in identifying and advising on risks for large-scale technology projects.
  • Proficiency in auditing cyber security and infrastructure components is a plus.

Responsibilities

  • Identify and assess issues in control design and operation within coverage areas.
  • Assist the IT Audit Manager with audit planning, fieldwork, and reporting.
  • Complete risk-focused fieldwork on time and within budget, notifying of any issues promptly.
  • Perform root cause analysis for identified issues during audits.
  • Prepare work papers that comply with internal policies and documentation standards.

Benefits

  • Top-class training and development opportunities.
  • Support for continuous improvement initiatives.
  • Exposure to diverse perspectives and work experiences within the team.
Full Job Description
Job Description

Your Primary Responsibilities:
  • Strategic Control Impact - Identifies meaningful issues in which controls are not accurately designed or are not operating successfully. Assesses the risk and control environment for processes within coverage areas. Work closely with auditees to verify timely progress and completion of agreed upon issue closure, under the guidance of a supervisor. Understands the financial services industry and risk and control environment for coverage areas and identifies new risks.
  • Audit Execution - Assists an IT Audit Manager with the execution of audit planning, fieldwork, and reporting. Completes risk-focused fieldwork on time and within the allocated budget, notifying the auditor in charge promptly of issues that arise or when budgets or timelines are at risk. Understands and performs root cause analysis for issues. Possesses and demonstrates a strong understanding of audit techniques.
  • Quality Process - Demonstrates a solid understanding of our policies, procedures, and documentation standards. Independently prepares work papers that fully comply with IAD policies and procedures. Participates in continuous improvement initiatives. Aligns risk and control processes into day to day responsibilities to supervise and mitigate risk; escalates appropriately.

**NOTE: Responsibilities of this role are not limited to the details above. **

Talents Needed For Success:
  • Minimum 4+ years of related experience.
  • A bachelor's degree is required, preferably with a technology-related major. Certifications related to the candidate's coverage responsibilities are beneficial, but not required, such as Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (CRISC), and Certified Information Systems Security Professional (CISSP).
  • Previous job experience for IT Auditors can vary to meet the department's goal of having a team with diverse perspectives and work experiences.
  • Capable of identifying, assessing, and advising on risks for large-scale technology projects, IT general controls and completing IT process audits (e.g., SDLC, Change Management, Logical Security, Business Continuity/Disaster Recovery, and Incident/Problem Monitoring), as well as reviewing application-level processes and controls.
  • Proficiency in auditing cyber security and infrastructure components is a plus (e.g., Mainframe, Unix/Linux, Windows).

We offer top class training and development for you to be an asset in our organization!

About DTCC

The Depository Trust & Clearing Corporation (DTCC) is a financial services company that provides clearing, settlement, and information services for the global financial industry. DTCC was founded in 1999 and is headquartered in New York City. The company operates through subsidiaries that provide services such as trade matching, risk management, and asset servicing. DTCC is owned by its users, which include broker-dealers, banks, and other financial institutions. The company is committed to reducing risk and increasing efficiency in the financial markets.
Learn more about DTCC
Size
4,000 employees
Industry
Finance & Insurance
Founded
1973
* Ladders Estimates

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