Role Summary

The Internal Audit Manager is a part of the Audit team and provides advice and influences change at a senior level to improve Marex corporate governance, risk management practice, and internal control environment.

Overview of Marex/Department Description

Marex has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights, and analytics.

The Audit team is a global function with presence in London and North America. The team consists of 22 individuals (i.e. 13 in London, 3 in Chicago, 3 in New York, 2 in Paris, and 1 in APAC), with additional support sought from our co-source partners as required.

Overall Responsibilities

Provide independent assurance and strategic insight to the Board and senior management on the effectiveness of governance, risk management, internal controls, and the overall control environment.

Lead and oversee Internal Audit activities across North America, ensuring high-quality audit execution, effective team leadership, and adherence to professional standards.

Develop and deliver the three-year strategic audit plan and annual audit program, ensuring appropriate coverage of key business, operational, financial, and regulatory risks.

Partner with and influence senior stakeholders to strengthen risk mitigation, improve control effectiveness, and support business objectives and corporate priorities.

Enhance the Internal Audit function through the development of audit methodologies, standards, procedures, quality assurance practices, and technology-enabled audit solutions.

Provide audit, advisory, and consulting services that add value to the organization, while promoting confidence in the Marex control environment, business operations, and brand.

Support enterprise risk management by contributing to risk assessment processes, evaluating assurance activities, monitoring emerging risks, and ensuring timely escalation of control and risk issues.

Ensure compliance with applicable regulatory requirements, internal policies, operational risk standards, and the Code of Conduct, including adherence to SEC, FINRA, NFA, CFTC, and exchange regulations.The Company may require you to carry out other duties from time to time.

Competencies, Skills, and Experience

Competencies

• Excellent verbal and written communication skills
• A collaborative team player, approachable, self-efficient and influences a positive work environment
• Demonstrates curiosity
• Resilient in a challenging, fast-paced environment
• Ability to take a high level of responsibility in a fast pace and high-volume environment
• Escalates key issues and changing priorities to Senior Internal Audit Management as appropriate
• Excels at building relationships, networking and influencing others
• Strategic collaborator with insight and agility, able to anticipate future challenges, ensuring operational effectiveness

Skills and Experience

• A bachelor's degree from an accredited institution
• CPA, Part CPA, or other relevant professional qualification preferred
• Series 3 or Swaps Proficiency certification preferred
• 7-10 years of audit experience within complex financial services organizations, including exposure to broking, commodities, securities, and swap dealer activities
• Strong internal audit experience with a solid understanding of financial markets
• Experience within Internal Audit and/or Compliance functions
• Knowledge of financial markets and related products, with futures market experience highly desirable
• Experience operating within regulated environments and applying risk and compliance requirements
• Demonstrated ability to manage senior stakeholder relationships and influence change
• Proven experience leading audits across the full audit lifecycle and supervising audit team members
• Experience developing and implementing audit strategies, policies, procedures, and methodologies
• Strong knowledge of internal audit standards, principles, and best practices within financial services
• Proficiency in information technology and the use of audit-related systems and tools
• Experience conducting risk assessments and audits of complex financial systems and controls
• Experience performing integrated audits involving both technology and business processes, as well as standalone operational audits

Salary Range: $100,000 to $140,000 per year and eligible for discretionary bonus.