The Goldman Sachs Group, Inc

Global Banking & Markets Operations-Regulatory Reporting-Dallas-Associate

The Goldman Sachs Group, Inc • $80K — $95K *
Dallas, TX 75217In-Person
Finance & Insurance
Less than 5 years of experience
Today
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Job Overview by Ladders

Qualifications

  • Bachelor's degree required
  • 2-3 years experience in Finance or Business
  • Experience in audit, compliance, or operational project management
  • Proficient in MS Office and data analytics tools like Alteryx
  • Strong analytical skills with innovative problem-solving capabilities
  • Familiarity with securities trading flows and regulatory obligations
  • Excellent organizational and communication skills

Responsibilities

  • Perform effective risk management for time-sensitive regulatory reporting
  • Develop expert knowledge on North American securities regulatory requirements
  • Analyze data daily to identify and resolve issues
  • Investigate and provide guidance on regulatory report issues
  • Ensure data integrity through collaboration with Engineering and Operations
  • Oversee impact assessments for new markets and regulations
  • Drive process improvements using automation and AI-led analytics
  • Contribute to strategic initiatives from creation to implementation
  • Collaborate with Legal, Compliance, and other teams on change programs
  • Act as a risk manager by continuously assessing regulatory adherence
  • Assist with daily report production when needed

Benefits

  • Opportunities for professional development
  • Innovative work environment with emphasis on process improvement
  • Exposure to a wide range of financial products
  • Collaboration with diverse teams across the firm
  • Participation in strategic initiatives to improve operations
Full Job Description
Job Description

YOUR IMPACT

We're looking for a professional individual who wants to apply their financial market knowledge and develop their understanding of regulatory reform at the heart of the financial markets. With the continued high rate of change in the regulatory reporting space, Regulatory Operations professionals have the platform to significantly impact their environment and the wider business. Our team is seeking a professional who will collaborate with multiple stakeholders to improve the firm's compliance rates across obligations.

OUR IMPACT

Regulatory Operations is a global team that ensures that the firm is compliant with a wide range of non-financial regulatory reporting obligations. We partner with groups across the firm and industry to accurately represent firm and client order, execution and position information to regulators across a wide range of traded financial products and businesses. Our team prides itself on best-in class operational design and delivery of high quality controls to manage regulatory risk.From day one, team members play a vital role in upholding the three Operations principles of client focus, process innovation and risk management.

HOW YOU WILL FULFILL YOUR POTENTIAL
  • Perform effective risk management in reporting time sensitive regulatory reporting accurately, completely and timely
  • Develop expert knowledge pertaining to securities regulatory requirements, processes and systems for a number of non-financial regulatory reporting in North America regimes
  • Perform daily analysis on data and pursue problem resolution while improving processes
  • Investigate, remediate and provide supervisory guidance on issues with these reports and develop control improvements
  • Work on controls of data integrity and completeness through work with Engineering and Operations teams
  • Provide oversight of the impact assessments done on these reports for new markets, new products, business reorganizations, system changes and new/changed regulations
  • Drive improvement of processes, procedures, and outputs through automation and the adoption of AI-led data analytics to enhance accuracy, scalability, and control effectiveness.
  • Contribute to strategic initiatives from idea creation to implementation, working with various Technology and team stakeholders
  • Work with Legal, Compliance, Technology, other Operations groups and various business units on change programs and issue resolution
  • Act as a risk manager for the firm through ongoing assessment and awareness of the regulatory environment and the firm's adherence to its reporting obligations
  • Be flexible to contribute to other activities within the group where necessary, e.g. daily report production

PREFERRED QUALIFICATIONS

We are looking for a driven individual who can work on a broad set of regulatory obligations around transaction reporting. They are expected to be able to learn how to efficiently support the team's daily time sensitive functions around non-financial regulatory reports like CFTC P45, P43, Electronic Blue Sheet or Consolidate Audit Trail along with helping out on projects to help fix and lower risk on the team.

Basic Qualifications
  • Bachelor's degree required
  • Preferred 2-3 years work experience in the Financial or Business Industry
  • Professional experience may have included past responsibility for audit/analysis, compliance, business support, daily processing, project management, risk management and implementation of strategic operational plans
  • Proficient in the use of MS Office and Data analytics tools (e.g., Alteryx) with experience leveraging AI solutions (e.g., Copilot)
  • Analytical thinker with the ability to generate innovative ideas and translate strategy to execution
  • Problem solving and documentation skills with an ability to understand complex workflows
  • Preferred experience with securities trading flows, regulatory obligations and project/JIRA management
  • Candidate must be proactive, enthusiastic and team oriented
  • Accuracy, analytical ability and attention to detail
  • Effective time management and risk awareness
  • Ability to think strategically and contribute to department and division wide initiatives
  • Strong written and verbal communication skills
  • Proven ability to organize and prioritize workload and drive results
  • Ability to learn quickly and adapt to new changes and new challenges
  • Control or project management capabilities in design, testing and execution
  • Ideally would have successfully worked with financial products/functions with experience including data analysis, Regulatory Reporting, trading flows and compliance

About The Goldman Sachs Group, Inc

The Goldman Sachs Group, Inc. provides investment banking, securities, and investment management services, as well as financial services to corporations, financial institutions, governments, and high-net-worth individuals worldwide. Its Investment Banking segment offers financial advisory services, including advisory assignments concerning mergers and acquisitions, divestitures, corporate defense, risk management, and restructurings and spin-offs; and underwriting services comprising public offerings and private placements of a range of securities, loans, and other financial instruments, and derivative transactions. The company’s Institutional Client Services segment provides client execution services, such as fixed income, currency, and commodities client execution related to making markets in interest rate products, credit products, mortgages, currencies, and commodities; and equities related to making markets in equity products, as well as executes and clears institutional client transactions on stock, options, and futures exchanges. This segment also engages in the securities services business providing financing, securities lending, and other brokerage services to institutional clients, including hedge funds, mutual funds, pension funds, and foundations. Its Investing and Lending segment originates longer-term loans; and invests in debt securities, loans, public and private equity securities, real estate, consolidated investment entities, distressed assets, currencies, commodities, and power generation facilities. The company’s investment management segment provides investment products and services, as well as offers wealth advisory services, including portfolio management and financial counseling, and brokerage and other transaction services.

The Goldman Sachs Group, Inc. Careers

Join the prestigious team at The Goldman Sachs Group, Inc., a global leader in finance and investments, and propel your career to new heights. Our firm is renowned for its commitment to excellence, innovation, and leadership in the financial sector.

Work You’ll Do

At Goldman Sachs, you will be part of a dynamic environment that fosters growth, diversity, and professional development. Engage in transformative projects that redefine the landscape of global finance, driven by a culture of high performance and continuous improvement.

Lead with Innovation and Leadership

Step into a role where your skills will be honed and your leadership capabilities enhanced. The Goldman Sachs Group, Inc. is at the forefront of merging financial expertise with technological innovation, creating a platform for you to lead impactful initiatives.

Join Our Diverse and Inclusive Team

Diversity and inclusion are at the core of our company culture. With employees from various backgrounds, Goldman Sachs thrives on the rich ideas and perspectives that this diversity brings. Here, every team member’s contribution is valued, and every voice is heard.

Explore Job Opportunities and Internships

Whether you’re seeking full-time employment or looking into internship opportunities, Goldman Sachs offers a range of positions that cater to different skills, experiences, and career aspirations. From analyst to executive positions, discover how you can contribute to our legacy of success.

Networking and Professional Growth

Goldman Sachs is not just a workplace. It is a community where you can build lasting relationships with colleagues and industry leaders. Our networking events, mentorship programs, and professional groups foster connections that can accelerate your career trajectory.

Benefits and Career Development

Invest in your future with Goldman Sachs’ unparalleled employee benefits and career development programs. From comprehensive health benefits to personalized career coaching and leadership training, we ensure that our team is equipped for success, both professionally and personally.

Prepare for Your Future

Ready to take the next step? Prepare your resume, sharpen your interview skills, and explore the vast array of job opportunities at The Goldman Sachs Group, Inc. Our hiring process is designed to identify and nurture talent, helping you to achieve your career goals.

Stay Connected

Keep up to date with the latest from Goldman Sachs Careers by subscribing to our job alert emails. Tailor your preferences to receive updates that match your career interests and stay ahead in the competitive financial sector.

Join The Goldman Sachs Group, Inc.

Embark on a rewarding journey with The Goldman Sachs Group, Inc. where your potential is limitless. Explore positions, read about our company culture, and apply today to become part of a team that values growth, leadership, and innovation.

SEARCH GOLDMAN SACHS JOBS

READ CAREERS BLOG

At The Goldman Sachs Group, Inc., your career is just the beginning – it’s an opportunity to excel and lead in the global financial industry. Join us and make your mark!
Learn more about The Goldman Sachs Group, Inc
Size
45,100 employees
Market Cap
$115.8 billion
Industry
Finance & Insurance
Net Income
$9.4 billion
Founded
1869
5 Year Trend
+11.3%
Revenue
$53.4 billion
NASDAQ
GS
* Ladders Estimates

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