American Express

Director-Compliance - Insider Investigations

American Express$120K — $150K *
Sandy, UT 84070In-Person
Finance & Insurance
8 - 10 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree or equivalent experience
  • 8+ years in AML Compliance in financial services
  • Strong knowledge of global AML regulations
  • Experience in leading and developing teams
  • Extensive background in financial crime investigations
  • Deep understanding of criminal typologies related to financial products

Responsibilities

  • Develop and maintain knowledge of U.S. financial crime and insider risk
  • Serve as a subject matter expert for GFCC colleagues globally
  • Coordinate and support the SAR filing process
  • Enable training and awareness of financial crime environments for the team
  • Manage a team of leaders and analysts reviewing SARs related to insiders
  • Ensure compliance with legal, regulatory, and internal standards for SARs
  • Collect and report SAR metrics for the Insider Program

Benefits

  • Competitive base salaries
  • Bonus incentives
  • 6% Company match on retirement savings plan
  • Free financial coaching and support
  • Comprehensive medical, dental, and vision benefits
  • Flexible working models including hybrid and virtual arrangements
  • 20+ weeks paid parental leave for all parents
  • Access to wellness centers and counseling support
  • Career development and training opportunities
Full Job Description
Job Description

The Insider Investigations Director will lead a team of managers and analysts responsible for managing Insider Risk (American Express colleagues, contractors, affiliates, vendors, or partners) by investigating suspicious activity and communicating with applicable law enforcement agencies as necessary. The candidate will also provide information and data to the Insider Risk Program on suspicious activity for aggregate reporting purposes. In addition, they will partner closely with internal stakeholders including GCO, Global Security and Internal Audit in support of the Insider Risk Program. The successful candidate must have excellent investigative, communication, and time management skills, and the ability to effectively manage change and collaborate with internal and external stakeholders.

Responsibilities

  • To develop and maintain an adequate knowledge of complex U.S financial crime environments and insider risk.
  • Serve as a subject matter expert, and point of contact for globally dispersed GFCC colleagues, on insider risk, global financial crime, sector, geopolitical or regulatory issues.
  • Coordinate the filing of SARs and support the SAR filing process globally on insiders.
  • Responsibility to enable the right training and the proper awareness of financial crime environments for all the insider team members.
  • Manage a team of leaders and Investigative Analysts responsible for reviewing, editing, and filing SARs related to insiders.
  • Ensure adherence to legal and regulatory standards as well as internal quality requirements for SAR.
  • Provide guidance on how to conduct and document SAR-related investigations.
  • Identify and analyze SAR patterns and trends related to insiders.
  • Collect and report on SAR metrics for the Insider Program.
  • Liaise with law enforcement, other financial institutions, and industry groups


Qualifications

Minimum Qualifications:
  • Bachelors/University degree or equivalent experience
  • 8+ years of work experience as an AML Compliance Manager/Director in a financial services institution with expertise in any of the following areas: BSA-AML compliance, law enforcement, complex AML/CTF/ABC investigations.
  • Strong knowledge of global AML/CTF/ABC Regulations (BSA, US PATRIOT Act)
  • Experience with direct people leadership and developing top talent.
  • Extensive experience in conducting financial crime investigations.
  • Deep understanding of criminal typologies associated with a wide array of financial products and services.
  • Exceptional verbal and written communication skills in English.

Preferred Qualifications:
  • Ability to contribute suggestions to enhance systems, methodologies, and process simplification.
  • Must display strong analytical and thought leadership by being able to transform ideas to actionable plans.
  • Ability to challenge the status quo by removing organizational barriers and influencing without authority.
  • Demonstrated success building and scaling investigative teams.
  • Ability to manage multiple projects simultaneously.
  • Ability to assess, manage, and drive change.
  • Exceptional verbal and written communication skills.
  • Ability to influence, gain support, and resolve conflict.
  • Strong collaboration and relationship development skills.
  • Ability to strategically plan with thought leadership.
  • Must be a deadline-driven team player.
  • Proven ability to take complex technical information and translate it into clear communications (presentations/memos) for a variety of audiences.
  • Experience in building and leading large diverse teams.
  • Master's or other advanced degree preferred.
  • CAMS and/or CFCS Certifications a plus.


Employment eligibility to work with American Express in the United States is required as the company will not pursue visa sponsorship for these positions.

About the Team

We back you with benefits that support your holistic well-being so you can be and deliver your best. This means caring for you and your loved ones' physical, financial, and mental health, as well as providing the flexibility you need to thrive personally and professionally:

  • Competitive base salaries
  • Bonus incentives
  • 6% Company Match on retirement savings plan
  • Free financial coaching and financial well-being support
  • Comprehensive medical, dental, vision, life insurance, and disability benefits
  • Flexible working model with hybrid, onsite or virtual arrangements depending on role and business need
  • 20+ weeks paid parental leave for all parents, regardless of gender, offered for pregnancy, adoption or surrogacy
  • Free access to global on-site wellness centers staffed with nurses and doctors (depending on location)
  • Free and confidential counseling support through our Healthy Minds program
  • Career development and training opportunities

For a full list of Team Amex benefits, visit our Colleague Benefits Site.

The below represents the expected salary range for this job requisition. Ultimately, in determining your pay, we'll consider your location, experience, and other job-related factors.

About American Express

Amex provides industrial services to the coatings and linings sector, providing support for commercial, industrial, and maritime projects such as petrochemical, power, and water treatment industries. They offer painting services for steel structures, storage tank linings and coatings, pipelines, floors, and marine vessels such as ships, tugboats, and barges.

American Express Careers

Join the vibrant team at American Express, a global leader in financial services, and be part of a company that values innovation, leadership, and diversity. At American Express, we offer more than just job opportunities; we provide a platform for professional growth and a chance to be part of a culture that is committed to excellence and inclusive growth. Work You’ll Do At American Express, we are dedicated to helping our employees reach their full potential. With a variety of career paths available in areas such as technology, marketing, finance, and customer service, American Express is the perfect place to advance your career. Our team is composed of highly skilled professionals who thrive on innovation and collaboration. Join our team and contribute to a company known for its prestigious history of leadership in the credit card industry. Engage in meaningful work that makes a real impact on our global scale business operations. American Express Leadership and Development Programs We believe in nurturing the leadership skills of our employees with extensive training programs and leadership development opportunities. Our commitment to professional growth is evident in our comprehensive benefits package that supports both personal and professional development. Internship Opportunities Start your career with an internship at American Express and gain valuable industry experience. Our internships offer a chance to develop skills, work on challenging projects, and learn from leaders in the industry. Interns at American Express are considered integral members of the team and are given responsibilities that provide a real insight into their future career paths. Diversity and Inclusion At American Express, diversity and inclusion are at the core of our company culture. We are committed to building a diverse workforce and inclusive environment where every employee feels valued and inspired. We offer diversity training programs that empower our employees to thrive and lead in a global marketplace. Networking and Innovation Our employees enjoy unparalleled opportunities for networking and personal growth through our global connections and innovative projects. American Express encourages a culture of innovation that helps propel our company and your career forward. Career Benefits and Growth American Express is dedicated to the growth of its employees. We offer competitive benefits, including health, retirement plans, and family leave, ensuring that our team members have the support they need to succeed both at work and in their personal lives. Join Our Team Explore the job opportunities and open positions at American Express. We are continuously hiring talented individuals who are passionate about their careers and interested in working for a company that offers a dynamic and supportive environment. Stay Connected Keep up to date with the latest from American Express Careers by following our career blog and signing up for job alert emails. Tailor your subscription to receive updates that match your skills and interests. Discover the exciting and rewarding career opportunities that await at American Express. SEARCH AMERICAN EXPRESS JOBS Whether you are looking for a full-time position, an internship, or a leadership opportunity, American Express offers a path to a rewarding career. Join us and make a difference with your passion, creativity, and drive.
Learn more about American Express
Size
64,000 employees
Market Cap
$108.1 billion
Industry
Net Income
$3.1 billion
Founded
1850
5 Year Trend
+3.5%
Revenue
$37 billion
NASDAQ

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