Chief Counsel

Securities and Exchange Commission

$150K — $180K *
Legal & Accounting
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • J.D. or LL.B. degree required
  • Active member of the bar in good standing
  • Minimum one year of specialized experience at GS/SK-14 level
  • Experience conducting legal research for SEC projects
  • Advising stakeholders on SEC filing and reporting requirements, particularly via EDGAR

Responsibilities

  • Manage and coordinate EBO Office of Chief Counsel staff and initiatives
  • Collaborate with divisions on new EDGAR filing requirements
  • Ensure quality of legal documentation for Commission adoption
  • Provide legal advice impacting EDGAR system development
  • Guide Filer Support team on compliance with Regulation S-T
  • Communicate effectively with external EDGAR stakeholders
  • Advise SEC senior management on complex legal matters

Benefits

  • Comprehensive benefits package including health, retirement, and more
  • Eligibility for benefits based on position type
  • Potential for supplementary vacancies in various divisions
  • Professional development opportunities through federal employment
  • Stable work environment with a focus on employee growth
Full Job Description
Summary

The EDGAR Business Office is seeking a Supervisory Attorney Adviser (Chief Counsel). As a Chief Counsel, you will manage the operations of the EBO Office of Chief Counsel (OCC) and provides legal guidance on a wide range of legal and policy matters pertaining to the Commission's EDGAR system.

Duties

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In this role as a Chief Counsel, you will be responsible for:

  • Managing, assigning, and coordinating the work of staff in a collaborative and positive environment to achieve EBO objectives and Commission priorities, including but not limited to managing all EBO legal and certain EBO audit initiatives.
  • Collaborating and communicating in a highly effective way with divisions/offices regarding, including but not limited to, rulemakings that create new or changed filing requirements to allow accurate and timely implementation in EDGAR.
  • Ensuring high quality action memoranda and draft release documentation and other materials for Commission adoption of EDGAR Filer Manual changes/changes to EDGAR-related forms; and ensuring draft rule proposals prepared by EBO are well-researched, well-written and well-reasoned; engaging in clear and cordial communication with division/office staff and members of the Chairman's and Commissioners' offices.
  • Providing legal advice and coordinating collaboratively on matters that impact the operation and development of the EDGAR system, including but not limited to support of EBO's Filer Support and Development and Operations teams.
  • Managing and providing definitive legal guidance to EBO's Filer Support team on, inter alia, matters arising under Rule 15 of Regulation S-T.
  • Communicating in a highly effective way with external EDGAR stakeholders, and reviewing and providing legal and other guidance on external communication.
  • Providing legal counsel to SEC senior management on a broad range of sensitive and complex matters relating to EDGAR.


Requirements

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Conditions of employment

  • CITIZENSHIP: You must be a US Citizen.
  • SELECTIVE SERVICE: Males born after 12/31/59 must be registered or exempt from Selective Service (see https://www.sss.gov/).
  • DRUG TESTING: This position may be subjected to drug testing requirements.
  • PERMANENT CHANGE OF STATION (PCS): Moving/Relocation expenses are not authorized.
  • DIRECT DEPOSIT: All Federal employees are required to have Federal salary payments made by direct deposit to a financial institution of their choosing.
  • TRIAL PERIOD: Consistent with 5 U.S.C. a7 7511, you will be required to serve a two-year trial period (one year for preference eligible veterans) if the position to which you have applied is not the same or similar to your current position of record.
  • SUPERVISORY TRIAL PERIOD: This appointment may require completion of a two year supervisory/managerial trial period.
  • You must possess a J.D. or LL.B Degree and you must be an active member of the bar in good standing.
  • The selectee is required to report to the duty station(s) listed.


Qualifications

Applicants are responsible for confirming all required materials are submitted by the closing date of the announcement. Please check the HowYou Will Be Evaluated and Required Documents sections carefully, as missing documents will render the application incomplete and ineligible for review.

Qualifying experience may be obtained in the private or public sector. Experience refers to paid and unpaid experience, including volunteer work done through National Service programs (e.g., Peace Corps, AmeriCorps) and other organizations (e.g., professional, philanthropic, religious, spiritual, community, student, social). Volunteer work helps build critical competencies, knowledge, and skills and can provide valuable training and experience that translates directly to paid employment. You will receive credit for all qualifying experience, including volunteer experience. Qualifying education must have been obtained from an accredited college or university recognized by the U.S. Department of Education. All qualification requirements must be met by the closing date of this announcement.

BASIC REQUIREMENT: All applicants must possess the following

  • J.D. or LL.B. degree AND
  • Active membership of the bar in good standing in any state, territory of the United States, the District of Columbia, or the commonwealth of Puerto Rico. (Note: proof of bar membership will be required before entry on duty.


MINIMUM QUALIFICATION REQUIREMENT: In addition to meeting the basic requirement, applicants must also meet the minimum qualification requirement.

  • SK-17: Applicant must have at least one year of specialized experience equivalent to the GS/SK-14 level. Specialized experience includes:1) Conducting legal research for SEC programs or projects; AND 2) Drafting legal memoranda, briefs, rulemakings, or other policy documents; AND 3) Providing legal advice on federal security laws, including the filing, disclosure, and reporting requirements administered through EDGAR (Electronic Data Gathering, Analysis, and Retrieval); AND 4) advising stakeholders on disclosure issues and SEC reporting obligations.


ACCOMPLISHMENT RECORD COMPETENCIES: Your Accomplishment Record narratives should address the following competencies. See the How You Will Be Evaluated section below for more information:

Competency 1: Critical Thinking - Considers a variety of factors, general and subject matter-specific, when making decisions and determining next steps in a case.

Competency 2: Teamwork and Collaboration - Interacts with internal and external customers in a manner that advances SEC goals and objectives.

Competency 3: Strategic Execution - Understand and implement SEC's and Division/Office's policies and goals, with regard to personnel or programs in their purview anticipating, identifying, and addressing the impact of internal and external environmental factors, linking them to capabilities and potential of the organization.

Competency 4: Legal and Regulatory Analysis - Conducts analysis and prepares documents and reports in compliance with Federal law that governs the rulemaking process.

Education

You MUST provide transcripts or other documentation to support your educational claims. Unless otherwise stated: (1) official or unofficial transcripts are acceptable, or (2) you may submit a list with all your courses, grades, semester, year, and credit for the course. If you are qualifying for this position by substituting education or training for experience, you must submit a copy of your unofficial transcripts or equivalent by the closing date of the announcement. Qualifying education must have been obtained from an accredited college or university recognized by the U.S. Department of Education. Internal Applicants: OHR will verify education qualifications for internal applicants using documents in the Electronic Official Personnel Folder (eOPF). If required transcripts or certificates are not present in your eOPF, you will be required to provide them to OHR. If selected, a start date will not be established until official transcripts are received.

FOREIGN EDUCATION: If you are using education completed in foreign colleges or universities to meet the qualification requirements, you must show the education credentials have been evaluated by a private organization that specializes in interpretation of foreign education programs. For more information, click here.

Applicants may also find the following helpful:

National Association of Credential Evaluation Services (NACES) is an association of 19 credential evaluation services with admission standards and an enforced code of good practice.

Association of International Credentials Evaluators (AICE) is an association of 10 credential evaluation services with a board of advisors and an enforced code of ethics.

Additional information

Supplementary vacancies may be filled in addition to the number stated in this announcement and may be filled from any division or office within the agency.

SEC COMPENSATION PROGRAM: Total salary (base pay + locality) is dependent upon duty location. The overall salary range listed above is provided for informational purposes. The pay for current SEC employees will be determined according to the procedures specified in the agency's policy.

IMPORTANT INFORMATION FOR SURPLUS OR DISPLACED FEDERAL EMPLOYEES: Career Transition Assistance Plan (CTAP) is available to individuals who have special priority selection rights under this plan. Individuals must be minimally qualified for this position to receive consideration for special priority selection. CTAP eligibles will be considered minimally qualified if they meet the minimum requirements for this position.

Benefits

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A career with the U.S. government provides employees with a comprehensive benefits package. As a federal employee, you and your family will have access to a range of benefits that are designed to make your federal career very rewarding. Opens in a new windowLearn more about federal benefits.

Review our benefits

Eligibility for benefits depends on the type of position you hold and whether your position is full-time, part-time or intermittent. Contact the hiring agency for more information on the specific benefits offered.

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