Scotiabank

Assistant Manager, Regulatory Trade Reporting (GWO)

Scotiabank$80K — $95K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • 5-7 years of experience in capital markets, focusing on regulatory reporting or derivatives operations
  • Hands-on experience with trade and regulatory reporting controls
  • Proven skills in reconciliation and investigation of reporting discrepancies
  • Strong working knowledge of derivatives products and their lifecycle
  • Advanced proficiency in Excel for data analysis

Responsibilities

  • Execute trade reporting controls for global regulations
  • Identify and investigate reporting discrepancies
  • Manage remediation of reporting exceptions
  • Monitor trade reporting for accuracy and completeness
  • Maintain updated knowledge of regulatory requirements
  • Collaborate with internal teams and external partners
  • Support regulatory changes and related process improvements

Benefits

  • Diverse career development opportunities
  • Commitment to community impact and support
  • Comprehensive benefits starting on day one
  • Rewards program including bonuses and flexible vacation
  • Focus on Diversity, Equity, Inclusion & Allyship
  • Accessibility initiatives for an inclusive workplace
Full Job Description
Requisition ID: 268610
Employee Referral Program - Potential Reward: $1,000.00

The Role

The Assistant Manager, Regulatory Reporting & Control supports the execution of global trade reporting and control activities across multiple regulatory regimes.

This role is responsible for monitoring reporting accuracy, identifying and resolving reporting breaks, and supporting regulatory initiatives and process improvements. The position works closely with internal teams and external partners to ensure reporting compliance and effective control execution.

Is this role right for you? In this role, you will:
  • Execute daily and periodic trade reporting controls across multiple global regulatory regimes
  • Identify and investigate reporting breaks through reconciliations and control processes
  • Manage remediation of reporting exceptions to ensure accuracy and regulatory compliance
  • Monitor trade reporting outputs for completeness, accuracy, and timeliness
  • Maintain knowledge of regulatory reporting requirements and reporting logic across jurisdictions
  • Support analysis and implementation of regulatory changes impacting reporting processes
  • Partner with internal teams (Technology, Compliance, Controls) and external stakeholders (e.g., trade repositories) to resolve reporting issues
  • Contribute to regulatory reporting projects, enhancements, and control improvements
  • Support audit requests, control testing, and regulatory reviews
  • Maintain documentation including procedures, policies, and control frameworks


Do you have the skills that will enable you to succeed in this role? - We'd love to work with you if you have:
  • Prior experience in capital markets, ideally within regulatory reporting, middle office, or derivatives operations
  • Hands-on experience with at least one of the following:
    1. Trade reporting / regulatory reporting controls
    2. Reconciliation and identification of reporting breaks
    3. Investigation and resolution of data/reporting exceptions
  • Working knowledge of derivatives products and trade lifecycle
  • Strong Excel skills for data analysis and reconciliation


Preferred (Nice-to-Have)
  • Exposure to one or more regulatory reporting regimes (e.g., CFTC, SEC, EMIR, MiFID II, SFTR, CAT/CAIS, or similar)
  • Experience working with trade repositories or regulatory reporting systems
  • Exposure to regulatory change initiatives or reporting enhancements
  • Experience supporting audits, control testing, or documentation


What's in it for you?
  • A rewarding career path with diverse opportunities for professional development
  • An organization committed to making a difference in our communities - for you and our customers.
  • A competitive rewards program including bonus, flexible vacation, personal and sick days, and comprehensive benefits that start on your first day.
  • Diversity, Equity, Inclusion & Allyship - We strive to create an inclusive culture where every employee is empowered to reach their fullest potential, respected for who they are, and are embraced through bias-free practices and inclusive values across Scotiabank. We embrace diversity and provide opportunities for all employees to learn, grow & participate through our various Employee Resource Groups (ERGs) that span across diverse gender identities, ethnicity, race, age, ability & veterans.
  • Accessibility and Workplace Accommodations - We value the unique skills and experiences every individual brings to the Bank and are committed to creating and maintaining an inclusive and accessible environment for everyone. Scotiabank continues to locate, remove and prevent barriers so that we can build a diverse and inclusive environment while meeting accessibility requirements.


Location(s): Canada : Ontario : Toronto

About Scotiabank

Scotiabankers are committed to helping individuals, companies, and communities to thrive in a changing world. From personal and business banking, brokerage, and insurance, to private wealth, and the most sophisticated commercial, corporate and institutional services, they serve the diverse needs of some 21 million customers in more than 55 countries. Founded in 1832 in Halifax, Nova Scotia, their growth has always been fuelled by the success of their customers and their longevity secured by an unshakable commitment to carefully and expertly managing risk and capital. That focus on doing what's right for customers—short- andlong-term—has made us a global financial services leader. Headquartered in Canada, they are over 86, 000 Scotiabankers strong. Each of us are committed to being the best at understanding their customers' needs and all of us working together to deliver practical advice and relevant solutions that help their customers become financially better off.

Scotiabank Careers

Join Scotiabank, a premier financial institution, and become part of a diverse and inclusive team that’s leading the way in global banking. At Scotiabank, we offer more than just job opportunities; we provide a platform for professional growth and innovation in the financial services industry.

Work You’ll Do

At Scotiabank, we’re not just filling positions; we’re cultivating leaders. Dive into a workplace where diversity training and leadership development shape the path to your future. Our commitment to professional growth is evident in our robust training programs and continuous learning opportunities that foster innovation and strategic thinking.

Explore a World of Opportunities

Whether you’re looking for a full-time position, an internship, or a leadership role, Scotiabank has a spectrum of opportunities to fit your career ambitions. Our team is composed of individuals who bring a wealth of skills and perspectives to our company, driving us forward with their creativity and strategic insights.

Innovative Work Environment

Scotiabank’s culture is one of collaboration and respect, where each team member’s contribution is valued. Engage in meaningful work that challenges you to leverage your skills and push the boundaries of what’s possible in the banking sector. Our innovative projects not only support the growth of the company but also ensure our position as a leader in the industry.

Benefits and Growth

Choosing a career at Scotiabank means opting for a life of growth and opportunity. Our employees enjoy competitive benefits, including comprehensive health coverage, retirement plans, and flexible working conditions, all designed to support your career and personal life. We believe in nurturing our team’s potential by providing them with the tools they need to succeed both professionally and personally.

Join Our Team

Ready to take the next step in your career? Explore the job opportunities at Scotiabank by searching our open positions that match your skills and interests. We are continuously hiring and looking for passionate, curious, and solution-driven team players.

Networking and Professional Development

Stay connected and advance your career through Scotiabank’s extensive networking opportunities. Participate in events that connect you with other professionals and leaders within the industry. Our career resources will help you prepare your resume, ace your interviews, and land the job that best suits your career goals.

Stay Ahead

Keep up to date with the latest in career tips, industry insights, and company news—all from the people who work here at Scotiabank. Personalize your experience by subscribing to job alert emails tailored to your preferences and be the first to know about new openings and exciting developments. Join Scotiabank and be part of a team that values integrity, respect, and accountability. Discover how your career can flourish in an environment committed to your professional development and personal growth.
Learn more about Scotiabank
Size
90,619 employees
Market Cap
$57.5 billion
Industry
5 Year Trend
+7%
NASDAQ

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