10+ years of significant experience in securities law.
In-depth knowledge of federal securities regulations relevant to public companies.
Responsibilities
Draft and update SEC filings including reports and proxy statements; manage annual meeting documentation.
Keep abreast of changes in SEC, NASDAQ, and corporate governance rules.
Prepare public disclosures like earnings releases and advise on Regulation FD practices.
Ensure compliance with securities law including insider trading policies and shareholder proposals.
Offer guidance on governance for boards and committees, and provide strategic insights on policies from advisory firms.
Engage in enhancing corporate policies and participate in training efforts.
Support compliance for subsidiaries, investments, and M&A activities.
Benefits
Comprehensive package including paid time off, medical/dental/vision insurance, life and disability insurance.
Focus on wellness across physical, emotional, financial, career, and community aspects.
Tailored benefits that address local employee needs, including healthcare, mental wellness support, and retirement savings.
Full Job Description
Responsibilities:
Draft and update a variety of SEC filings, including annual/quarterly reports, proxy statements, Form 8-K, and Section 16 documents; handle annual meeting documentation.
Stay updated on SEC, NASDAQ, and corporate governance rule changes.
Assist in preparing public company disclosures like earnings releases and investor relations content; advise on Regulation FD practices.
Guide compliance in securities law matters, covering insider trading policies and shareholder proposals.
Advise on board and committee governance, and give strategic feedback on policies from proxy advisory firms and institutional shareholders.
Participate in corporate policy enhancement and training efforts.
Provide support for subsidiary compliance, investments, and M&A activities.
Qualifications:
Juris Doctor degree, with active bar membership.
At least 10+ years of significant experience in securities law.
Comprehensive knowledge of federal securities regulations affecting public companies.
Benefits:
Base Salary Range- $200,000 to $300,000
Base salary is just one part of the overall compensation. We also offer bonus, equity and package of benefits including paid time off, medical/dental/vision insurance, life insurance, disability insurance.
We adopt a holistic approach to our benefits programs, emphasizing physical, emotional, financial, career, and community wellness to support a balanced life.
Our packages are tailored to meet local needs and may include healthcare coverage, mental well-being support, retirement savings, paid time off, family leaves.
