Lead compliance strategy for Broker Dealer and RIA, managing a team and collaborating with senior leadership to ensure adherence to regulatory standards while fostering a culture of integrity and proactive risk management.

Lead compliance oversight for Broker Dealer and RIA operations, guiding a team while partnering with senior leadership to enhance regulatory frameworks across retirement and investment products, ensuring strong compliance culture and risk management.

Shape the future of operational risk management through strategic leadership and innovation. Drive the development of methodologies and reporting capabilities that enhance risk awareness and support informed decision-making across the enterprise.

Contribute to the evolution of an Operational Risk Management framework by leading the development of methodologies and reporting practices, enhancing risk assessment, monitoring, and communication across the enterprise to support effective decision-making.

Shape the future of risk management by leading the strategic direction of GRC technology and data frameworks. Collaborate cross-functionally to enhance operational risk processes and governance while ensuring compliance across the organization.