Lead Trade Surveillance and Compliance efforts across multiple asset classes, ensuring adherence to regulatory standards. Collaborate with teams to enhance processes, conduct audits, and foster a compliant culture within the organization.

Join a team that's shaping compliance excellence in Broker Dealer operations. Lead a dedicated compliance team, provide strategic advisory services, and ensure adherence to regulatory standards while fostering a strong culture of integrity and risk awareness.

Empower governance and risk management by leading Internal Audit activities across North America. Collaborate with senior management to enhance control effectiveness and ensure compliance with regulations, driving value for the organization.

Join us to enhance SOX compliance processes across Americas, ensuring operational excellence through effective control design, testing, and collaboration with various teams to uphold financial integrity and regulatory standards.

Support the Head of U.S. Broker-Dealer Compliance by providing expert advisory services, ensuring regulatory adherence for Equities and Options trading, and enhancing compliance policies to foster a robust compliance culture across teams.