Lead the charge in risk monitoring and assessment, collaborating with teams to identify and mitigate risks while mentoring junior staff. Drive initiatives that enhance regulatory compliance and support investor protection in a dynamic environment.

Engage with us to conduct risk assessments and monitoring for FINRA members, collaborating across departments to identify and address emerging risks while mentoring junior staff and leading special projects.

Take ownership of risk monitoring activities and assessments, collaborating with teams to identify and address emerging risks while mentoring junior staff and leading special projects in a dynamic environment.

Elevate risk management practices by conducting assessments and monitoring activities for FINRA members. Collaborate with teams to identify risks, mentor junior staff, and lead special projects, ensuring compliance and market integrity.

Elevate investigative excellence by leading complex fraud investigations, developing strategies, and collaborating with cross-functional teams to enhance regulatory compliance and protect investor interests in the securities industry.