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Financial Industry Regulatory Authority

119 Job Openings at Financial Industry Regulatory Authority

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Principal Analyst, Advertising Regulation
Financial Industry Regulatory Authority $98K - $147K*
San Francisco, CA
In-Person
2 days ago
Lead the charge in conducting comprehensive analyses of FINRA firms' communications, ensuring quality control and regulatory compliance while training and guiding team members in a collaborative environment focused on investor protection.
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Principal Analyst, Advertising Regulation
Financial Industry Regulatory Authority $112K - $202K*
Rockville, MD
In-Person
2 days ago
Join a dynamic team to conduct in-depth analyses of communications in FINRA, ensuring compliance and enhancing regulatory practices while collaborating with various departments and external regulators.
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Principal Analyst, Advertising Regulation
Financial Industry Regulatory Authority $94K - $141K*
Los Angeles, CA
In-Person
2 days ago
Elevate investor protection by conducting complex analyses of FINRA firms' communications, collaborating with regulatory agencies, and providing insightful feedback to enhance compliance and quality control standards.
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Principal Analyst, Advertising Regulation
Financial Industry Regulatory Authority $112K - $211K*
New York, NY
In-Person
2 days ago
Join a team dedicated to ensuring compliance within the financial industry by conducting thorough analyses of communications, providing support, and driving quality control initiatives that uphold market integrity and investor protection.
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Principal Analyst, Advertising Regulation
Financial Industry Regulatory Authority $112K - $211K*
Woodbridge, NJ
In-Person
2 days ago
Optimize regulatory compliance by expertly analyzing and assessing communications. Collaborate with teams to ensure quality and thoroughness, while providing mentorship and maintaining high standards of integrity in the financial sector.
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