Champion intelligence insights by leading a team to identify and analyze emerging risks, ensuring timely delivery of actionable intelligence that shapes regulatory decisions and strengthens partnerships across the enterprise and external stakeholders.

Lead the charge in identifying and analyzing emerging risks to enhance regulatory intelligence and decision-making, while managing a team that facilitates strategic partnerships across sectors to drive impactful initiatives.

Shape the future of compliance by reviewing public communications for adherence to FINRA, SEC, and SIPC standards. Collaborate with teams to analyze complex submissions, ensuring integrity and protection in advertising practices.

Elevate investor protection by analyzing and ensuring compliance of financial advertising materials with regulations, fostering integrity in marketing practices and enhancing communication effectiveness within the financial sector.

Shape the future of advertising compliance by reviewing public communications to ensure alignment with FINRA, SEC, and MSRB standards. Collaborate with teams and contribute to investor protection and market integrity through analytical expertise.