Champion operational leadership in membership applications, guiding a talented team through compliance and risk management processes while collaborating across departments to enhance regulatory initiatives and improve operational effectiveness.

Innovate with us by analyzing communications within FINRA, coordinating evaluations with various regulators, and enhancing compliance through training and quality control efforts. You will directly contribute to maintaining market integrity and investor protection.

Elevate your career by leading the oversight of the membership application process, enhancing compliance and operational effectiveness within a dynamic team while fostering collaboration across departments. Drive strategic initiatives and coaching.

Join a senior-level team to oversee membership application processes and enhance compliance and operational effectiveness in line with regulatory standards, while providing leadership to a team of skilled analysts and fostering interdepartmental collaboration.

Join a team that's committed to analyzing communications of FINRA firms, collaborating with regulators, and ensuring compliance through quality control while providing guidance and support to team members in a hybrid work environment.