448

Compliance Manager Jobs Near Charlotte, NC

Salary Range

$90K

$225K

Average Salary: $131,250
Enterprise Financial Crimes Compliance Risk Manager - Wealth Management Services
$200K - $250K

Partners with their assigned Line of Business, other Risk/Compliance/Audit (RCA) professionals, and RCA Managers to, depending on their function, create, implement, maintain, review or oversee an effe...

Posted 3d ago

  •   11 - 15 years exp.  •  Finance & Insurance

Auto Compliance Manager
$100K - $150K

Apply knowledge of company policies and standard practices to resolve problems, analyze issues, and escalate non-standard problems or issues to the appropriate levels of management. Assist with perfor...

Posted 3w ago

  •   8 - 10 years exp.  •  Finance & Insurance

EAC Compliance & Operational Risk Manager

Create and manage a global coverage plan which defines the scope and focus of the second line’s risk management activities. Monitor regulatory environment and participate in industry forums to identif...

Posted 2w ago

  •   5 - 7 years exp.  •  Finance & Insurance

Compliance - Banking & Insurance Program Manager

Provide effective support and management of a team that supports the Banking and Insurance compliance teams.

Posted 3w ago

  •   8 - 10 years exp.  •  Finance & Insurance

Compliance - Banking & Insurance Program Manager
$150K - $200K

Partner with Compliance Subject Matter Experts, Programs Teams and BURM to share information and address areas of concern. Regulation Change Management – assisting with applicable changes...

Posted 3w ago

  •   11 - 15 years exp.  •  Finance & Insurance

Consumer Compliance Manager
$80K - $100K
Sunlight FinancialCharlotte, NC 28202 and 1 other location

Continue to develop and to work with internal business leaders and department managers to support and report on the company’s compliance testing and monitoring program. Manage the compliance related p...

Posted 4w ago

  •   5 - 7 years exp.  •  Finance & Insurance

Consumer Compliance Manager

Develop and maintain compliance policies, procedures and practices across a broad range of consumer protection laws and practices, including BSA/AML, OFAC, Fair Lending/ECOA FCRA, GLB, UDAAP, vendor m...

Posted 4w ago

  •   5 - 7 years exp.  •  Finance & Insurance

Product Manager - Global Trade Compliance
$150K - $200K

The Product Manager represent the customer/user and has the primary responsibility for defining all product requirements and communicating those requirements to the user experience and technology deli...

Posted 3w ago

  •   5 - 7 years exp.  •  Retail & Consumer Goods

EAC Compliance & Operational Risk Manager

Create and manage a global coverage plan which defines the scope and focus of the second line’s risk management activities. Monitor regulatory environment and participate in industry forums to identif...

Posted 4w ago

  •   5 - 7 years exp.  •  Finance & Insurance

National Tax Department - Global Compliance & Reporting/Global Services - Manager - Charlotte
$80K - $100K

Tax Accounting Projects and Consulting. Tax Provision Preparation/Review - assist companies with all aspects of their preparation of the tax provision...

Posted 3w ago

  •   Less than 5 years exp.  •  Legal & Accounting

IT Advisor, Technology Solutions Delivery (Regulatory Compliance - Financial Crimes)- Financial Services Office (Manager) (Multiple Positions)
$100K - $150K
Ernst & YoungCharlotte, NC 28202 and 1 other location

Manage and motivate teams of professionals with diverse skills and backgrounds. Consistently deliver quality client services by monitoring progress.

Posted 3w ago

  •   5 - 7 years exp.  •  Legal & Accounting

Compliance and Operational Risk Manager
$100K - $150K

This role may contribute as a manager responsible for providing leadership direction to attract, assess, develop, motivate and retain a team, or may act as an individual contributor...

Posted 5w ago

  •   8 - 10 years exp.  •  Finance & Insurance

Compliance Director - Asset Management Compliance
$200K - $250K
Wells FargoCharlotte, NC 28202 and 2 other locations

The Compliance Director will be responsible for overseeing / monitoring the distribution risks and controls within WFAM. S/he will lead a team of compliance professionals and be responsible for admini...

Posted 5w ago

  •   11 - 15 years exp.  •  Finance & Insurance

Sr. Compliance Manager- Sales Practice Aggregation and Analysis
$200K - $250K
Wells FargoCharlotte, NC 28202 and 16 other locations

Ability to understand sales practices processes and data sets within lines of business and enterprise functions. Subject matter expert in allegations and sales practices data and/or reporting...

Posted 5w ago

  •   11 - 15 years exp.  •  Finance & Insurance

Compliance Risk Manager- FAS Regulatory Compliance
$100K - $150K
Grant ThorntonCharlotte, NC 28202 and 3 other locations

The Compliance Risk Manager oversees engagement management, providing advisory and consultative services to financial institutions in addressing consumer protection regulatory compliance matters, incl...

Posted 6w ago

  •   8 - 10 years exp.  •  Legal & Accounting

Compliance Risk Senior Manager/ Director- FAS Regulatory Compliance
$150K - $200K
Grant ThorntonCharlotte, NC 28202 and 2 other locations

Communicate (verbally and in writing) externally with clients and internally with all levels of the organization to successfully accomplish objectives portraying knowledge and confidence...

Posted 6w ago

  •   11 - 15 years exp.  •  Legal & Accounting

Technology Governance & Risk Management FSI Senior Consultant
$80K - $100K
ProtivitiCharlotte, NC 28202 and 4 other locations

Searching for a Technology Governance & Risk Management FSI Senior Consultant with experience with technology governance, risk, and compliance frameworks and evaluation techniques...

Posted 3d ago

  •   Less than 5 years exp.  •  Business Services

Head of Enterprise Operations Governance Office

Lead various EO Governance Functions: Develop framework and manage all corporate governance interactions for Enterprise Operations including SOX compliance, Financial Control interactions, Internal Au...

Posted 4d ago

  •   15+ years exp.  •  Finance & Insurance

Ethics and Independence Director
$150K - $200K
CLA5Charlotte, NC 28202 and 7 other locations

This position will oversee the firm’s independence and ethics compliance activities as well as oversee the licensure and Continuing Professional Education (CPE) compliance team for CLA and will report...

Posted 2w ago

  •   5 - 7 years exp.  •  Legal & Accounting

Director of Payroll
$80K - $100K

Monitors federal, state and local payroll and payroll accounting regulations and reporting requirements in order to maintain compliance; advises management on these topics, as needed...

Posted 2w ago

  •   years exp.  Education, Government & Non-Profit

Fixed Asset Accounting Manager

Coordinate and manage strategies to ensure corporate-wide SOX compliance within lines of business, subsidiaries and home office functions; lead and coordinate SOX compliance activities of the SOX Co...

Posted 2w ago

  •   11 - 15 years exp.  •  Finance & Insurance

Business Systems Consultant 5
$100K - $150K
Wells FargoCharlotte, NC 28202 and 2 other locations

This position will support the Compliance Monitoring & Dashboards group, which entails organization of monitoring results for publication/distribution and manages the channels for distribution. This p...

Posted 3d ago

  •   8 - 10 years exp.  •  Finance & Insurance

Data Mgmt Consultant 2
$80K - $115K
Wells FargoCharlotte, NC 28202 and 6 other locations

Provide party and product SME support for analytics, risk management, regulatory & financial reporting and regulatory compliance.

Posted 2w ago

  •   5 - 7 years exp.  •  Finance & Insurance

International ALM Risk Director- Market Risk Manager 2
$100K - $150K

Work with stakeholders to ensure compliance with local ALM risk regulatory expectations and the firm’s Risk Management Framework. Support stress testing, regular review and formal challenge sessions i...

Posted 2d ago

  •   8 - 10 years exp.  •  Finance & Insurance

Market Risk Manager 3 - Counterparty Risk - Macro Group
$200K - $250K

Corporate Risk helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate...

Posted 3d ago

  •   11 - 15 years exp.  •  Finance & Insurance