TD Bank

VP, Compliance, Surveillance and Supervision Technology Engineering Lead

TD Bank$105K — $220K *
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree in computer science or related field required; graduate degree preferred.
  • 7+ years of experience in software development, with skills in programming languages, databases, and frameworks.
  • Strong expertise in Java RESTful services (Spring Boot), SQL, NoSQL, and message queue technologies (Kafka).
  • Experience with financial industry compliance, trade surveillance, and capital markets domains, particularly in trading lifecycles.
  • Familiarity with big data technologies such as Databricks and comprehensive data strategy knowledge.

Responsibilities

  • Lead the development and enhancement of frameworks for application development.
  • Expand services for supporting deployments across multiple workstreams.
  • Establish governance standards for developer contributions within the Compliance area.
  • Conduct knowledge transfer to functional teams to align foundational capabilities with expectations.
  • Review solution designs to ensure they comply with architectural and security standards.
  • Champion the creation of CI/CD pipelines for common release artifacts.
  • Provide expertise as a subject matter expert on complex projects and initiatives.

Benefits

  • Career growth and skill development opportunities.
  • Supportive environment that fosters collaboration and teamwork.
  • Engagement in technical mentorship and leadership roles.
  • Access to emerging technologies and industry advancements.
Full Job Description
Work Location:
New York, New York, United States of America

Hours:
40

Line of Business:
Technology Solutions

Pay Detail:
105000 - 220000 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

Preferred Qualifications

The Technology Delivery Lead Developer role is a hands-on role focused on designing, developing, and maintaining application development frameworks which help integrate vendor and proprietary solutions that support scalable, secure, reusable solutions across the Compliance, Surveillance and Supervision area. Responsibilities include planning, designing, and developing common development components which will be used across delivery workstreams. The ideal candidate will have a strong hands-on background in Java based micro-service architecture, batch and streaming architecture, as well as big data technologies like databricks (spark), kafka and so on. Experience in reusable components or configuration driven development is an advantage. This role requires experience within the financial services industry, specifically in compliance, trade surveillance and/or capital markets domains including trading lifecycles.

Responsibilities:

  • Lead the creation and enhancement of development frameworks, starting with foundational building blocks, utilities, and wrappers.
  • Expand development and maintenance of critical services which support all deployments across the stream.
  • Develop policies, guiding principles and standards to govern how developers across the Compliance area can contribute to this framework.
  • Lead knowledge transfer with functional development teams to ensure the right foundational capabilities are delivered in-line with expectations.
  • Review detailed solution designs to ensure it meets requirements and comply with the architectural and security standards of TDS.
  • Champion the creation of product-based CI/CD pipelines for the creation of common release artifacts.
  • Contribute to the development of project plans by providing input and managing projects / initiatives by directing assigned resources, communicating project status, and providing timely escalation of issues.
  • Provide expert consultation and participate as a technical subject matter expert on projects of moderate to high risk and complexity.
  • Build consensus and facilitate collaboration and decision-making within/across technical and functional stakeholders to ensure consistent application of IT strategy and compliance with architecture framework.
  • Work effectively as a team, supporting other members of the team in achieving business objectives and providing client services.


Required Skills:
  • Strong hands-on experience in back-end development technologies and frameworks, including:
    • Java RESTful services (Spring boot)
    • SQL and NoSQL databases
    • Message queue technologies (Kafka)
    • Event-based architecture
  • Experience in the development of technology architecture.
  • Experience with Big data technology (Databricks, ADLS), Data Analytics and AI
  • Strong experience with object-oriented programming mainly java
  • Hands-on experience with integration projects involving multiple systems and platforms.
  • In-depth knowledge of data strategy, governance, and integration.
  • Ability to analyze complex trading, order, and market data to identify potential surveillance gaps or anomalies.
  • Demonstrated leadership skills, including the ability to motivate and inspire teams.
  • Excellent communication and interpersonal skills, with the ability to collaborate effectively with diverse stakeholders.
  • Strong problem-solving and analytical abilities, with keen attention to detail.
  • Experience in driving technology strategies and roadmaps aligned with business objectives.
  • Knowledge of emerging technologies and trends in the industry.
  • Familiarity with agile methodologies and experience in leading agile teams.
  • Ability to manage multiple priorities and work in a fast-paced, dynamic environment.
  • Continuous learning mindset and a passion for keeping up with industry advancements.
  • Ability to build and maintain effective relationships with both internal and external stakeholders.


Education & Experience:
  • Minimum bachelor's degree in computer science or related field.
  • 7+ years related experience required.
  • Experience in software development, including proficiency in programming languages, databases, and development frameworks.
  • Knowledge of financial industry trade surveillance, market abuse monitoring and/or global markets domain experience, including trading lifecycles.
  • Experience with cloud technologies and architecture.
  • Experience with Big Data tools and technologies.
  • Excellent problem-solving skills and the ability to think critically and strategically.
  • Strong communication and collaboration skills to work effectively with cross-functional teams.


The VP TDS - Tech Solutions is accountable for day to day management of a team of IT professionals (including both permanent and contract resources) in supporting assigned business clients / internal partners / stakeholder needs and requirements. May be involved in negotiating technology costs and scope in forecasting, planning process with subset of business clients within an overall Segment CIO or within a key technology Functional area.

Depth & Scope:
  • Key role involved in negotiating technology costs and scope in forecasting, planning process with subset of business clients within an overall Segment CIO or within a key technology functional area
  • Advanced knowledge and understanding of assigned business and bank technology standards (e.g., infrastructure, architecture, processes, applications, platforms, services) and managing people / projects
  • Knowledgeable of external competition, industry and/or market trends in relation to own business
  • Responsible for managing multiple teams and/or projects with increasing degree of complexity and broad scope (e.g., multi-function within line of business)
  • Works independently and often autonomously in the management of projects, teams and operational disciplines and develops strategic thinking/ planning in the execution of work plans with a short to medium term business perspective
  • Manages system enhancements, new releases or projects typically focused on a specific product/application of moderate scope and complexity
  • Manages/Leads a group (e.g., Less Than 25) of IT professionals (e.g., developers, analysts, specialists, administrators and project managers)
  • Orchestrates the development of resolutions, plans and strategies for operational advancement
  • Generally reports to Sr. Manager or Executive role


Education & Experience:
  • Undergraduate degree or Technical Certificate
  • Graduate degree, preferred
  • 7 - 10 years related experience


Physical Requirements:

Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100%
  • Domestic Travel - Occasional
  • International Travel - Never
  • Performing sedentary work - Continuous
  • Performing multiple tasks - Continuous
  • Operating standard office equipment - Continuous
  • Responding quickly to sounds - Occasional
  • Sitting - Continuous
  • Standing - Occasional
  • Walking - Occasional
  • Moving safely in confined spaces - Occasional
  • Lifting/Carrying (under 25 lbs.) - Occasional
  • Lifting/Carrying (over 25 lbs.) - Never
  • Squatting - Occasional
  • Bending - Occasional
  • Kneeling - Never
  • Crawling - Never
  • Climbing - Never
  • Reaching overhead - Never
  • Reaching forward - Occasional
  • Pushing - Never
  • Pulling - Never
  • Twisting - Never
  • Concentrating for long periods of time - Continuous
  • Applying common sense to deal with problems involving standardized situations - Continuous
  • Reading, writing and comprehending instructions - Continuous
  • Adding, subtracting, multiplying and dividing - Continuous


The above statements are intended to describe the general nature and level of work being performed by people assigned to this job. They are not intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities & duties are considered essential functions for ADA purposes.

About TD Bank

TD Securities offers a range of advisory and capital market services to its clients. The company's range of services includes research, investment banking, capital markets, and global transaction banking. Research consists of commodity and equity research. Investment banking consists of mergers, acquisitions, industry expertise, and credit origination. Global transaction banking consists of trade finance, cash management, and correspondent banking. TD Securities was founded in 1855 and is based in Ontario.

TD Bank Careers

Join the vibrant team at TD Bank, one of North America's leading financial services organizations, where innovation, leadership, and growth go hand in hand. At TD Bank, we are committed to fostering a culture of diversity and inclusion, making it an ideal place for ambitious professionals to thrive. Work You’ll Do At TD Bank, your professional journey is bolstered by a robust support system. From your first interview to every career milestone, you will find opportunities for growth and leadership. Our team is dedicated to helping you develop the skills necessary for success in the ever-evolving financial sector. TD Bank offers a variety of job opportunities across multiple fields, from customer service to investment banking. Each position at TD Bank is a chance to contribute to our culture of innovation and exceptional client service. Internship Programs Kickstart your career with a TD Bank internship. Our programs provide invaluable industry exposure and hands-on experience, making them a perfect starting point for students and recent graduates eager to make their mark in the banking industry. Interns at TD Bank enjoy the unique opportunity to work alongside seasoned professionals, gaining insights that are crucial for future employment. Benefits and Growth TD Bank is deeply committed to the well-being and continuous growth of our team members. We offer competitive benefits packages that cover health, finance, and family care. Our employees enjoy comprehensive health insurance, retirement plans, and generous paid time off, among other perks. Moreover, TD Bank encourages professional development through various training programs, including leadership development and diversity training. These initiatives ensure that our team remains at the forefront of industry standards and best practices. Join Our Team Explore the numerous career paths available at TD Bank and discover how your skills and interests align with our mission. We are actively hiring and continually looking for talented individuals who are passionate about banking and customer service. Networking and Professional Development At TD Bank, we believe in the power of networking and collaboration. Our employees have access to a wide range of networking events, workshops, and seminars that promote career development and professional growth. These platforms not only enhance your professional skills but also expand your industry connections. Stay Connected Keep up to date with the latest at TD Bank Careers by subscribing to our job alert emails. Tailor your subscription to match your career preferences and get the latest news, insider tips, and job opportunities delivered straight to your inbox. Explore job opportunities at TD Bank and be part of a team that values hard work, creativity, and a diverse workplace culture. Your next great career move is just a click away. SEARCH TD BANK JOBS Join us at TD Bank and let your ambition lead you to a rewarding career filled with opportunities to learn, grow, and innovate.
Learn more about TD Bank
Size
90,000 employees
Market Cap
$117.9 billion
Industry
Net Income
-$6.9 million
5 Year Trend
+6.6%

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