VP, AI Platform

LPL Financial Holdings, Inc.$135K — $226K *
Enterprise Technology
8 - 10 years of experience
Job Overview by Ladders

Qualifications

  • 8+ years of product management experience in platform or enterprise technology
  • Experience building platforms for multiple internal teams or product groups
  • Background in production AI, machine learning, or agent-based systems
  • Knowledge of operating in regulated environments with compliance requirements
  • Strong technical understanding of APIs, cloud platforms, and data systems

Responsibilities

  • Define and execute product vision and lifecycle for the AI Agent Platform
  • Establish platform standards for governance and access controls
  • Manage the system of record for AI agents including registries and versions
  • Develop and enforce qualification and certification processes for agents
  • Define requirements for audit, logging, and recordkeeping of agent activities
  • Govern data protection standards for handling sensitive information
  • Implement incident response controls for agent management
  • Own platform telemetry and monitoring frameworks to measure agent performance

Benefits

  • 401K matching
  • Health benefits
  • Employee stock options
  • Paid time off
  • Volunteer time off
Full Job Description
Job Overview:

The Vice President, AI Platform leads product management for LPL's enterprise AI Agent Platform, which enables teams across the firm to build, govern, deploy, monitor, and control AI agents at scale. This role owns the end-to-end platform strategy, defining how agents are developed, certified, operated, and retired within a secure, compliant, and production-ready environment. Partnering closely with engineering, security, risk, and business stakeholders, this leader ensures the platform delivers consistent controls, strong governance, and scalable capabilities that support advisor, operations, compliance, and corporate use cases.

Responsibilities:
  • Define and execute the product vision, roadmap, and operating model for the AI Agent Platform, including lifecycle management from ideation through production and retirement
  • Establish platform standards for agent identity, authentication, authorization, and governance, including scoped access, tool permissions, credential lifecycle, and enforcement controls
  • Define and manage the system of record for agents, including registries for models, prompts, tools, ownership, versions, approvals, and production status
  • Develop and enforce agent qualification and certification processes, including evaluation requirements, risk tiering, human-in-the-loop controls, and compliance reviews prior to deployment
  • Define audit, logging, and recordkeeping requirements covering agent decisions, outputs, tool usage, user interactions, and approval workflows
  • Establish and govern data protection standards, ensuring consistent classification and handling of sensitive, client, advisor, and firm data across all agents
  • Implement controls for incident response, including capabilities to suspend, throttle, roll back, quarantine, or disable agents, along with defined escalation and resolution processes
  • Own platform telemetry, monitoring, evaluation frameworks, drift detection, and alerting to measure agent performance, reliability, and business outcomes
  • Define and manage cost controls, including usage tracking, rate limiting, budget attribution, and consumption reporting across agents, teams, and models
  • Lead product input into build, buy, and partner decisions across platform components, including orchestration, gateways, evaluation, observability, registries, and tooling
  • Partner with engineering, architecture, security, data, risk, compliance, and business teams to define requirements, data contracts, service levels, and adoption strategies


What are we looking for?

We are seeking a leader who is motivated to pursue greatness, consistently act with integrity, and is deeply driven to help our clients succeed. This individual thrives in collaborative environments where teams win together, and contributes to a culture that encourages innovation and celebrates success to create and share joy.

Requirements:
  • 8+ years of product management experience, including ownership of platform, infrastructure, developer, data, AI, or enterprise technology products
  • Experience building or scaling platforms used by multiple internal teams, business units, or product groups
  • Experience with production AI, machine learning, automation, data, or agent-based systems, including areas such as identity, orchestration, evaluation, observability, or workflow automation
  • Experience operating in regulated or enterprise environments where security, privacy, compliance, and audit requirements influence product delivery
  • Strong technical understanding of APIs, cloud platforms, access controls, data systems, and production operations


Preferences:
  • Ability to write clear product requirements and communicate technical decisions to business, risk, and executive stakeholders
  • Bachelor's degree in a related field or equivalent practical experience
  • Experience with AI agent infrastructure, including agent identity, tool permissions, gateway enforcement, registries, evaluation frameworks, or audit trails
  • Experience with responsible AI, model risk management, AI governance, or similar control frameworks


#LI-Hybrid

Pay Range:
$135,960.00 - $226,600.00
Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play - such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!

About LPL Financial Holdings, Inc.

LPL Financial Holdings, Inc. Careers

Joining LPL Financial Holdings, Inc. presents an unparalleled opportunity to become part of a leading team of professionals in the financial services industry. The company is renowned for its commitment to innovation, leadership, and professional growth, making it an ideal workplace for ambitious individuals looking to advance their careers.

Explore Job Opportunities

LPL Financial Holdings, Inc. offers a variety of job opportunities that cater to a range of skills and interests. From entry-level positions to senior leadership roles, each job opening provides a platform for personal and professional development. Candidates can expect a rigorous interview process that ensures each team member is not only a fit for the position but also aligns with the company's culture of excellence and integrity.

Internship Programs

For those starting their career journey, LPL Financial Holdings, Inc. provides robust internship programs designed to offer real-world experience in the financial sector. Internships are a cornerstone of the company's commitment to nurturing young talent, providing a foundation of knowledge and skills that are crucial for future employment in the industry.

Commitment to Diversity and Inclusion

Diversity and inclusion are at the heart of LPL Financial Holdings, Inc. The company believes in empowering all employees through diversity training and leadership opportunities that promote an inclusive workplace. This approach not only enhances team collaboration but also drives innovation and creativity.

Benefits and Culture

LPL Financial Holdings, Inc. is dedicated to supporting its employees with comprehensive benefits designed to promote a healthy work-life balance. Benefits include competitive health care options, retirement plans, and wellness programs. The company culture is built on a foundation of mutual respect and teamwork, encouraging networking and professional development across all levels of the organization.

Professional Growth and Development

Employees at LPL Financial Holdings, Inc. are encouraged to continuously enhance their professional skills and advance their careers within the company. Leadership development programs and continuous learning opportunities are readily available, allowing individuals to achieve their career goals and contribute effectively to their teams.

Join the LPL Financial Holdings, Inc. Team

LPL Financial Holdings, Inc. is actively hiring and looking for passionate, creative, and solution-driven team players. Explore open positions that match your skills and interests on the LPL Financial Holdings, Inc. careers page. Each position offers a chance to be part of a dynamic team that is instrumental in shaping the future of financial services.

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