LPL Financial

Supervision Performance & Automation Analyst

LPL Financial$63K — $106K *
Tempe, AZ 85281In-Person
Business Services
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree or equivalent industry experience
  • 1+ years of experience in data sourcing, extraction, or analytics
  • Experience in Excel, SQL, Python, and/or Alteryx
  • Strong analytical, problem-solving, and critical thinking skills

Responsibilities

  • Support and collaborate with colleagues to deliver large-scale solutions
  • Participate in projects while advancing skills in process improvement
  • Optimize processes by gathering stakeholder input and assessing needs
  • Conduct data validation and testing, identifying defects and solutions
  • Work cross-functionally to implement efficient workflows in Alteryx
  • Research and resolve unknowns with initiative and resourcefulness
  • Drive continuous improvement through the use of data and automation

Benefits

  • 401K matching
  • Health benefits
  • Employee stock options
  • Paid time off
  • Volunteer time off
Full Job Description
The Supervision Performance & Automation Analyst will support projects to assist the Supervision Performance & Automation team in delivering automated workflows using Alteryx to reduce manual effort and increase operational efficiency for the Supervision team. This role requires a collaborative, entrepreneurial mindset and a genuine interest in making other team's daily work easier. This is a great opportunity for a self-starter looking to help shape solutions that enhance supervisory processes and deliver high impact results.

Responsibilities:
  • Support and collaborate with more experienced colleagues to deliver large-scale solutions across a variety of projects & initiatives.
  • Jointly participate in projects & tasks while advancing skills in discovery, design, and implementation of process improvements and automated workflows
  • Optimize processes by conducting stakeholder interviews to compile needs assessment, identify requirements, and support solution design
  • Conduct data validation and process testing exercises, identifying defects and proposing solutions or workarounds
  • Work cross-functionality to deliver & implement more efficient workflows by combining backend data sources in Alteryx
  • Research and resolve unknowns independently by leveraging resources and navigating the organization to obtain information and achieve objectives
  • Drive continuous improvement by proposing ways to leverage data aggregation tools, automated workflows, or AI to streamline our team's ability to operate & execute on our initiatives


What are we looking for?

We're looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.

Requirements:
  • Bachelor's degree or equivalent industry experience
  • 1+ years of experience in data sourcing, extraction, or analytics
  • Experience in Excel, SQL, python, and/or Alteryx
  • Analytical, problem-solving, and critical thinking skills


Core Competencies:
  • Attention to detail and excellent business judgment with successful track record for working independently
  • Resourceful problem solver that is able to adapt to changing priorities
  • Ability to multi-task and work well under pressure with commitment to deliver under tight deadlines
  • Demonstrates work ethic and possesses a natural curiosity with a commitment to continually learn and grow
  • Written and verbal communication skills with ability to present information in differing degrees of detail and form depending on the audience


Preferred:
  • Knowledge of Supervision, securities licenses a plus (7, 66/63)
  • Prior experience replacing manual workflows by aggregating data to create automated or more efficient solutions


Pay Range:
$63,860.00 - $106,399.00
Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play - such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!

About LPL Financial

LPL Financial is the largest organization of independent financial advisors in the United States. LPL Financial was formed in 1989 through the merger of two brokerage firms: Linsco (established in 1968) and Private Ledger (established in 1973); and has since expanded its number of independent financial advisors from a few hundred to more than 13,300 in 2012. LPL Financial has main office locations in Boston, Charlotte, and San Diego. Approximately 2,900 employees support financial advisors; financial institutions; and technology, custody, and clearing service subscribers with enabling technology, comprehensive clearing and compliance services, practice management programs and training, and independent research. LPL Financial advisors help clients meet investment goals with a number of financial services, including equities, bonds, mutual funds, annuities, insurance, and fee-based programs. Unlike many other brokerage firms, LPL Financial does not develop its own investment products, enabling the firm’s investment professionals to offer financial advice free from broker/dealer-inspired conflicts of interest.

LPL Financial Careers

Join the dynamic team at LPL Financial, a leader in the financial services industry, and be part of a company that values innovation, leadership, and professional growth. At LPL Financial, we offer unparalleled job opportunities that propel your career forward while fostering a culture of diversity and inclusion.

Work You’ll Do

At LPL Financial, you’ll engage in meaningful work that directly impacts our clients and the financial industry. As part of our team, you will: - Utilize your skills to drive innovation and operational excellence. - Collaborate with seasoned professionals in a culture that celebrates diversity and inclusion. - Lead projects that transform our services and client experiences at the intersection of technology and financial consultancy.

Join Our Market-Leading Team

LPL Financial is not just a company; it's a community where you can build a career. Our team of experts is dedicated to providing guidance and support that enhances your professional journey: - Participate in diversity training programs that prepare you for leadership roles within and beyond the company. - Engage in networking opportunities that connect you with industry leaders and peers. - Benefit from a robust suite of benefits designed to support your physical, emotional, and financial well-being.

Innovative Growth and Development

We believe in nurturing the growth of our employees through: - Comprehensive professional development programs that include certifications, seminars, and workshops. - Leadership tracks that encourage innovation and strategic thinking. - Internship programs that offer real-world experience and a pathway to full-time employment.

Explore Job Opportunities

Whether you’re just starting your career or looking for a new challenge, LPL Financial offers a range of positions from entry-level to executive. We are committed to hiring talented individuals who are passionate about the financial services industry and dedicated to client success. - Search open positions that match your skills and interests. - Prepare your resume and refine your interview techniques with our career resources. - Discover the rewards of a career at LPL Financial, where your ambitions are met with endless opportunities.

Stay Connected

Join our team and stay ahead with career tips, insider perspectives, and industry-leading insights you can put to use today—all from the people who work here. - **Search LPL Financial Jobs** - **Read Careers Blog**

Job Alert Emails

Personalize your subscription to receive job alerts, latest news, and insider tips tailored to your preferences. Explore the exciting and rewarding opportunities that await at LPL Financial. At LPL Financial, we empower our employees to excel in their careers and lead the way in the financial services industry. Join us and make a difference with your passion, curiosity, and drive.
Learn more about LPL Financial
Size
6,059 employees
Market Cap
$16.6 billion
Industry
Net Income
$472.6 million
Founded
2006
5 Year Trend
+13.8%
Revenue
$5.8 billion
NASDAQ

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