Raymond James Financial, Inc

Senior Manager, RJFS Supervisory Solutions

Raymond James Financial, Inc$100K — $125K *
US-AnywhereRemote in Colorado, US
Finance & Insurance
8 - 10 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree in a relevant field
  • 8+ years of experience in financial services/supervision
  • 3-6 years of managerial experience preferred
  • Expertise in securities industry rules and regulatory practices
  • Licenses including Series 7, Series 9/10 or 24, and others required
  • Excellent communication and analytical skills
  • Proven ability to influence stakeholders and lead teams

Responsibilities

  • Lead and coach a team of Home Office Branch Managers
  • Oversee supervisory programs and ensure compliance
  • Monitor supervisory activities and risk indicators
  • Collaborate with Compliance and other divisions
  • Enhance supervisory effectiveness within the program
  • Act as a representative for Supervisory Solutions to advisors

Benefits

  • Medical, dental, and vision insurance
  • Life and critical illness insurance
  • Disability benefits
  • Retirement savings plan
  • Paid time off including vacation and sick leave
  • Parental leave support
  • Work from home flexibility
Full Job Description
Job Description Summary
We are looking for a Senior Manager, RJFS Supervisory Solutions to lead a team of Home Office Branch Managers responsible for providing supervisory oversight and support to branches participating in the Supervisory Solutions program.

This role is for a leader who thrives in complex environments, enjoys developing talent, and can balance regulatory expectations with practical business solutions.

You will lead experienced supervisory professionals, influence supervisory strategy, partner with leaders across the firm, and help ensure advisors have the guidance and oversight they need to serve clients with confidence.

Job Description

You Might Be a Great Fit If You
  • Remain calm and decisive when addressing complex supervisory situations
  • Enjoy developing leaders and helping talented people reach their full potential
  • Balance strong risk management with thoughtful business judgment
  • Build trust quickly with advisors, branch leaders, and business partners
  • Communicate difficult messages with clarity, confidence, and credibility


What You Will Do

  • Lead, coach, mentor, and develop a team of Home Office Branch Managers
  • Oversee supervisory programs, procedures, resources, and controls
  • Monitor supervisory activity, trends, alerts, and risk indicators
  • Partner with Compliance, Division Supervision, Division Management, and other stakeholders
  • Lead initiatives that strengthen supervisory effectiveness and efficiency within the Supervisory Solutions program
  • Represent Supervisory Solutions with advisors and leaders


What Success Looks Like
  • Home Office Branch Managers feel supported and developed
  • Supervisory risks are identified early and addressed appropriately
  • Stakeholders view Supervisory Solutions as a trusted business partner
  • Regulatory obligations are met with consistency and professionalism


What You Bring

Knowledge & Skills
  • Strong understanding of securities industry rules, regulations, and supervisory practices
  • Working knowledge of investment products, financial markets, and advisory activities
  • Excellent analytical, critical thinking, and problem-solving skills
  • Strong written and verbal communication abilities
  • Ability to manage multiple priorities in a fast-paced environment
  • Proven ability to influence and build credibility across a broad range of stakeholders
  • Strong organizational skills and attention to detail
  • Ability to coach, mentor, and lead others


Why This Role Matters

Strong supervision is about more than policies, procedures, and approvals. It is about helping advisors serve clients responsibly, developing leaders, and strengthening the firm through sound judgment and partnerships.

If you are energized by leading others, meaningful work, thoughtful collaboration, and making sound decisions in a complex environment, we would love to hear from you.

Educational/Previous Experience Requirements:
  • Bachelor's degree (B.A.) from four-year college or university, and a minimum of eight (8) years' experience in a financial services firm / supervision
  • 3 to 6 years of managerial experience preferred, including experience leading direct reports or cross-functional reporting resources

~or~
  • An equivalent combination of experience, education, and/or training as approved by Human Resources


Licenses/Certifications
  • Series 7, Series 9/10 or 24, 66 or 63/65 is required
  • Series 53, Life, Health, and Variable Annuity Insurance Licenses preferred


Education

Work Experience

Certifications

Salary Range
$100,000.00-$125,000.00

Travel
Less than 25%

Workstyle
Remote

The total compensation for this position includes base salary or wages, and may include components such as additional compensation (cash or equity), discretionary bonuses, or commissions. This position is eligible for a benefits package that may include medical, dental, and vision; life insurance; critical illness insurance and accident insurance; disability benefits; retirement savings; paid time off (including vacation, holidays, and sick leave); and parental leave. Eligibility for benefits and specific offerings may vary based on position and employment status. To view more details of the benefits offered, visit Myrjbenefits.com.

At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view.

We expect our associates at all levels to:
• Grow professionally and inspire others to do the same
• Work with and through others to achieve desired outcomes
• Make prompt, pragmatic choices and act with the client in mind
• Take ownership and hold themselves and others accountable for delivering results that matter
• Contribute to the continuous evolution of the firm

At Raymond James - as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive.

About Raymond James Financial, Inc

The Raymond James Technology and Communications Investment Banking Group is a committed and thoughtful partner that provides a full range of investment banking services and best practices. The group is comprised of experienced professionals that have extensive investment banking expertise. They leverage the industry expertise of Raymond James' award-winning research department. The group focuses on key sectors within technology and communications including: communications software, communication towers, defense electronics, enterprise software, internet infrastructure services, homeland security, IT services, mobile technology, semiconductors, software-as-a-service, telecommunications equipment, telecommunications infrastructure and support services, and wireless & wireline telecommunications services. They take pride in a client-centric approach to M&A, with focus on delivering independent solutions that creates value for the long term. The outcome of this unique approach may be seen in the successful transactions of their clients, including over 80 public offerings totaling $17 billion and over 85 strategic advisory transactions totaling over $5 billion in value since 1998.

Raymond James Financial, Inc Careers

Join the vibrant team at Raymond James Financial, Inc, a leading financial services company where innovation, leadership, and professional growth are at the forefront of our operations. As a hub of diversity and expertise, Raymond James offers unparalleled job opportunities that propel your career to new heights. Work You’ll Do At Raymond James Financial, Inc, you’ll collaborate with some of the most talented professionals in the financial industry. Our team is dedicated to providing strategic financial solutions and advice to our clients, helping them achieve their financial goals while fostering economic growth. With a culture rooted in leadership and diversity training, Raymond James is the perfect place to enhance your skills and thrive professionally. Join our market-leading team to assist a diverse range of clients, from individuals to large corporations, in navigating their financial planning with precision and innovative strategies. Lead in a role where your expertise directly influences the success and stability of our clients' financial futures. Work with a dynamic team of advisors and experts who are committed to pushing the boundaries of the financial sector through continuous innovation and exceptional client service. Raymond James Financial, Inc Job Opportunities Introducing the Raymond James Career Development Program We are committed to nurturing talent through our comprehensive career development program designed to provide every employee—from interns to senior leaders—with the tools and training necessary for success. Whether you’re just starting out with an internship or you’re a seasoned professional, Raymond James offers career paths that align with your ambitions and skills. Do Innovative Work Join a company where innovation is part of the daily routine. At Raymond James Financial, Inc, you’ll engage with cutting-edge financial tools and resources that keep you ahead in the industry. Our commitment to technology and innovation ensures that we stay at the forefront of financial services. Be Part of a Great Team Experience a collaborative environment where teamwork and networking are encouraged. Our inclusive culture supports diversity and offers benefits that ensure the well-being of all team members. At Raymond James, you’re not just an employee; you’re part of a family that values your unique contributions and supports your professional journey. Future-Proof Your Career Advance your career with Raymond James, where opportunities for growth are abundant. Benefit from our industry-leading training programs and gain certifications that will elevate your professional standing. With a focus on career longevity and satisfaction, Raymond James ensures that your professional journey is as rewarding as it is successful. Explore Discover the various positions available at Raymond James Financial, Inc that match your skills and interests. We are continuously hiring across multiple disciplines, eager to welcome passionate, curious, and solution-driven team players. Stay Connected Join Our Team Search open positions at Raymond James Financial, Inc and find the perfect match for your career aspirations. Explore a range of opportunities from financial advising to corporate roles that align with your professional skills and goals. Keep Up to Date Stay informed with the latest career tips, insider perspectives, and industry-leading insights—all from the professionals who thrive at Raymond James. Job Alert Emails Customize your subscription to receive job alerts, latest news, and insider tips tailored to your preferences. Discover the exciting and rewarding career opportunities waiting for you at Raymond James Financial, Inc. Join Raymond James Financial, Inc today and be part of a company that values innovation, leadership, and professional growth. Your future in the financial industry starts here.
Learn more about Raymond James Financial, Inc
Size
15,000 employees
Market Cap
$22.6 billion
Industry
Net Income
$862 million
5 Year Trend
+11.6%
Revenue
$8.3 billion
NASDAQ

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