Senior Continuing Education Specialist

Investment Industry Regulatory Organization of Canada

$75K — $95K *
Education, Government & Non-Profit
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • Relevant post-secondary education
  • Minimum 5 years in securities regulation and/or investment industry
  • Excellent knowledge of CIRO registration, proficiency and CE requirements
  • Strong judgment and tact in applying accreditation criteria
  • Awareness of regulatory and cultural trends relevant to Dealer Members
  • Excellent oral and written communication skills
  • Strong analytical, organizational and problem-solving skills
  • Ability to manage multiple tasks and competing deadlines

Responsibilities

  • Oversee CE accreditation and respond to inquiries from stakeholders
  • Manage intake process for educational program submissions for CE credit
  • Review programs to determine accredited CE credit hours and issue approvals
  • Provide feedback to applicants on accreditation decisions
  • Liaise with stakeholders to enhance the accreditation process and CE programs
  • Proactively identify opportunities for CE program enhancement
  • Participate in discussions with the Proficiency Committee and advisory committees
  • Lead and mentor other CE Specialists in their responsibilities

Benefits

  • Comprehensive health benefits package
  • Professional development opportunities
  • Flexible work environment
  • Supportive organizational culture
  • Opportunities for mentorship and career growth
Full Job Description
The Senior Continuing Education (CE) Specialist is responsible for the effective administration and ongoing refinement of CIRO's CE programs to ensure compliance with CIRO's proficiency standards and to advance the organization's strategic direction for CE.

Core Responsibilities:

  • Oversee accreditation and CE inquiries from internal and external stakeholders and ensure escalation as needed
  • Manages the intake process for educational programs submitted by external providers for CE credit
  • Reviews submitted programs to determine accredited CE credit hours and issue approvals on behalf of CIRO with minimal supervision
  • Provide feedback to applicants to assist them to understand CIRO's accreditation decision
  • Liaise with Dealer Members, Approved Persons and other stakeholders regarding the accreditation process and CE programs and incorporate feedback into the accreditation process as needed
  • Proactively identify opportunities to enhance CIRO CE program
  • Participate in discussions with the Proficiency Committee and other advisory committees
  • Reports to stakeholders on the accreditation process and CE programs
  • Lead and mentor the CE Specialists in their work
  • Supporting the department, including acting as a key contributor on CIRO objective to enhance the CIRO CE program including harmonization of the two programs


Key Skills and Competencies:

Must-haves

  • Relevant post-secondary education
  • Minimum 5 years in securities regulation and/or investment industry
  • Excellent working knowledge of CIRO registration, proficiency and CE requirements, including competencies of CIRO (ID and MFD) Approved Persons
  • Excellent judgment in applying accreditation criteria to a wide range of material; and tact when dealing with Dealer Members, Approved Persons and applicants
  • Awareness of regulatory, business and cultural trends relevant to Dealer Members and Approved Persons
  • Excellent oral and written communications skills
  • Ability to deal with multiple tasks and meet deadlines with competing priorities
  • Strong analytical, organizational and problem-solving skills
  • Strong attention to detail
  • A proven ability to work productively and collaboratively with colleagues and various stakeholders


Nice to Haves

  • Experience in professional certifications, learning design and/or education assessment an asset
  • Ability to work in both English and French is an asset


What we offer:

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