Interactive Brokers

Senior Compliance Analyst - FIU

Interactive Brokers • $90K — $120K *
Chicago, IL 60629In-Person
Finance & Insurance
Less than 5 years of experience
Today
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Job Overview by Ladders

Qualifications

  • 4 - 8+ years in AML investigations or related financial crime roles
  • Preferred college degree or equivalent experience
  • High technical proficiency and understanding of regulatory technology
  • Strong written and verbal communication skills in investigative contexts
  • Ability to stay organized and meet deadlines in a fast-paced environment
  • Proven capability to work both autonomously and collaboratively
  • Relevant certifications such as ACAMS, CFE, or FINRA licenses are a plus.

Responsibilities

  • Conduct investigations and reviews of client accounts for suspicious activity
  • Analyze complex datasets and transaction patterns
  • Prepare organized case files and reports to support findings
  • Monitor and document activity according to regulatory standards
  • Stay updated on AML/CFT regulations and financial crime trends

Benefits

  • Competitive salary and performance-based bonuses
  • 401(k) with matching contributions
  • Comprehensive health benefits, including 100% employer-covered medical premiums
  • Wellness support through screening, coaching, and EAP services
  • Generous paid parental leave of up to 16 weeks
  • Company-paid life and disability insurance coverage
  • Flexible Spending Accounts for healthcare and dependent care
  • Quarterly fitness stipend for gym memberships
  • Education reimbursement for professional development
  • Access to legal services and telehealth options
  • Daily lunch allowance with healthy snacks available
Full Job Description
This is a hybrid role (4 days in the office / 1 day remote).

Responsibilities:
  • Conduct thorough investigations and reviews of client accounts and transactions to identify activity potentially linked to money laundering, terrorist financing, or other financial crimes
  • Analyze complex data sets, client profiles, and transaction patterns to identify inconsistencies, anomalies, and red flags
  • Prepare clear, well-organized case files and written reports to support findings and decision-making. Collaborate with internal stakeholders to gather information, escalate concerns, and ensure a coordinated response to risk
  • Monitor and document activity following internal procedures, regulatory expectations, and best practices
  • Stay current with applicable AML/CFT regulations, emerging financial crime trends, and internal policies

Skills:
  • Strong analytical and quantitative skills, with the ability to assess large volumes of information and draw meaningful conclusions
  • High degree of comfort and fluency with computers and technology, including the ability to navigate complex systems and data tools
  • Excellent oral and written communication skills, with the ability to convey complex information clearly and concisely
  • Detail-oriented with strong organizational and project management abilities
  • Ability to work independently and effectively within a small team environment
  • Capable of managing multiple priorities simultaneously with minimal supervision

Qualifications:
  • 4 - 8+ years of work experience in AML investigations or related financial crime roles
  • College Degree or equivalent work experience preferred
  • High level of technical proficiency and understanding of how technology supports business and regulatory requirements
  • Strong written and verbal communication skills, including experience drafting investigative narratives or similar reports
  • Demonstrated ability to stay organized and meet deadlines in a fast-paced, detail-driven environment.
  • Proven ability to work autonomously and collaboratively, managing multiple tasks with a high degree of accuracy
  • ACAMS, CFE, CFCS, Series 7, or other relevant certifications or FINRA licenses are a plus.

To be successful in this position, you will have the following:
  • Self-motivated and able to handle tasks with minimal supervision.
  • Superb analytical and problem-solving skills.
  • Excellent collaboration and communication (Verbal and written) skills.
  • Outstanding organizational and time management skills.

Company Benefits & Perks

  • Competitive salary, annual performance-based bonus, and stock grant awards
  • 401(k) retirement plan with competitive company match
  • Excellent health and wellness benefits, including medical, dental, and vision benefits. 100% employer-paid medical premiums, with generous employer contributions to dental & vision plans as well.
  • Wellness screening and assessments, health coaches, and counseling services through an Employee Assistance Program (EAP)
  • Generous paid parental leave (up to 16 weeks paid parental leave for eligible employees)
  • Company-paid basic life insurance, accidental death & dismemberment (AD&D), and short- and long-term disability coverage
  • Flexible Spending Accounts (Healthcare, Dependent Care, and Commuter FSAs)
  • Quarterly fitness stipend to offset costs associated with traditional gym and fitness memberships or fees
  • Education reimbursement and professional development opportunities
  • Legal services, telehealth access, and voluntary insurance options
  • Backup child and adult care support through Care.com
  • Daily lunch allowance and fully stocked kitchen with healthy breakfast and snack options

About Interactive Brokers

Interactive Brokers is a leading online brokerage firm. They offer a wide range of services to clients, including trading in stocks, options, futures, currencies, and bonds. Interactive Brokers is known for their low fees and advanced trading platform. They have a team of experienced professionals who are committed to providing the best service to their clients. Interactive Brokers is a publicly traded company and is listed on the NASDAQ stock exchange.
Learn more about Interactive Brokers
Size
2,683 employees
Market Cap
$30 billion
Industry
Finance & Insurance
Net Income
$195 million
5 Year Trend
+14.8%
Revenue
$2.4 billion
NASDAQ
IBKR
* Ladders Estimates

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