Qualifications

• High school diploma required, Bachelor's degree preferred.
• 2-5 years of experience in business controls or 3+ years in mortgage, title, or insurance production with regulatory compliance experience.
• Significant controls environment experience in Fortune 500 companies, including Application Development and Information Security.
• Experience in financial services with a strong understanding of regulatory requirements.
• Ability to implement control frameworks and policies.

Responsibilities

• Collaborate with leaders to create and implement control measures aligned with organizational objectives.
• Perform tests on controls, identify deficiencies, and contribute to corrective action plans.
• Lead Control Breaks assessments with stakeholders to address root causes and remediation.
• Maintain documentation of control failures and coordinate action plans for mitigation.
• Assign and verify tasks for action plans, ensuring proper completion of steps.
• Lead Risk and Controls Assessments and workshops independently.
• Stay updated on regulatory changes and adapt control processes to ensure compliance.
• Contribute to training programs that enhance control understanding and effectiveness.

Benefits

• Hybrid work environment with 3 days in office.
• Opportunity to collaborate with business leaders and enhance control frameworks.
• Engage in professional development through training programs.
• Work in a compliance-focused role within the financial services industry.