TD Bank

Senior Auditor - ICFR Business Process Testing-7 (ATH 1066)

TD Bank$69K — $98K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Undergraduate degree required
  • 3+ years of relevant experience
  • Sound audit or business conceptual knowledge
  • Ability to handle confidential information discreetly
  • Experience in conducting audits including testing controls and identifying issues

Responsibilities

  • Conduct audits based on established plans and ensure thorough execution
  • Execute tests of controls through documentation and issue identification
  • Coordinate communication with stakeholders during the audit process
  • Review internal controls and share findings with stakeholders and audit leadership
  • Follow up on findings from audits in line with firm policy
  • Provide input on audit projects as a specialist

Benefits

  • Work in a collaborative team environment
  • Opportunity for professional growth and development
  • Access to knowledge transfer and training programs
  • Potential for complex reporting and analysis responsibilities
  • Contribute to improving operational efficiencies
Full Job Description
Work Location:
Toronto, Ontario, Canada

Hours:
37.5

Line of Business:
Audit

Pay Details:
$69,700 - $98,400 CAD

Job Description:

CUSTOMER
  • Conduct audit work based on established audit plans and execute the audit in accordance with established standards ensuring completion
  • Execute testing of controls such as but not limited to walkthroughs (documentation), test scripts (development and execution), and issue identification
  • Help coordinate communication with the stakeholders throughout the audit process
  • Support the team in reviewing internal controls and sharing findings and suggestions with both the stakeholders and audit leadership
  • Execute follow-up of findings raised from regulatory and internal divisional audits in accordance with firm policy
  • Provide input to audit projects/initiatives as a representative for area of specialization


SHAREHOLDER
  • Adhere to internal policies / procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contribute to the review of internal processes and activities and assist in identifying control weaknesses/failures, potential opportunities to improve operational efficiencies for own business area
  • May develop and provide complex reporting, analysis, and assessments at the functional or enterprise level
  • Prioritize and manage own workload to deliver quality results and meet assigned timelines
  • Keep current on emerging trends / developments and grow knowledge of the business, analytical tools and techniques and apply them where appropriate
  • Assist in preparing and sharing audit findings and presentation materials with management and broader audiences, helping ensure clear and effective communication throughout the audit process.
  • Assess / identify key issues and escalate to appropriate levels and relevant stakeholders where required
  • Contribute to the analysis, due diligence and implementation of initiatives within defined area of responsibility


EMPLOYEE / TEAM
  • Continuously enhance knowledge / expertise in own area Support a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues/ points of interest
  • Identify and recommend opportunities to enhance productivity, effectiveness and operational efficiency
  • Establish effective relationships across multiple businesses
  • Participate in knowledge transfer within the team and business units
  • Work to achieve individual goals and support other team members in the achievement of team goals and divisional objectives


BREADTH & DEPTH
  • Experienced audit professional role providing guidance/ assistance to function supported
  • Requires sound audit or business conceptual knowledge.
  • Independently perform tasks from end to end as assigned
  • Ability to process and handle confidential information with discretion.
  • Generally, reports to an Audit Group Manager or Senior Audit Group Manager role


EXPERIENCE & EDUCATION
  • Undergraduate degree required
  • 3+ years of relevant experience


Language Requirement (Quebec only):
Sans Objet

About TD Bank

TD Securities offers a range of advisory and capital market services to its clients. The company's range of services includes research, investment banking, capital markets, and global transaction banking. Research consists of commodity and equity research. Investment banking consists of mergers, acquisitions, industry expertise, and credit origination. Global transaction banking consists of trade finance, cash management, and correspondent banking. TD Securities was founded in 1855 and is based in Ontario.

TD Bank Careers

Join the vibrant team at TD Bank, one of North America's leading financial services organizations, where innovation, leadership, and growth go hand in hand. At TD Bank, we are committed to fostering a culture of diversity and inclusion, making it an ideal place for ambitious professionals to thrive. Work You’ll Do At TD Bank, your professional journey is bolstered by a robust support system. From your first interview to every career milestone, you will find opportunities for growth and leadership. Our team is dedicated to helping you develop the skills necessary for success in the ever-evolving financial sector. TD Bank offers a variety of job opportunities across multiple fields, from customer service to investment banking. Each position at TD Bank is a chance to contribute to our culture of innovation and exceptional client service. Internship Programs Kickstart your career with a TD Bank internship. Our programs provide invaluable industry exposure and hands-on experience, making them a perfect starting point for students and recent graduates eager to make their mark in the banking industry. Interns at TD Bank enjoy the unique opportunity to work alongside seasoned professionals, gaining insights that are crucial for future employment. Benefits and Growth TD Bank is deeply committed to the well-being and continuous growth of our team members. We offer competitive benefits packages that cover health, finance, and family care. Our employees enjoy comprehensive health insurance, retirement plans, and generous paid time off, among other perks. Moreover, TD Bank encourages professional development through various training programs, including leadership development and diversity training. These initiatives ensure that our team remains at the forefront of industry standards and best practices. Join Our Team Explore the numerous career paths available at TD Bank and discover how your skills and interests align with our mission. We are actively hiring and continually looking for talented individuals who are passionate about banking and customer service. Networking and Professional Development At TD Bank, we believe in the power of networking and collaboration. Our employees have access to a wide range of networking events, workshops, and seminars that promote career development and professional growth. These platforms not only enhance your professional skills but also expand your industry connections. Stay Connected Keep up to date with the latest at TD Bank Careers by subscribing to our job alert emails. Tailor your subscription to match your career preferences and get the latest news, insider tips, and job opportunities delivered straight to your inbox. Explore job opportunities at TD Bank and be part of a team that values hard work, creativity, and a diverse workplace culture. Your next great career move is just a click away. SEARCH TD BANK JOBS Join us at TD Bank and let your ambition lead you to a rewarding career filled with opportunities to learn, grow, and innovate.
Learn more about TD Bank
Size
90,000 employees
Market Cap
$117.9 billion
Industry
Net Income
-$6.9 million
5 Year Trend
+6.6%

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