TD Bank

Senior Analyst, Trading Surveillance

TD Bank$76K — $115K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Post-secondary degree in computer science, statistics, mathematics, financial engineering, or engineering.
  • Knowledge of Trading Strategy and Algorithm.
  • Minimum 2 years of experience in developing or validating FCRM models, with exposure to AI/ML modeling; prior experience in Trading Surveillance is an asset.
  • Proficient in relevant programming languages such as Python, H2O.AI, Scala.
  • Strong verbal and written communication skills.
  • Excellent project management and multitasking abilities.

Responsibilities

  • Validate Financial Crime Risk Management models for Trading Surveillance.
  • Conduct validation testing and analysis under supervision to support business initiatives and regulatory requirements.
  • Communicate effectively with stakeholders to address model limitations and issues during validation.
  • Deliver comprehensive model validation reports to support validation conclusions and audits.
  • Maintain up-to-date knowledge of modeling techniques for Trading Surveillance.
  • Develop validation testing to assess advanced Trading Surveillance models.

Benefits

  • Base salary with variable compensation options.
  • Health and well-being benefits including mental and physical health support.
  • Savings and retirement programs.
  • Paid time off and banking benefits.
  • Access to career development and training programs.
Full Job Description
Work Location:
Toronto, Ontario, Canada

Hours:
37.5

Line of Business:
Analytics, Insights, & Artificial Intelligence

Pay Details:
76,800 - 115,200 CAD

Job Description:
The Model Validation (MV) group in Enterprise Risk, Risk Management is responsible for the independent validation and approval of all analytical models used for TD.

The position reports to Senior Manager, Trading Surveillance and Insider Risk Models Validation. Detailed accountabilities include:

  • Validates Financial Crime Risk Management (FCRM) models for Trading Surveillance
  • Conduct validation testing and analysis for different FCRM models under Senior Manager or Manager supervision to support various business initiatives and regulators requirements.
  • Have effective communication with different stakeholders from 1st line to discuss and solve model limitations / issues identified during the validation process.
  • Deliver high quality model validation reports with adequate information and justification to support validation conclusions and Audit / regulator review / assessment of validation process and validation analysis.
  • Maintains professional knowledge of modelling techniques and developments for Trading Surveillance.
  • Develops different validation testing to assess advanced Trading Surveillance models


Education and Experience:
  • Post-secondary degree in one or more of the following areas: computer science, statistics, mathematics, financial engineering, or engineering.
  • Good Knowledge of Trading Strategy and Algorithm
  • 2 years + Experience in either developing or validating FCRM model with exposure in AI/ ML modelling; and experience in FCRM modeling for Trading Surveillance is an asset.
  • Good in relevant programming languages & software such as Python, H2O.AI, Scala, etc.
  • Excellent verbal and written communication skills
  • Excellent time / project management and multitasking skills with minimal supervision

Customer Accountabilities:
  • Works in a highly interactive, team-oriented environment with Big Data developers, and analytical experts
  • Stays current on developments in Trading Surveillance modelling
Shareholder Accountabilities:
  • Works closely with key stakeholders to conduct different validations in time to support different business initiatives
  • Executes on the validation plan to deliver results aligned with enterprise model validation procedures and model risk policy

Employee/Team Accountabilities:
  • Shares knowledge, information, skills, and subject matter expertise among the team;
  • Collaborates with other functions and teams to complete validation efficiently and in-time escalate identified issues.


Language Requirement (Quebec only):
Sans Objet

About TD Bank

TD Securities offers a range of advisory and capital market services to its clients. The company's range of services includes research, investment banking, capital markets, and global transaction banking. Research consists of commodity and equity research. Investment banking consists of mergers, acquisitions, industry expertise, and credit origination. Global transaction banking consists of trade finance, cash management, and correspondent banking. TD Securities was founded in 1855 and is based in Ontario.

TD Bank Careers

Join the vibrant team at TD Bank, one of North America's leading financial services organizations, where innovation, leadership, and growth go hand in hand. At TD Bank, we are committed to fostering a culture of diversity and inclusion, making it an ideal place for ambitious professionals to thrive. Work You’ll Do At TD Bank, your professional journey is bolstered by a robust support system. From your first interview to every career milestone, you will find opportunities for growth and leadership. Our team is dedicated to helping you develop the skills necessary for success in the ever-evolving financial sector. TD Bank offers a variety of job opportunities across multiple fields, from customer service to investment banking. Each position at TD Bank is a chance to contribute to our culture of innovation and exceptional client service. Internship Programs Kickstart your career with a TD Bank internship. Our programs provide invaluable industry exposure and hands-on experience, making them a perfect starting point for students and recent graduates eager to make their mark in the banking industry. Interns at TD Bank enjoy the unique opportunity to work alongside seasoned professionals, gaining insights that are crucial for future employment. Benefits and Growth TD Bank is deeply committed to the well-being and continuous growth of our team members. We offer competitive benefits packages that cover health, finance, and family care. Our employees enjoy comprehensive health insurance, retirement plans, and generous paid time off, among other perks. Moreover, TD Bank encourages professional development through various training programs, including leadership development and diversity training. These initiatives ensure that our team remains at the forefront of industry standards and best practices. Join Our Team Explore the numerous career paths available at TD Bank and discover how your skills and interests align with our mission. We are actively hiring and continually looking for talented individuals who are passionate about banking and customer service. Networking and Professional Development At TD Bank, we believe in the power of networking and collaboration. Our employees have access to a wide range of networking events, workshops, and seminars that promote career development and professional growth. These platforms not only enhance your professional skills but also expand your industry connections. Stay Connected Keep up to date with the latest at TD Bank Careers by subscribing to our job alert emails. Tailor your subscription to match your career preferences and get the latest news, insider tips, and job opportunities delivered straight to your inbox. Explore job opportunities at TD Bank and be part of a team that values hard work, creativity, and a diverse workplace culture. Your next great career move is just a click away. SEARCH TD BANK JOBS Join us at TD Bank and let your ambition lead you to a rewarding career filled with opportunities to learn, grow, and innovate.
Learn more about TD Bank
Size
90,000 employees
Market Cap
$117.9 billion
Industry
Net Income
-$6.9 million
5 Year Trend
+6.6%

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