Toyota

Regulatory Examination Manager

Toyota$127K — $206K *
Finance & Insurance
8 - 10 years of experience
Job Overview by Ladders

Qualifications

  • 5-7 years experience in regulatory compliance, particularly with state and federal regulations.
  • Strong understanding of Compliance Management and Safety/Soundness requirements.
  • Demonstrated ability to communicate findings to stakeholders and regulators.
  • Experience in managing and supervising compliance teams.
  • Project management skills with the ability to work independently and handle fast-paced environments.
  • Proficient in Microsoft Office Suite, including Word, Excel, and PowerPoint.

Responsibilities

  • Lead and manage the regulatory examination program for TFSB.
  • Facilitate gathering accurate information for examination requests from business units.
  • Serve as a communication bridge between TFSB and regulators.
  • Coordinate operational reviews for compliance with regulatory standards.
  • Track outcomes of examinations and manage follow-up actions.
  • Oversee documentation of Bank Security Controls by compliance team members.
  • Develop reporting frameworks for bank security requirements.

Benefits

  • Teamwork-oriented work environment promoting flexibility and respect.
  • Professional development programs with tuition reimbursement options.
  • Vehicle purchase and lease discounts for team members.
  • Comprehensive health care and wellness benefits for employees and families.
  • 401(k) plan with company match and annual contributions regardless of employee contributions.
  • Paid holidays and generous paid time off policy.
  • Referral services for family-related needs, such as childcare and education.
  • Tax-advantaged accounts for health and dependent care expenses.
  • Relocation assistance available if needed.
Full Job Description
Overview

Who we're looking for

Toyota's Compliance department is looking for a passionate and highly motivated Regulatory Examination Manager.

The primary responsibility of this role is to oversee all activities related to state and federal regulatory examinations of TFSB business operations and is a direct point of contact regarding regulatory matters arising from state and federal examinations. The incumbent is also responsible for the development, implementation, and maintenance of the Bank's Bank Security program to ensure TFSB's compliance with the requirements of the Federal Deposit Insurance Corporation ("FDIC"). In addition, this role will supervise and provide guidance to direct report(s), and in coordination with the Senior Manager, Regulatory Compliance, oversees the development, enhancement, and implementation of TFSB's Compliance Management System (CMS).

Reporting to the Senior Manager, Regulatory Compliance, the person in this position will support the Compliance Department's objective to continuously enhance the company's CMS. This includes identifying best in class programs for the examination and Bank Security Requirements.

What you'll be doing

  • Lead and manage a comprehensive regulatory examination program.
  • Facilitate the collection of information responsive to examination requests from the appropriate business unit and validate information is accurate and responsive.
  • Provide responses to regulators and facilitate communications with regulators concerning TFSB's actions and/or progress.
  • Coordinate reviews of TFSB's operations between business and regulators.
  • Track the conclusion of examinations and any follow-up required by the regulators.
  • Oversee reviews performed by Sr. Analyst to document Bank Security Controls.
  • Develop and implement reporting for bank security requirements.
  • Lead and manage Sr. Compliance Analysts with daily responsibility for the examination and Bank Security programs.
  • Represent compliance management on policy matters affecting the company's operations.


What you bring

  • Equivalent working experience in a similar field or industry with strong understanding of regulatory requirements, including Compliance Management and Safety and Soundness requirements
  • Experience communicating examination findings and statuses for both examinations and Bank Security to internal stakeholders
  • Track record of communicating and interacting with state and federal regulators during bank examinations.
  • Experience managing and supervising staff
  • Project management; Ability to work in a fast-paced environment; and work independently.
  • Experience in Microsoft Word, Excel, and PowerPoint.


Added bonus if you have
  • Bachelor's degree in Accounting, Finance, or other business-related field.
  • Additional Certifications: CRCM, CFE, CAMS, or other related certifications.
  • 8 or more years with progressive responsibility involving state and federal examinations.
  • Experience with WolfPAC, Tableau, AuditBoard, and Archer.


What we'll bring

During your interview process, our team can fill you in on all the details of our industry-leading benefits and career development opportunities. A few highlights include:
  • A work environment built on teamwork, flexibility, and respect
  • Professional growth and development programs to help advance your career, as well as tuition reimbursement
  • Team Member Vehicle Purchase Discount
  • Toyota Team Member Lease Vehicle Program (if applicable)
  • Comprehensive health care and wellness plans for your entire family
  • Toyota 401(k) Savings Plan featuring a company match, as well as an annual retirement contribution from Toyota regardless of whether you contribute
  • Paid holidays and paid time off
  • Referral services related to prenatal services, adoption, childcare, schools and more
  • Tax Advantaged Accounts (Health Savings Account, Health Care FSA, Dependent Care FSA)
  • Relocation assistance (if applicable)
The annual base salary range for this position is $127,300.00 - $206,800.00.Employees (and their families) are covered by medical, dental, vision, and basic life insurance. Employees are able to enroll in our company's 401k plan.

About Toyota

Toyota Motor Corporation is a Japanese multinational automotive manufacturer headquartered in Toyota City, Aichi, Japan. The company was founded in 1937 by Kiichiro Toyoda and has since grown to become the world's largest automotive manufacturer. Toyota Motor Corporation produces a wide range of vehicles including cars, trucks, and buses. The company is committed to sustainability and has set a goal of achieving zero carbon emissions by 2050. Toyota Motor Corporation has operations in over 170 countries and regions around the world.
Learn more about Toyota
Size
372,817 employees
Market Cap
$225.1 billion
Industry
Net Income
$1,531.2 billion
Founded
1937
5 Year Trend
+2.6%
Revenue
$26,625.1 billion
NASDAQ

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