Principal Associate, Audit Practices - Quality Assurance (Hybrid)
We are seeking an energetic, self-motivated Principal Associate to join the Quality Assurance and Improvement Program team within Audit Practices. The uality Assurance and Improvement Program executes quality assurance and quality control reviews to maintain high audit quality and inform department-wide methodology, and training needs. This position, Quality Assurance Principal Associate, will be responsible for performing quality assurance reviews and driving key quality improvement initiatives.
Responsibilities:
Responsible for the execution of key quality assurance reviews, including providing major input to planning and testing, as well as identification, development, and documentation of exceptions related to quality assurance reviews
Deliver verbal and written communication to the audit teams and audit leadership
Establish and maintain effective relationships with audit teams and audit leadership
Design and execute best-in-class operational processes and improvement initiatives of moderate complexity for the quality assurance and improvement program
Here's what we're looking for in an ideal teammate:
Believes insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.
Adapts to change, embraces bold ideas, and is intellectually curious. Likes to ask questions, test assumptions, and challenge conventional thinking.
Demonstrates outstanding communication and partnership skills which are essential for interacting and communicating with key stakeholders across all levels to manage, inform, and influence outcomes.
Demonstrates learning agility to adapt to changing demands.
Displays strong consulting and collaboration skills.
Able to progress work independently and escalate when needed to job leads.
Possesses a continuous improvement mindset and openness to new initiatives as well as demonstrates critical thinking.
Exhibits a relentless focus on quality and timeliness.
Creates energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.
Basic Qualifications:
Preferred Qualifications:
Professional certification such as Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Information Systems Auditor (CISA).
2+ years of experience in banking or financial services industry
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
This role is hybrid meaning associates typically spend 3 days per week in-person at one of our offices listed on this job posting.
The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
Charlotte, NC: $109,900 - $125,400 for Principal Auditor
McLean, VA: $120,800 - $137,900 for Principal Auditor
New York, NY: $131,800 - $150,500 for Principal Auditor
Plano, TX: $109,900 - $125,400 for Principal Auditor
Richmond, VA: $109,900 - $125,400 for Principal Auditor
Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.
This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days.
