TD Bank

Manager, Governance and Control

TD Bank$96K — $136K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • University or post-graduate degree; accounting/auditing/risk management designation preferred.
  • Minimum 4 years of experience in Risk, Audit, and/or Compliance, preferably in financial services.
  • Proven experience as a people leader, managing a team effectively.
  • Strong analytical and research skills with the ability to assess and break down complex subjects.
  • Familiarity with capital markets businesses is advantageous.
  • Technical skills in tools like UiPath, Python, Alteryx, SQL, or VBA are assets.
  • Effective communication and presentation skills, capable of fostering relationships with various stakeholders.

Responsibilities

  • Lead a team in implementing End-to-End Risk & Control Self-Assessments (E2E RCSA).
  • Manage hiring, training, and performance feedback processes for team members.
  • Drive process improvement initiatives to enhance team efficiency and productivity.
  • Conduct external event scenario analyses to gauge impact and necessary actions.
  • Support compliance with regulatory and control requirements across TDS businesses.
  • Oversee governance and risk management projects to meet deadlines.
  • Build and maintain strong relationships with business partners and control teams.

Benefits

  • Comprehensive health and well-being benefits package.
  • Savings and retirement programs to support long-term financial health.
  • Paid time off and banking benefits to promote work-life balance.
  • Access to career development and mentoring programs.
  • Reward and recognition programs to celebrate successes.
Full Job Description
Work Location:
Toronto, Ontario, Canada

Hours:
37.5

Line of Business:
TD General

Pay Details:
$96,900 - $136,800 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

Department Overview

TD Securities' (TDS) Governance & Control (G&C) team partners with the TDS businesses globally to design, implement, maintain, and monitor effective internal controls and ensure business activities remain within TD Bank's risk appetite and comply with external regulatory requirements.

The team is responsible for overseeing and/or supporting the timely and consistent implementation - across all TDS businesses - of several risk, control and governance programs, initiatives, policies, and strategic business projects. The team works together with the business leaders to implement TDS methodologies, policy frameworks, standards and practices and are key members of enterprise projects / programs requiring TDS representation.

Job Description

Reporting to the Senior Manager, TDS G&C, the key accountabilities of the Manager, TDS G&C role are as follows:
  • Provide leadership and oversight of a team responsible for implementing TDS End-to-End Risk & Control Self-Assessments (E2E RCSA) which includes identifying and documenting process risks and controls, performing risk assessments, and monitoring the risk and control environment, as required. E2E RCSA plays an important role in assessing the Business Segment/Corporate Function control environment and view of its risk profile. The E2E RCSA practice identifies all risks and controls across the E2E lifecycle of a product or service.
  • Direct management of team, including hiring and termination, team objective setting, training, and ongoing performance feedback processes; ensures team adheres to enterprise frameworks and methodologies and meets objectives.
  • Lead process improvement initiatives on processes within the team to create efficiency, and foster an environment and culture that encourages productivity, innovation, process improvement, teamwork, and a high level of professionalism.
  • Assist with the external event scenario analysis and determine impact and suitable action, where required.
  • Assist other G&C teams to ensure that the businesses remain compliant with regulatory, enterprise, risk management and control expectations.
  • Effectively manage ad-hoc governance, risk management and control projects or tasks of varying complexities within established deadlines.
  • Establish strong relationships and maintain an efficient interaction model with business partners, other G&C leads, and Control Partners such as Compliance, Risk Management, GAML, and Internal Audit.
  • Support executive reporting, including meaningful data insights, on the overall status of programs.


Job Requirements
  • University or post-graduate degree; professional accounting/auditing/risk management designation would be considered an asset.
  • Technical skills with experience in using small tech tools to develop process improvement ideas would be an asset, e.g., UiPath, Python, Alteryx, SQL, VBA
  • Experience as a people leader.
  • Minimum 4 years of Risk, Audit, and/or Compliance experience (financial services industry preferred).
  • Knowledge of capital markets businesses preferred.
  • Strong analytical/research skills & business acumen with the ability to breakdown complex subjects into manageable parts in a systematic manner & assess risk/challenge the status quo.
  • Strong interpersonal and relationship management skills.
  • Flexibility to quickly adapt to changing and ambiguous initiatives or requirements and ability to work collaboratively across functions and thrive in a fast-paced environment.
  • Effective time management, multi-tasking, and organizational skills to meet tight timeframes.
  • Well-developed written and verbal communication skills, as well as confident presentation and facilitation skills.
  • Ability to take initiative and work independently and in a team environment.
  • Confident presentation and facilitation skills.
  • Ability to process and handle confidential information with discretion.


Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more

Additional Information:
We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.

Colleague Development

If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

If you're passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact.

We're committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best.

Training & Onboarding
We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.

Interview Process
We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation
Your accessibility is important to us. Please let us know if you'd like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement (Quebec only):
Sans Objet

About TD Bank

TD Securities offers a range of advisory and capital market services to its clients. The company's range of services includes research, investment banking, capital markets, and global transaction banking. Research consists of commodity and equity research. Investment banking consists of mergers, acquisitions, industry expertise, and credit origination. Global transaction banking consists of trade finance, cash management, and correspondent banking. TD Securities was founded in 1855 and is based in Ontario.

TD Bank Careers

Join the vibrant team at TD Bank, one of North America's leading financial services organizations, where innovation, leadership, and growth go hand in hand. At TD Bank, we are committed to fostering a culture of diversity and inclusion, making it an ideal place for ambitious professionals to thrive. Work You’ll Do At TD Bank, your professional journey is bolstered by a robust support system. From your first interview to every career milestone, you will find opportunities for growth and leadership. Our team is dedicated to helping you develop the skills necessary for success in the ever-evolving financial sector. TD Bank offers a variety of job opportunities across multiple fields, from customer service to investment banking. Each position at TD Bank is a chance to contribute to our culture of innovation and exceptional client service. Internship Programs Kickstart your career with a TD Bank internship. Our programs provide invaluable industry exposure and hands-on experience, making them a perfect starting point for students and recent graduates eager to make their mark in the banking industry. Interns at TD Bank enjoy the unique opportunity to work alongside seasoned professionals, gaining insights that are crucial for future employment. Benefits and Growth TD Bank is deeply committed to the well-being and continuous growth of our team members. We offer competitive benefits packages that cover health, finance, and family care. Our employees enjoy comprehensive health insurance, retirement plans, and generous paid time off, among other perks. Moreover, TD Bank encourages professional development through various training programs, including leadership development and diversity training. These initiatives ensure that our team remains at the forefront of industry standards and best practices. Join Our Team Explore the numerous career paths available at TD Bank and discover how your skills and interests align with our mission. We are actively hiring and continually looking for talented individuals who are passionate about banking and customer service. Networking and Professional Development At TD Bank, we believe in the power of networking and collaboration. Our employees have access to a wide range of networking events, workshops, and seminars that promote career development and professional growth. These platforms not only enhance your professional skills but also expand your industry connections. Stay Connected Keep up to date with the latest at TD Bank Careers by subscribing to our job alert emails. Tailor your subscription to match your career preferences and get the latest news, insider tips, and job opportunities delivered straight to your inbox. Explore job opportunities at TD Bank and be part of a team that values hard work, creativity, and a diverse workplace culture. Your next great career move is just a click away. SEARCH TD BANK JOBS Join us at TD Bank and let your ambition lead you to a rewarding career filled with opportunities to learn, grow, and innovate.
Learn more about TD Bank
Size
90,000 employees
Market Cap
$117.9 billion
Industry
Net Income
-$6.9 million
5 Year Trend
+6.6%

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