Morgan Stanley

Investment Management Paralegal

Morgan Stanley$70K — $105K *
Legal & Accounting
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree in Paralegal Studies or related field
  • Paralegal certification preferred
  • 5-7 years of experience in a corporate legal environment
  • Strong organizational and multitasking skills
  • Excellent written and verbal communication skills
  • Proficiency in legal research tools and software
  • Ability to work independently

Responsibilities

  • Oversee document checklists, statuses, and due dates for new fund launches
  • Collect and field legal questions and requests from working group members
  • Track and manage comments on draft fund documents such as PPMs and LPAs
  • Conduct first-pass legal review on internal committee documents
  • Coordinate with Compliance in forming GP and fund entities
  • Prepare and submit SEC Form D filings and Blue Sky renewals
  • Support documentation and logistics for fund launches and renewals

Benefits

  • Comprehensive support for attorneys and working groups in fund lifecycle
  • Efficient coordination of fund launch processes
  • Regulatory expertise in managing filings and renewals
  • Oversight of document creation, review, and maintenance
  • Strong analytical and problem-solving skills for complex project management
Full Job Description
The Public Side Paralegal plays a pivotal role within the Public side legal team, providing comprehensive support to attorneys and working groups involved in fund formation, structuring, and ongoing regulatory compliance as well as transactional support to coverage attorneys. This position requires a high degree of organizational skill, attention to detail, and the ability to manage multiple complex projects simultaneously in a fast-paced environment. The paralegal will be responsible for coordinating all aspects of fund launches-including tracking documentation, managing timelines, and facilitating communication between internal stakeholders and external counsel. Additionally, the Public Side Paralegal will review and prepare a range of legal agreements and filings, support the maintenance of regulatory documents, and ensure that all legal and compliance requirements are met throughout the fund lifecycle. This dynamic role demands strong analytical abilities, legal research, proactive problem-solving, and the discretion to handle confidential information with professionalism.

Key Responsibilities:
1. New Fund Launches/Agreement & Document Production/Maintenance:
>Oversee document checklists, statuses, and due dates.
>Collect and field legal questions and requests from various working group members.
>Track and manage comments on draft fund documents (PPMs, LPAs, Sub Docs, etc.).
>Conduct first-pass legal review on internal committee documents (NPC memos, LEOC decks, etc.).
>Draft and review MSWM placement agreements with coverage attorney oversight.
>Coordinate with CoSec in forming GP and fund entities.
>Update ADV brochures in coordination with compliance and coverage attorney.
>Oversee Form D filings with outside counsel.
>Track and manage placement agent agreements.
>Keep CoSec and others informed of closings and newly executed LPAs.
>Review and organize MFN election materials with coverage attorney and fund counsel.

2. Mandate Launch Process:
>Prepare and maintain comprehensive checklists for new AIP mandates (SMAs and funds).
>Coordinate with relevant stakeholders and outside counsel for regulatory exemption filings.
3. Fund Filings & Regulatory Submissions:
>Prepare and submit SEC Form D filings and Blue Sky renewals.
>Coordinate EDGAR delegate and administration setup and maintain filing credentials.
>Track filing deadlines and ensure timely submissions in collaboration with external counsel.
4. Matter Management & Billing Coordination:
>Set up and manage matters in Collaborati and other billing platforms.
>Liaise with law firms to confirm office mapping and billing contacts.
>Monitor invoice submissions and resolve access or setup issues.
5. Credit Facility Documentation & UCC Filings:
>Review and coordinate execution of UCC-1 and UCC-3 filings.
>Track amendment terms and renewal dates for credit facilities.
>Prepare officer certificates and supporting documentation for credit-related transactions.
6. Ongoing/Ad Hoc Tasks:
>Set up billing matters and initiate PPM budget approval requests.
>Draft amendments and other one-off documents.
>Organize shared drive files and keep folders updated.
>Draft amendments and other one-off documents.
>Prepare legal confirm letters for fund auditors with coverage attorney review.
>Perform first-pass review of marketing materials, co-investment materials, and DDQs.
>Coordinate signatures and compile final documents.
>Field inquiries from investor services on transfers.
>Draft and maintain fund-related summaries and trackers.
>Assist with law firm coordination for entity codes, filings, and fund terminations.
>Support documentation and logistics for fund launches and renewals.
7. Compliance & Marketing Rule Support:
>Maintain and update Marketing Rule Trackers and other compliance documentation.
>Manage access permissions and coordinate with compliance/legal teams for rule implementation.
9. General Resource Management:
>Support secondees and flexi Qualifications:
>Bachelor's degree in Paralegal Studies or related field
>Paralegal certification preferred.
>Minimum of 5-7 years of experience in a corporate legal environment.
>Strong organizational and multitasking skills.
>Excellent written and verbal communication skills.
>Proficiency in legal research tools and software.
>Ability to work independently .

Benefits of hiring a Public Side Paralegal:
1.Comprehensive Support: They provide extensive support to attorneys and working groups involved in fund formation, structuring, and regulatory compliance, ensuring all legal and compliance requirements are met throughout the fund lifecycle.
2.Efficient Coordination: They manage all aspects of fund launches, including tracking documentation, managing timelines, and facilitating communication between internal stakeholders and external counsel.
3.Regulatory Expertise: They handle the preparation and submission of regulatory filings, such as SEC Form D and Blue Sky renewals, ensuring timely and accurate submissions.
4.Document Management: They oversee the creation, review, and maintenance of legal agreements and filings, ensuring all documents are organized and up to date.
5.Analytical and Problem-Solving Skills: They possess strong analytical abilities and proactive problem-solving skills, which are essential for managing multiple complex projects in a fast-paced environment.
These benefits highlight the critical role a Public Side Paralegal plays in ensuring the smooth operation and compliance of legal and regulatory processes within a Public side legal team.

Expected base pay rates for the role will be between $70,000 and $105,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.

About Morgan Stanley

Morgan Stanley Investment Management are active managers of capital, working to outperform the market and deliver results for their clients. Morgan Stanley Investment Management's long-tenured professionals apply their experience and expertise across public and private markets, in single-sector, multi-asset and custom solutions.

Morgan Stanley Careers

Joining Morgan Stanley today means becoming part of a global team dedicated to strengthening communities, pioneering innovation, and fostering diversity. As a leading global financial services firm, Morgan Stanley offers unparalleled job opportunities, career growth, and a culture of leadership that together create an exceptional employment experience. Work You’ll Do At Morgan Stanley, you will collaborate with knowledgeable professionals to drive innovation and deliver solutions in financial services. Our team is composed of diverse, talented individuals who bring their unique skills and perspectives to work every day, setting the standard for leadership in the global market. Morgan Stanley is not just a company; it's a place where ambitious, creative, and skilled individuals can build a rewarding career. Here, you can experience the benefits of a vibrant culture dedicated to professional growth and diversity training. Internship Programs Kickstart your career with Morgan Stanley’s internship programs. These positions offer invaluable industry insights and professional experience to students and recent graduates. Interns at Morgan Stanley gain hands-on experience, working alongside seasoned experts in a dynamic, supportive environment. Innovation and Professional Growth We believe in the power of innovation to solve complex problems and encourage our team to think differently and act boldly. Morgan Stanley supports your career development through comprehensive training, development programs, and leadership workshops, ensuring that every employee has the tools they need to succeed. Join Our Team Explore the various job opportunities at Morgan Stanley, from entry-level positions to executive roles. We are hiring individuals who are passionate about finance and eager to contribute to a team that values integrity, excellence, and a forward-thinking mindset. Enhance your skills through our networking events, mentorship opportunities, and ongoing professional development. Stay Connected Keep up to date with the latest from Morgan Stanley Careers by subscribing to our job alert emails. Tailor your preferences to receive updates about new postings, career tips, and exclusive insights from our team leaders. Apply Now Ready to take the next step in your career? Search open positions that match your skills and interests on the Morgan Stanley Jobs portal. Prepare your resume, refine your interview techniques, and join a company that values innovation and leadership. At Morgan Stanley, we’re not just building careers—we’re developing leaders. Discover how far your talents can take you by joining our team today.
Learn more about Morgan Stanley
Size
77,000 employees
Market Cap
$144.1 billion
Industry
Net Income
$10.9 billion
Founded
1935
5 Year Trend
+10%
Revenue
$52 billion
NASDAQ

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