Investment Funds Lawyer

Caravel Law

$100K — $150K *
Legal & Accounting
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • 5+ years of experience in securities law with an emphasis on investment funds or asset management.
  • Prior experience at major Canadian asset management firms (such as RBC GAM, BMO, TD).
  • Strong understanding of NI 81-series and the regulatory environment for mutual funds and ETFs.
  • In-house experience at an asset management company or large Canadian financial institution is preferred.

Responsibilities

  • Launch Canadian-domiciled investment funds like mutual funds and ETFs for various markets.
  • Advise on compliance with National Instruments 81-102, 81-106, and 81-107.
  • Support the product development team during new fund launches.
  • Provide legal counsel on day-to-day asset management issues.

Benefits

  • Flexible scheduling allowing for better work-life balance.
  • Collaborative work culture emphasizing diversity and inclusion.
  • Opportunity to work with a highly experienced team of lawyers in the field.
Full Job Description
To keep pace with our continued growth, we are in need of an Investment Funds Lawyer, who has solid experience in investment funds and a deep understanding of Canadian securities regulations.

As a Caravel Immigration Lawyer, You will:
  • Launch Canadian-domiciled investment funds (mutual funds, ETFs) for retail and institutional markets.
  • Advise on National Instruments 81-102, 81-106, 81-107 compliance.
  • Support product development team on new fund launches.
  • Provide day-to-day legal counsel on asset management matters.

What would YOU Bring:
  • 5+ years in securities law with a focus on investment funds/asset management.
  • Experience at Canadian asset managers (RBC GAM, BMO, TD, CIBC, McKenzie, Fidelity, CI, Manulife, Canada Life, etc.).
  • Strong knowledge of NI 81-series and regulatory framework for mutual funds/ETFs.
  • Previous in-house asset management or large Canadian financial institution experience preferred.

While our lawyers work remotely, we operate as a team and promote a collaborative, diverse and inclusive culture.

Caravel continuously strives to provide its clients with value, quality, and flexibility. We would expect you to work hard but can guarantee that you will have more control of your life. If you feel that your personality and experience would fit this role, we would love to hear from you.

If this sounds like you, please visit our website (www.caravellaw.com) and upload your resume and cover letter.

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