The Investment Associate is a key member of the Private Advisor team, supporting senior advisors in delivering investment analysis, portfolio insights, and implementation support for high-net-worth client portfolios. This role sits at the intersection of research and execution, with a focus on financial modeling, investment due diligence, and monitoring portfolio performance, while partnering closely with internal teams to ensure accurate and timely delivery of investment strategies.

Responsibilities

• Conduct investment research and due diligence across securities, funds, and alternative investments
• Perform financial modeling and analysis to support portfolio decisions
• Monitor portfolio performance and risk across client accounts
• Prepare investment materials and reporting for client and internal use
• Track market developments to inform investment positioning
• Partner with internal team to support projects and overall client service

Qualifications

• Bachelor’s degree in Finance, Economics, Accounting, or related field
• 0-2 years of relevant experience in investment analysis or portfolio support
• Series 7 and 66 preferred, or willingness to obtain if not already licensed

Skills

• Great communication skills to be able to work with internal partners and advisors
• Clear and concise written and verbal communication skills
• Strong proficiency in Excel and familiarity with investment/research platforms
• Solid analytical capabilities
• Ability to evaluate investment opportunities from both quantitative and qualitative perspectives
• Strong attention to detail and ability to manage competing priorities

Compensation Range

The anticipated base salary range for this role is $70,000 to $95,000. Base salary for the role will depend on several factors, including a candidate’s qualifications, skills, competencies, and experience, and may fall outside of the range shown. In addition, this role may be eligible for other variable compensation programs. Rockefeller Capital Management offers a comprehensive benefit package including health coverage, vacation time, paid leave, retirement plan, and more. Visit careers.rockco.com to learn more about additional opportunities and benefits offerings.