DescriptionWe are actively recruiting an
Internal Audit Manager with SOX and internal controls experience in the financial services industry.
Duties & Responsibilities:- Plan and initiate audit engagements
- Understand and apply engagement methodology (i.e., service quality process)
- Identify existing or potential problem areas and non-compliance with established policies, procedures and controls and contracts
- Prepare working papers, write memos on findings, discuss findings with management
- Interview appropriate personnel
- Gain an understanding of client operations, processes, and business objectives and utilize that knowledge on engagements
- Accumulate, review and analyze financial and operational data
- Assess and evaluate project (cost) controls, project authorization, competitive bid process, project cost controls, change management process, time and materials billing process, man-hour reporting, project reporting, project budget tracking and delay claims analysis
- Provide clear, concise, and appropriate documentation of work performed, issues and observations using oral and written forms of communication
- Prepare, deliver and present status and final reports
- Work closely with senior associates and managers to promptly resolve client issues
- Supervise staff
- Enter accurate time and expenses weekly
- Complete projects as assigned and maintain appropriate level of utilization
- Adhere to the highest degree of professional standards and strict client confidentiality planning and conducting assigned audits
- Keep abreast of current developments in accounting, auditing, and internal control
Knowledge & Skills: - Accounting, Finance, or related degree from an accredited university or college, or qualitatively comparable experience; P.E. and/or CPA desired
- Minimum 5 years of applicable experience with financial services audits, particularly asset management in both front office and operations (including alternatives and mutual funds)
- SOX experience required
- Knowledge of GAAP and general business and operational principles
- Consulting experience (a plus)
- Strong working knowledge of internal controls and systems pertaining to asset management audits
- Exceptional writing skills required
- Ability to focus on deliverables and prioritize goals
- Strong analytical skills, the ability to think innovatively through situations with minimal initial information
- Ability to effectively ask questions and get a final answer
- Ability to think and reorganize thoughts quickly and adaptively
- Ability to develop and implement work plans
- Willingness to work independently and handle adversity
- Ability to command respect from others
- Ability to thoughtfully process and complete several tasks concurrently
- Ability and willingness to travel
Why DLA:- Flexible PTO and your birthday is a holiday
- 401(k) retirement plan with a company match
- Commuting expenses reimbursed
- Continuing education courses and training
- Employee referral and commissions programs
- Robust healthcare plans
DLA is growing rapidly. Come be a part of our success story!
