Broadridge

Head of P&S and Options BPO Operations (Hybrid)

Broadridge$200K — $225K *
Finance & Insurance
8 - 10 years of experience
Job Overview by Ladders

Qualifications

  • Extensive experience leading global trade support and securities operations, including P&S, Options, and Stock Loan management.
  • Deep knowledge of operational processes within Equity, Fixed Income, Options, and Securities Lending markets.
  • Strong understanding of operational risk management, regulatory requirements, and industry best practices.
  • Proven ability to develop high-performing teams and manage global operations effectively.
  • Demonstrated capability in enhancing operational efficiency through technology and process redesign.
  • Excellent client relationship management and communication skills with strong stakeholder engagement capabilities.
  • Robust analytical, strategic planning, and problem-solving skills focused on operational excellence.

Responsibilities

  • Provide strategic leadership for Global Trade Support Operations, ensuring compliance and operational excellence across multiple markets.
  • Direct and manage Options Expiration processing activities, ensuring timely settlement during all significant expiration events.
  • Oversee Global Securities Lending Operations, maintaining efficient processes in both domestic and international contexts.
  • Develop and enhance the Operational Risk Framework, implementing effective controls and monitoring risk indicators.
  • Build strong client relationships and identify opportunities to improve services and satisfaction.
  • Analyze workforce needs and productivity to optimize resource allocation and implement best practices.
  • Collaborate cross-functionally with teams like Technology and Compliance to drive strategic initiatives and operational improvements.

Benefits

  • Comprehensive benefit offerings including health, retirement, and paid time off.
  • Bonus eligibility based on performance.
  • Opportunity for professional growth and development within the organization.
Full Job Description
Job Description: Vice President - Operations

The Vice President, Global Trade Support Operations is responsible for leading the firm’s global trade support and securities lending operations, ensuring the timely, accurate, and efficient processing of domestic and international transactions across multiple asset classes. This role provides strategic oversight of operational risk, client service, process optimization, and business growth initiatives while driving operational excellence through technology and industry best practices.

Key Responsibilities
  • Provide strategic leadership and oversight of Global Trade Support Operations across Equity, Fixed Income, and Options markets, ensuring operational excellence and regulatory compliance.
  • Direct and manage all daily, weekly, monthly, and special Options Expiration processing activities, including monthly Saturday expiration events, to ensure accurate and timely settlement.
  • Oversee Global Securities Lending Operations for both domestic and international markets, maintaining efficient trade processing, inventory management, and client servicing.
  • Develop, maintain, and enhance the Operational Risk Framework by implementing effective controls, monitoring key risk indicators, and ensuring adherence to internal policies and regulatory requirements.
  • Build and maintain strong client relationships, serving as a trusted operational partner while identifying opportunities to expand services and enhance client satisfaction.
  • Analyze workforce requirements, productivity metrics, and labor drivers to optimize resource allocation and implement operational best practices.
  • Partner with business development teams to support new client opportunities, operational due diligence, and strategic growth initiatives.
  • Drive continuous process improvement by identifying operational efficiencies through technology, automation, and the adoption of industry-leading practices.
  • Collaborate with cross-functional teams, including Technology, Product Management, Compliance, Risk, and Client Service, to implement strategic initiatives and enhance operational performance.
  • Establish performance metrics and reporting to measure operational effectiveness, service quality, and organizational performance while fostering a culture of continuous improvement.
Qualifications
  • Extensive experience leading global trade support, securities operations, with experience managing P&S, Options and Stock Loan
  • Deep knowledge of Equity, Fixed Income, Options, and Securities Lending operations.
  • Strong understanding of operational risk management, regulatory requirements, and industry best practices.
  • Proven leadership experience managing global operations and developing high-performing teams.
  • Demonstrated ability to improve operational efficiency through technology, automation, and process redesign.
  • Excellent client relationship management, communication, and stakeholder engagement skills.
  • Strong analytical, strategic planning, and problem-solving capabilities with a focus on operational excellence and business growth.

#LI-LR

Compensation Range: The salary range for this position is between $200k-$225k. Broadridge considers various factors when evaluating a candidate's final salary including, but not limited to, relevant experience, skills, and education.
Bonus Eligibility: Bonus Eligible
Benefits Information: Please visit for more information on our comprehensive benefit offerings

About Broadridge

Broadridge Financial Solutions, Inc. is a leading provider of investor communications and technology-driven solutions to banks, broker-dealers, asset and wealth managers and corporate issuers. With over 10,000 associates in 18 countries, Broadridge delivers the critical infrastructure that powers investing, corporate governance and communications to enable better financial lives. Broadridge is the leading provider of proxy services, handling more than 50% of the shares voted at the annual meetings of S&P 500 companies. The company also provides transaction processing services for fixed income, equity, and mutual funds, as well as technology solutions for wealth management.
Learn more about Broadridge
Size
13,704 employees
Market Cap
$15.9 billion
Industry
Net Income
$518.8 million
Founded
1962
5 Year Trend
+6.6%
Revenue
$4.6 billion
NASDAQ

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