Interactive Brokers

Global Head of Compliance Projects

Interactive Brokers$240K — $260K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree or foreign equivalent in Finance, Economics, Law, or Business.
  • 3 years of experience in finance/compliance process development roles.
  • In-depth knowledge of European financial markets regulation, including MiFID II and MAR.
  • Proven track record in managing compliance-related projects and process development.
  • Experience with compliance risk assessments in global financial markets.
  • Familiarity with Atlassian Confluence/JIRA.

Responsibilities

  • Lead global compliance project initiatives aligning with organizational goals.
  • Manage and coordinate compliance projects across departments for efficiency improvements.
  • Implement AI-powered generative tools to automate compliance tasks like reporting and drafting.
  • Develop and standardize compliance processes integrating with internal systems.
  • Oversee implementation of compliance technologies to meet regulatory standards.
  • Collaborate with stakeholders to maintain a robust compliance framework leveraging AI technology.
  • Ensure automation of compliance workflows and early detection of non-compliance activities.

Benefits

  • Hybrid work model requiring 3 days in-office and 2 days remote.
  • Opportunity to lead innovative projects in AI-driven compliance solutions.
Full Job Description
Global Head of Compliance Projects. Greenwich CT-Hybrid position, requires 3 days per week in office and two days remote. (multiple positions).

Lead global compliance project initiatives, ensuring projects align with organizational objectives and international regulatory requirements; manage and coordinate compliance projects across various departments, driving efficiency and process improvements, including the integration of AI-powered solutions for surveillance and monitoring; implement and oversee AI-based generative tools to automate routine compliance tasks such as data gathering, reporting, and drafting responses; develop and standardize processes and procedures related to compliance, ensuring they integrate seamlessly with internal and proprietary systems, with focus on AI-driven efficiency gains; oversee the implementation of compliance-related systems and technologies, ensuring they meet the firm's needs and regulatory standards; collaborate with key stakeholders to design and maintain a robust compliance framework that integrates AI-powered technologies and adheres to global standards, with a focus on European financial markets, ensuring automation of compliance workflows, risk assessments, and the early detection of non-compliance activities.

Salary: $240,000 to $260,000 per year. Requires a Bachelor's degree, or foreign equivalent, in Finance, Economics, Law, or Business, and 3 years (36 months) of experience in finance/compliance process development roles responsible for project management and implementation of global regulatory frameworks.

Must have 3 years of experience in: European financial markets regulation, including MiFID II (Markets in Financial Instruments Directive) and MAR (Market Abuse Regulation); managing compliance-related projects and process development projects related to global compliance operations; regulatory requirements related to Trade Surveillance and AML in global markets and trading across various products, including stocks, options, bonds, and futures; conducting compliance risk assessments, including identifying, assessing, and mitigating compliance risks in relation to internal processes and external regulatory requirements with global focus; experience with Atlassian Confluence/JIRA.

About Interactive Brokers

Interactive Brokers is a leading online brokerage firm. They offer a wide range of services to clients, including trading in stocks, options, futures, currencies, and bonds. Interactive Brokers is known for their low fees and advanced trading platform. They have a team of experienced professionals who are committed to providing the best service to their clients. Interactive Brokers is a publicly traded company and is listed on the NASDAQ stock exchange.
Learn more about Interactive Brokers
Size
2,683 employees
Market Cap
$30 billion
Industry
Net Income
$195 million
5 Year Trend
+14.8%
Revenue
$2.4 billion
NASDAQ

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