Financial Services Specialist 2 (Compliance), SG-23

New York State Department of Financial Services

• $90K — $114K *
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • 7 years of specialized experience in financial compliance or related fields.
  • Ability to oversee junior staff and work independently.
  • Knowledge of Consumer Compliance, Fair Lending, and CRA regulations is preferred.
  • Experience with MS Access and MS Excel is essential.
  • Strong qualitative, analytical, and concise communication skills.

Responsibilities

  • Lead team meetings to drive project progress.
  • Address and monitor data issues to ensure timely analysis completion.
  • Act as a liaison between examiners and the data team for effective communication.
  • Assist Senior Specialists with statistical analysis for fair lending exams.
  • Support the verification process of loan data for compliance activities.
  • Review fair lending plans requested by various business units.
  • Analyze exam findings to identify patterns of discriminatory practices.

Benefits

  • Eligibility for Public Service Loan Forgiveness (PSLF).
  • Permanent appointment status.
  • Potential for salary increases over time.
  • Additional annual downstate adjustment for certain locations.
Full Job Description
The Department of Financial Services is seeking candidates for the position of Financial Services Specialist 2 in the Consumer Examinations Unit. Duties include, but are not limited to, the following: • Lead team meetings; • Address data issues, monitor data progress, ensure timely completion of data analysis; • Act as a liaison between examiners and CEU's data team; • Assists Senior Specialists with statistical analysis in support of fair lending and other exams; • Supports the verification process of loan data in analyzing institutions' s consumer compliance (CC), fair lending (FL) and Community Reinvestment Act (CRA) lending activities; • Assists in the coordination of consumer focused examinations; • Reviews fair lending plans of institutions requested by Licensed Financial Services (LFS) and other DFS business units; • May run call reports for exams; • Participates in the technical review, analysis, and examination of financial entities for compliance with related consumer protection laws and regulations; • Presents initial, interim and final results of data analysis in a manner accessible to non-technical audiences, including the Department's non-technical staff and industry representatives; • Analyzes exam findings with Fair Lending Specialists and examiners to determine whether patterns of discriminatory practices exist; • Tests the accuracy, integrity and consistency of data received from institutions; • Travel may be required up to 10%; and • Other duties as assigned. Minimum Qualifications Preferred Qualifications • Ability to oversee junior staff. • Ability to work independently and be resourceful in utilizing tools and information. • Knowledge of Consumer Compliance Fair Lending and Consumer Reinvestment Act regulations and examination requirements, a plus. • Experience with MS Access and MS Excel. • Strong qualitative, analytical and communication skills with a focus on writing concisely. Appointment Method: Candidates must meet the minimum qualifications listed below in order to be eligible for appointment. Non-Competitive: Seven (7) years of specialized experience in one (1) or more of the following: • Evaluating the adequacy of board and management oversight of the financial institutions' compliance programs. • Reviewing lending, deposit, insurance and other transactions to determine compliance with Financial Service's applicable laws/regulations. • Identifying financial institutions' potentially unfair, deceptive, abusive or discriminatory acts or practices. • Reviewing financial institution programs, policies and procedures for compliance with legal and regulatory requirements. • Evaluating financial costs for the failure of financial services entities to adhere or comply with New York State, federal, or other states financial services laws. An associate degree may substitute for two years of specialized experience; bachelor's degree may substitute for four years of specialized experience; master's degree may substitute for five years of specialized experience; J.D. may substitute for six years of specialized experience. Ph.D. may substitute for seven years of specialized experience. Additional Comments Please note that a change in negotiating unit may affect your salary, insurance and other benefits. Salary: The starting salary for this position is $90,582 with periodic increases up to $114,585 Positions located within the New York City metropolitan area, as well as Suffolk, Nassau, Rockland, and Westchester Counties, are also eligible to receive an additional $4,150 annual downstate adjustment. Appointment Status: Permanent Some positions may require additional credentials or a background check to verify your identity. Name Brian Tighe Telephone Email Address [email protected] Address Street One Commerce Plaza Suite 301 City Albany State NY Zip Code 12247 Notes on Applying To Apply: Interested qualified candidates must submit a resume and letter of interest no later than October 15, 2026 to the email address listed below. Please include the Box # (Box FSS2C-10496) in the subject line of your email to ensure receipt of your application. Email submissions are preferred. Please be advised that the New York State Department of Financial Services does not offer sponsorship for employment visas. Brian Tighe Box FSS2C-10496 New York State Department of Financial Services Office of Human Resources Management One Commerce Plaza, Suite 301 Albany, NY 12257 Email: [email protected] Fax: (518) 402-5071 All candidates that apply may not be scheduled for an interview. Public Service Loan Forgiveness Employment with New York State qualifies an individual for Public Service Loan Forgiveness (PSLF). This program forgives the remaining balance on any Direct Student Loans after you have made 120 qualifying monthly payments while working full-time for a U.S. federal, state, local, or tribal government or not-for-profit organization. To learn more about the program and whether you would qualify, please visit: https://studentaid.gov/manage-loans/forgiveness-cancellation/public-service

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