ETF Capital Markets & Board Governance Analyst

Tidal Financial Group

$90K — $130K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • 3-8 years of experience in the ETF industry, including roles in operations, capital markets, or trading.
  • Strong knowledge of ETF operational workflows, including creation and redemption processes.
  • Excellent client-facing communication skills for engaging with senior executives and industry partners.
  • Ability to clarify technical concepts for diverse audiences.
  • Strong organizational and project management skills in a dynamic environment.
  • Proactive attitude with a collaborative approach to problem-solving.

Responsibilities

  • Serve as the main Capital Markets contact for clients, addressing ETF operations and governance inquiries.
  • Collaborate with ETF issuers and industry participants to optimize client support.
  • Support governance activities for multiple ETF trusts, including board meeting coordination and material preparation.
  • Assist with regulatory requirements and governance initiatives relevant to registered investment companies.
  • Prepare presentation materials for client engagements and board meetings.
  • Provide insights on ETF trading and operational processes across various asset classes.
  • Coordinate cross-functional projects involving different internal and external stakeholders.

Benefits

  • Exposure to board governance and oversight activities for ETF trusts.
  • Opportunity to work closely with industry professionals and high-level executives.
  • Engagement in diverse client and partner interactions.
  • Chance to lead projects and deliver solutions independently.
  • Insight into regulatory requirements and compliance standards.
Full Job Description
About the role:

We are seeking a Capital Markets and Board Governance AVP with 3-8 years of ETF industry experience to join our Capital Markets team. This role will support ETF issuers and asset managers across trading, liquidity, market structure, and operational workflows while serving as a key point of contact for clients and industry partners. The position also provides exposure to board governance and fund oversight activities for multiple 1940 Act ETF trusts. The ideal candidate combines ETF capital markets knowledge with strong relationship management, communication, and project coordination skills.

What you'll do

  • Serve as a day-to-day Capital Markets contact for clients and partners, addressing questions related to ETF operations, trading, governance, and industry best practices.
  • Collaborate with Tidal customers, ETF issuers, broker-dealers, market makers, fund service providers, and other industry participants to ensure a high level of client support.
  • Support board governance activities for multiple 1940 Act ETF trusts, including coordination of board meetings, preparation and review of board materials, trustee communications, governance reporting, and follow-up on action items.
  • Assist with governance-related initiatives and regulatory requirements applicable to registered investment companies and ETF issuers.
  • Prepare presentation materials for board meetings, client engagements, business development opportunities, and prospect meetings.
  • Provide support and insights regarding ETF trading, capital markets, and operational processes across multiple asset classes.
  • Coordinate cross-functional projects involving trading, operations, compliance, legal, fund administration, and other internal and external stakeholders.
  • Take ownership of impromptu and ad hoc projects, working independently to deliver solutions on tight timelines.
  • Represent Tidal's trading, capital markets, and strategic relationship functions in client meetings, industry discussions, and partner conversations.
  • Maintain awareness of applicable regulatory and compliance requirements and support internal adherence to established standards.

Qualifications

  • 3-8 years of experience within the ETF industry, including ETF operations, capital markets, trading, fund governance, client service, or related functions.
  • Strong understanding of ETF operational workflows, including creation/redemption processes, fund operations, and trading mechanics.
  • Excellent client-facing communication skills, with the ability to engage effectively with senior executives, trustees, portfolio managers, operations teams, and external partners.
  • Ability to translate technical and operational concepts into clear, actionable communication for diverse audiences.
  • Strong organizational and project management skills with the ability to manage multiple priorities in a fast-paced environment.
  • Self-starter with a collaborative mindset and a willingness to take ownership of new challenges.

Preferred Qualifications

  • Experience supporting board governance activities for a 1940 Act ETF issuer, trust, or registered investment company.
  • Familiarity with trustee board processes, governance reporting, board materials, and regulatory requirements under the Investment Company Act of 1940.
  • Experience working directly with ETF trading, capital markets, or operations teams at an issuer, broker-dealer, market maker, fund administrator, or service provider.
  • Exposure to ETF launches, fund administration, compliance oversight, or service provider management.


The pay range for this role is:

90,000 - 130,000 USD per year (New York, NY)

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