Brex Inc

ERM Compliance Lead

Brex Inc$95K — $118K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • 3+ years of experience in compliance or risk within financial services.
  • Strong knowledge of regulations governing card, lending, and deposit products.
  • Experience with risk assessments, issue management, and regulatory change management.
  • Exceptional communication and interpersonal skills for collaboration with stakeholders.
  • Detail-oriented with strong organizational and project management capabilities.

Responsibilities

  • Assist in enhancing the organization's compliance program aligned with regulations.
  • Manage compliance issue management processes, including governance and oversight.
  • Conduct compliance reviews for new products, ensuring risk assessment and adherence.
  • Collaborate with departments like Legal and GRC on compliance initiatives.
  • Oversee the implementation of workflow tools for compliance activities.
  • Handle external inquiries, audits, and bank partner requests effectively.
  • Represent Brex in external audits, managing relationships with auditors.

Benefits

  • Hybrid work environment with a minimum of three days in the office.
  • Opportunity for up to four weeks of fully remote work per year.
Full Job Description
What you'll do

As a Risk & Compliance Lead at Brex, you will play a critical role in ensuring compliance with regulatory requirements and internal policies regarding the regulatory compliance program. This role involves managing activities related to core compliance program processes and frameworks and ensuring that Brex adheres to its regulatory and partner obligations. The role will report directly to Brex's Director, Compliance Governance.

Where you'll work

This role will be based in our Salt Lake City office. We are a hybrid environment that combines the energy and connections of being in the office with the benefits and flexibility of working from home. We currently require a minimum of three coordinated days in the office per week, Monday, Wednesday and Thursday. As a perk, we also have up to four weeks per year of fully remote work!

Responsibilities
  • Assist in developing and enhancing the organization's compliance program in alignment with regulatory requirements and industry best practices.
  • Assist with development, implementation, and management of compliance issue management, including issue governance, remediation oversight, reporting, workflow automation, and ongoing process improvements.
  • Manage compliance reviews of new products and material changes, ensuring appropriate risk assessment, stakeholder engagement, and adherence to regulatory requirements.
  • Work closely with various departments (Legal, People, GRC) to implement or enhance compliance program initiatives, such as third-party risk management
  • Manage the implementation of workflow tools to support core compliance program initiatives (risk assessment, issue management, etc.)
  • Assist with review, submit, and track external inquiries, including but not limited to external audit, internal audit, and bank partner requests.
  • Collaborate cross functionally with internal teams to ensure timely submission of monthly bank partner reports.
  • Represent Brex in external audits and bank partner reviews.
  • Manage relationships with external auditors and bank partners.

Requirements
  • 3+ years of experience in compliance or risk within financial services
  • Working knowledge of the regulations that govern card, lending, and deposit products (Regulation B, UDAP/UDAAP, FTC rules, and Dodd-Frank) plus familiarity with BSA/AML and KYC obligations
  • Experience contributing to core compliance program work: risk assessments, issue management, policy and procedure maintenance, or regulatory change management
  • Exceptional communication and interpersonal skills, with the ability to collaborate effectively with bank partners, external auditors, and internal teams.
  • Detail-oriented with strong organizational and project management abilities.
  • A hands-on approach, concise and straightforward style
  • A love for collaboration, teamwork, and delivering excellence

Nice to Have
  • Prior experience managing and/or implementing workflow tools
  • Thrives as a generalist across multiple compliance program components rather than owning a single narrow lane
  • Experience at a fintech or a bank that sponsors fintech programs
  • Experience supporting change management or new product/material change review (NPI/change control committees, risk assessments for product launches)
  • Comfort building recurring reporting and dashboards; basic data fluency (Looker, SQL, or advanced spreadsheet work) to support monthly bank partner reporting
  • Professional certification such as CRCM, CAMS, CRMA, or CIA is a plus
  • Proficiency in compliance management and audit software


Compensation

The expected salary range for this role is $95,000 - $118,000 USD. However, the starting base pay will depend on a number of factors, including the candidate's location, skills, experience, market demands, and internal pay parity. Depending on the position offered, equity and other forms of compensation may be provided as part of a total compensation package.

Brex LLC is a wholly owned subsidiary of Capital One, N.A.

Please be aware, job-seekers may be at risk of targeting by malicious actors looking for personal data. Brex recruiters will only reach out via LinkedIn or email with a brex.com domain. Any outreach claiming to be from Brex via other sources should be ignored.

About Brex Inc

Brex is a financial services company that offers credit cards and cash management accounts to technology companies. Brex was founded in 2017 by Henrique Dubugras and Pedro Franceschi. The company is headquartered in San Francisco, California. Brex offers a credit card designed specifically for startups, which does not require a personal guarantee or deposit. The company also offers a cash management account that allows businesses to manage their finances in one place. Brex has raised over $300 million in funding from investors including Y Combinator, Peter Thiel, and Max Levchin.
Learn more about Brex Inc
Size
500 employees
Industry
Founded
2017

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