Equity Execution Associate

Phyton Talent Advisors

$80K — $120K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • 3-7 years of experience in equity operations, trade support, or prime brokerage
  • Knowledge of correspondent clearing and institutional brokerage environments
  • Familiarity with electronic trading workflows
  • Experience using Bloomberg for communication
  • Exposure to Broadridge platforms and operational systems
  • Understanding trade settlements and corporate actions
  • Strong communication and problem-solving skills

Responsibilities

  • Support equity trading and electronic execution workflows
  • Monitor and resolve trade breaks and reconciliation issues
  • Liaise directly with institutional clients via Bloomberg
  • Coordinate with Broadridge and internal stakeholders
  • Process and support corporate actions
  • Assist with correspondent clearing and prime brokerage operations
  • Ensure timely settlement and accurate trade lifecycle processing

Benefits

  • Fully remote work option
  • Opportunity to be part of a fast-growing broker-dealer
  • Engagement in high-volume trading activities
  • Potential for international exposure working with Asian markets
  • Cross-functional collaboration with various teams
Full Job Description
Equity Execution & Operations Associate
We are partnering with a growing broker-dealer and institutional trading platform seeking an Equity Execution & Operations Associate to join their team. This role sits at the intersection of electronic trading, middle office, and operations support within a fast-paced, high-volume environment handling approximately $2B in monthly trading activity.

The firm has a strong presence in correspondent clearing and prime brokerage and is continuing to expand internationally, including recently onboarding its first correspondent clearing client in Asia.

This opportunity can sit fully remote. (Need to be sitting on East Coast!)

Responsibilities
Support equity trading and electronic execution workflows
Monitor and resolve trade breaks and reconciliation issues
Liaise directly with institutional clients via Bloomberg
Coordinate with Broadridge and internal stakeholders on operational matters
Process and support corporate actions activities
Assist with correspondent clearing and prime brokerage operations
Ensure timely settlement and accurate trade lifecycle processing
Work cross-functionally with trading, operations, and client service teams
Support high-volume daily trading activity in a time-sensitive environment

Qualifications
3-7 years of experience within equity operations, trade support, middle office, or prime brokerage operations
Knowledge of correspondent clearing and institutional brokerage environments
Familiarity with electronic trading workflows and equity execution support
Experience using Bloomberg for client communication and issue resolution
Exposure to Broadridge platforms and operational systems
Understanding of trade settlements, reconciliations, and corporate actions
Ability to thrive in a fast-paced, high-volume environment
Strong communication and problem-solving skills

Preferred Background
Candidates from institutional broker-dealers, electronic trading firms, clearing firms, or prime brokerage environments are highly encouraged to apply.

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