Job DescriptionAs a Corporate Branch Manager, you will play a key role in overseeing advisor activities, supporting compliance operations, being a relationship manager and maintaining strong regulatory standards across the organization.
In this role, you will support a region of advisors by reviewing and approving new accounts and KYC updates, supervising trades, and helping ensure compliance with regulatory requirements and internal policies. You'll also be a trusted partner of advisors, providing guidance, and support while collaborating closely with compliance teams and internal business partners to promote best practices and protect client interests.
This is an excellent opportunity to apply your compliance expertise, industry knowledge, and sound judgment within a collaborative and people-focused environment where your contributions will make a meaningful impact every day.
What you'll accomplish with us
As a Corporate Branch Manager, you'll be at the core of our mission. Here are your main responsibilities:
- Supervise trading activities for a region of independent mutual fund advisors, ensuring compliance with regulatory requirements and internal policies.
- Oversee Representative activities and maintain compliance policies and procedures across all assigned offices.
- Review and approve new account openings and KYC updates, ensuring suitability requirements are met and documentation is accurate and complete.
- Investigate and follow up on questionable transactions, and escalate issues as required.
- Monitor trends, communicate findings to stakeholders, and implement corrective actions to mitigate risks and enhance compliance.
- Provide education, expert guidance, and ongoing support, serving as a trusted resource for advisors.
- Provide coverage and support to other Corporate Branch Managers within the Account Supervision team to ensure seamless operations.
- Support the order affirmation team, compliance teams, and other business units by delivering timely expertise and collaboration.
- Participate in compliance-related projects and initiatives that support continuous improvement and regulatory excellence.
What could accelerate your success in this role?
We're looking for someone who:
- Holds a university degree or equivalent post-secondary education.
- Brings strong knowledge of the mutual fund industry and its regulatory environment.
- Has a minimum of 2 to 3 years of compliance supervision experience and 3 to 5 years of experience in the financial services industry.
- Has completed the Canadian Investment Funds Course (CIFC) and Exempt Market Products Course (EMP), or the Canadian Securities Course (CSC).
- Has completed the Relevant and Current Exchange-Traded Funds and Liquid Alternatives Courses.
- Has completed the Branch Managers Course (BMC).
- Demonstrates the ability to understand, analyze, and interpret regulatory requirements and legislation.
- Possesses a strong command of the English language, both spoken and written.
Why you'll love working with us
- A work environment where learning and development merge with a collective pursuit of excellence.
- AI is in everyone's hands, empowering you to increase your personal effectiveness while supporting the organization's growth.
- A healthy, safe, fair, and inclusive environment where potential can be freely expressed and developed.
- The opportunity to work in a hybrid environment, supported by flexibility and access to inspiring and innovative workspaces.
Competitive Benefits
- Flexible group insurance plans.
- Competitive retirement savings plan.
- Employee share purchase plan.
- Vacation program, wellness days, and personal development days.
- Telemedicine services.
- Employee and Family Assistance Program.
- Performance bonus, discounts on iA products, and much more.
Apply now and get ahead of your career, where your talent really belongs!
Still unsure about applying?
At iA, we believe in potential and value diverse experiences. If this role inspires you, go ahead and apply, your place might be with us, and we want to get to know you!
For positions posted in British Columbia:
The typical hiring range for this position is between $84,691 and $111,156 CAD per year; the base salary offered may vary depending on knowledge, skills, years of experience, and internal equity related to the role. At iA, we are committed to offering a fair, equitable, and market-based compensation structure. Our market data is updated annually to reflect the most current market conditions.
Location(s)Vancouver / 988 Broadway West
Other Possible Location(s)CompanyInvestia Financial Services Inc.
Posting End Date2026-08-22
