Job DescriptionKey Responsibilities:
- Regulatory Obligations Management: Analyze, interpret, and document legal and regulatory requirements to identify, map, and update obligations within the client's Regulatory Compliance Management (RCM) library
- Control Design & Implementation: Advise on, design, and implement robust operational controls and compliance frameworks to ensure adherence to regulations
- Risk Assessment & Testing: Lead RCSA (Risk and Control Self-Assessments) initiatives, conduct thematic reviews, and perform testing of controls to identify compliance deficiencies and operational gaps
- Advisory & Transformation: Provide strategic, risk-based advice to stakeholders regarding regulatory changes, emerging trends (e.g., AI governance), and operational efficiency.
- Project Leadership: Manage project workstreams, including timelines, budgets, and deliverable quality, while coaching junior staff.
- Regulatory Analysis & Strategy: Assess and interpret emerging regulatory trends, supervisory expectations, and enforcement actions to develop compliance strategies
- Compliance Best Practices: Understand, develop and maintain best practices for regulatory compliance
- Innovative Problem Solving: Independently identify and analyze complex business problems and proactively develop innovative and sustainable solutions using consulting frameworks and other problem-solving tools
- Data-Driven Insight & Communication: Distill complex information into clear problem statements, independently develop and implement data driven solutions, and synthesize insights into compelling presentations and recommendations for senior leadership
- Regulatory Interpretation & Controls Mapping: Ability to read laws, regulations and rules to understand applicability of obligations for client context and assist with mapping obligations to controls
- Risk & Compliance Transformation Support: Ability to support transformational client engagements across both first line functions (Controls design, control testing) and second line functions (operational risk, compliance)
Qualifications- 2-4 years of experience in regulatory compliance and operational risk management, preferably within a consulting firm or financial institution.
- Deep understanding of North American regulatory landscape (e.g. OSFI, FINRA, OCC, CIRO).
- Experience in key areas such as Enterprise Risk, Operational Risk, and Regulatory Compliance and / or a desire to further expand knowledge and skills across diverse domains
- Bachelor's degree in Finance, Law, Business, or Risk Management
- CPA, CIA, CISA, or CAMS certification preferred.
- Strong, concise communication skills for interacting with senior management and presenting complex regulatory issues
- Experience with AI governance, assess AI use cases and agentic solutions; coordinate with internal and external stakeholders to drive initiatives
- Excel in project delivery through robust project management practices-establishing consistent routines, defining and monitoring KPIs and metrics, maintaining compliance standards, and providing clear, timely stakeholder communication.
Additional InformationAll your information will be kept confidential according to EEO guidelines.
