Compliance, Regulatory Operations

Kalshi$100K — $150K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • 4-7 years of compliance or regulatory operations experience, preferably in a regulated entity
  • Familiarity with CFTC regulations and DCM/DCO Core Principles
  • Experience in compliance monitoring, policy administration, and regulatory reporting
  • Strong writing skills for drafting and maintaining compliance documentation
  • Highly organized with attention to detail and ability to manage complex processes
  • Curiosity and strong judgment for investigating compliance gaps

Responsibilities

  • Own compliance monitoring and testing for DCM and DCO obligations
  • Administrate compliance policies and governance tracking
  • Develop and manage employee compliance training programs
  • Review marketing and partnership materials for regulatory compliance
  • Support regulatory reporting and recordkeeping obligations
  • Administer compliance controls and maintain documentation in Vanta
  • Collaborate with teams to implement regulatory requirements

Benefits

  • Health, dental, and vision insurance
  • Flexible working hours and remote work options
  • Equity in the company
  • Professional development opportunities
  • Casual work environment
  • Employee wellness programs
Full Job Description
Role Roadmap

As part of Kalshi's Compliance team, you will help build and run the core compliance infrastructure that keeps Kalshi's regulated exchange and clearinghouse operations regulator-ready as the business scales. You will own a broad set of day-to-day compliance processes spanning monitoring and testing, policy administration, employee training, recordkeeping, regulatory reporting, and review of marketing and partnership activity.

In the near term, you will help establish a more systematic compliance monitoring program, strengthen employee training and attestation processes, remediate documentation and controls gaps, and build repeatable workflows around partnership and affiliate marketing review. Over time, you will independently own Kalshi's ongoing compliance operations and help maintain a rigorous governance cadence across the company's policies, procedures, controls, and regulatory obligations.

This is a strong role for someone who enjoys detailed, high-ownership work and wants to build deep expertise in the regulatory framework governing exchanges and clearinghouses.

What You'll Do
  • Own ongoing compliance monitoring and testing across Kalshi's DCM and DCO regulatory obligations, documenting findings and driving remediation where necessary
  • Administer Kalshi's compliance policies and procedures, including version control, periodic reviews, governance tracking, and documentation of updates
  • Build and manage employee compliance training, certification, and attestation processes across the company
  • Review marketing, partnership, affiliate, and other external-facing materials for compliance with applicable policies and regulatory requirements
  • Support audit trail reviews, transaction and regulatory reporting processes, recordkeeping obligations, and other requirements under the CFTC's DCM and DCO regulatory frameworks
  • Administer compliance controls and evidence within Vanta and maintain clear, regulator-ready documentation
  • Partner with Legal, Product, Operations, Marketing, and other teams to translate regulatory requirements into practical controls and operating processes
  • Track compliance gaps and remediation workstreams and ensure issues are resolved accurately and on time
  • Support CFTC examinations, Rule Enforcement Reviews, internal audits, and other regulatory or compliance reviews
  • Help develop new trainings, controls, reports, and procedures as Kalshi's products and regulatory obligations evolve


What You Bring
  • 4-7 years of relevant compliance, regulatory operations, or risk experience, ideally within a regulated exchange, clearinghouse, financial institution, fintech, or consulting environment
  • Experience working with CFTC-regulated entities and familiarity with DCM and/or DCO Core Principles and related regulatory requirements strongly preferred
  • Experience with compliance monitoring and testing, policy and procedure administration, regulatory reporting, recordkeeping, or similar compliance operations
  • Strong writing skills and comfort drafting and maintaining policies, procedures, controls documentation, and compliance records
  • Highly organized with strong attention to detail and the ability to manage recurring processes, deadlines, attestations, and remediation workstreams
  • Comfortable working through high volumes of detail-oriented work without sacrificing accuracy or follow-through
  • Strong judgment and curiosity; willing to ask questions, investigate gaps, and develop a detailed understanding of how the business operates
  • Able to work effectively with business teams to translate regulatory requirements into practical processes, controls, and training
  • Comfortable operating in a fast-moving environment where processes are still being built and refined
  • Genuine interest in building a career in financial services compliance, particularly within the exchange, derivatives, or clearinghouse ecosystem


NYC Pay Transparency Disclosure:

Salary Range: $100,000 to $150,000 annually plus equity and benefits.
This range reflects current market data for this role. Kalshi has minimal hierarchy and broad variance in experience levels within each title; if your compensation expectations exceed this range, we encourage you to reach out - we're always happy to discuss.

About Kalshi

Kalshi is a financial services company that offers a platform for trading on the outcome of events. The company was founded in 2020 by Tarek Mansour and Luana Lopes Lara. Kalshi is headquartered in New York City and is regulated by the Commodity Futures Trading Commission (CFTC). The platform allows users to trade on the outcome of events such as elections, sports games, and other events. Kalshi aims to provide a transparent and fair trading experience for its users.
Learn more about Kalshi
Size
50 employees
Industry
Founded
2018

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