The Goldman Sachs Group, Inc

Compliance-Global Banking & Markets Public Compliance - FICC-New York-Analyst

The Goldman Sachs Group, Inc$80K — $95K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree required
  • 0-3 years of relevant experience
  • Proficient in MS Office (Excel, PowerPoint, Word, Outlook)
  • Strong communication and interpersonal skills
  • Analytical and organizational skills under pressure
  • Proactive, assertive, and self-motivated

Responsibilities

  • Provide real-time compliance advice to Commodities business
  • Implement strategic solutions with senior compliance teams
  • Assist in analysis of new rules and regulations
  • Develop policies, procedures, and best practices
  • Deliver compliance training programs
  • Manage regulatory and internal investigations
  • Review escalations from daily trade surveillance

Benefits

  • Opportunity to work on challenging tasks
  • Interact with a diverse team including sales and traders
  • Support from experienced senior compliance professionals
  • Chance to develop and implement compliance strategies
Full Job Description
Job Description

GLOBAL COMPLIANCE

Global Banking & Markets-Public Compliance ("GBM Public Compliance") is located on the Trading Floor and is responsible for comprehensively identifying and managing the regulatory, legal and reputational risks of Goldman Sachs FICC and Equities business units. The role is focused on providing Compliance coverage for the Commodities business units, including sales, trading, and strategists, and products such as physical commodities, commodity derivatives, futures, swaps, structured financing and lending, commodity prepay transactions, supply and offtake transactions, and commodities intermediation activities. This is an opportunity for a responsible team player to work on challenging tasks and, depending on their particular responsibilities, interact with salespeople and traders as well as other Goldman Sachs compliance and legal professionals.

HOW YOU WILL FULFILL YOUR POTENTIAL

The primary responsibilities of GBM Public Compliance are:
  • Primary coverage for and provide real-time compliance advice to Global Banking & Markets - Commodities business on compliance issues regarding transactions, new products and business initiatives, errors, etc.
  • Devise and implement strategic solutions with senior compliance team members and other control side departments to support the Compliance functions
  • Assisting with the analysis, interpretation, and implementation of new rules/regulations
  • Develop policies, procedures, and best practices for business units
  • Develop, implement, and deliver compliance training
  • Handle regulatory and internal investigations/audits and escalate significant or unresolved issues to senior compliance management and the business units when necessary
  • Identify and manage regulatory, legal and reputational risks
  • Review and handle escalations from daily trade surveillance reports


SKILLS AND EXPERIENCE WE ARE LOOKING FOR
  • Bachelor's degree
  • 0-3 years of prior work experience in a relevant field.
  • Proficient to advanced skills with MS Office (Excel, PowerPoint, Word, Outlook)
  • A team player with strong communication and interpersonal skills, able to work well with people in the front office and support functions
  • Strong analytical and organizational skills, ability to work independently under a fast-paced and pressured environment
  • Demonstrates the ability to resolve conflict, deal with confrontation, and remain calm under pressure
  • Proactive, self-motivated, assertive and well organized
  • Attention to detail
  • Flexible with the ability to multi-task
  • Proactive approach to problem solving
  • Integrity, ethical standards and sound judgment

About The Goldman Sachs Group, Inc

The Goldman Sachs Group, Inc. provides investment banking, securities, and investment management services, as well as financial services to corporations, financial institutions, governments, and high-net-worth individuals worldwide. Its Investment Banking segment offers financial advisory services, including advisory assignments concerning mergers and acquisitions, divestitures, corporate defense, risk management, and restructurings and spin-offs; and underwriting services comprising public offerings and private placements of a range of securities, loans, and other financial instruments, and derivative transactions. The company’s Institutional Client Services segment provides client execution services, such as fixed income, currency, and commodities client execution related to making markets in interest rate products, credit products, mortgages, currencies, and commodities; and equities related to making markets in equity products, as well as executes and clears institutional client transactions on stock, options, and futures exchanges. This segment also engages in the securities services business providing financing, securities lending, and other brokerage services to institutional clients, including hedge funds, mutual funds, pension funds, and foundations. Its Investing and Lending segment originates longer-term loans; and invests in debt securities, loans, public and private equity securities, real estate, consolidated investment entities, distressed assets, currencies, commodities, and power generation facilities. The company’s investment management segment provides investment products and services, as well as offers wealth advisory services, including portfolio management and financial counseling, and brokerage and other transaction services.

The Goldman Sachs Group, Inc. Careers

Join the prestigious team at The Goldman Sachs Group, Inc., a global leader in finance and investments, and propel your career to new heights. Our firm is renowned for its commitment to excellence, innovation, and leadership in the financial sector.

Work You’ll Do

At Goldman Sachs, you will be part of a dynamic environment that fosters growth, diversity, and professional development. Engage in transformative projects that redefine the landscape of global finance, driven by a culture of high performance and continuous improvement.

Lead with Innovation and Leadership

Step into a role where your skills will be honed and your leadership capabilities enhanced. The Goldman Sachs Group, Inc. is at the forefront of merging financial expertise with technological innovation, creating a platform for you to lead impactful initiatives.

Join Our Diverse and Inclusive Team

Diversity and inclusion are at the core of our company culture. With employees from various backgrounds, Goldman Sachs thrives on the rich ideas and perspectives that this diversity brings. Here, every team member’s contribution is valued, and every voice is heard.

Explore Job Opportunities and Internships

Whether you’re seeking full-time employment or looking into internship opportunities, Goldman Sachs offers a range of positions that cater to different skills, experiences, and career aspirations. From analyst to executive positions, discover how you can contribute to our legacy of success.

Networking and Professional Growth

Goldman Sachs is not just a workplace. It is a community where you can build lasting relationships with colleagues and industry leaders. Our networking events, mentorship programs, and professional groups foster connections that can accelerate your career trajectory.

Benefits and Career Development

Invest in your future with Goldman Sachs’ unparalleled employee benefits and career development programs. From comprehensive health benefits to personalized career coaching and leadership training, we ensure that our team is equipped for success, both professionally and personally.

Prepare for Your Future

Ready to take the next step? Prepare your resume, sharpen your interview skills, and explore the vast array of job opportunities at The Goldman Sachs Group, Inc. Our hiring process is designed to identify and nurture talent, helping you to achieve your career goals.

Stay Connected

Keep up to date with the latest from Goldman Sachs Careers by subscribing to our job alert emails. Tailor your preferences to receive updates that match your career interests and stay ahead in the competitive financial sector.

Join The Goldman Sachs Group, Inc.

Embark on a rewarding journey with The Goldman Sachs Group, Inc. where your potential is limitless. Explore positions, read about our company culture, and apply today to become part of a team that values growth, leadership, and innovation.

SEARCH GOLDMAN SACHS JOBS

READ CAREERS BLOG

At The Goldman Sachs Group, Inc., your career is just the beginning – it’s an opportunity to excel and lead in the global financial industry. Join us and make your mark!
Learn more about The Goldman Sachs Group, Inc
Size
45,100 employees
Market Cap
$115.8 billion
Industry
Net Income
$9.4 billion
Founded
1869
5 Year Trend
+11.3%
Revenue
$53.4 billion
NASDAQ

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